DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Provise Management Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan Patrick MccrereyCommonwealth Financial Network national BDProvise Management Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 28, 2026Jun 8, 2026
Joseph Robert McfaddenWorld Investment Advisors, LLC institutionalProvise Management Group, LLC independent RIAOtherDec 20, 2024Sep 10, 2025 (264 d)
Jonathan RichmondTfb Advisors, LLC independent RIAProvise Management Group, LLC independent RIARIA to RIAMar 1, 2024Mar 7, 2024
Peter Vincent SerianoEdward Jones national BDProvise Management Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2022Jul 18, 2022
Shane D O'HaraKestra Advisory Services, LLC BD affiliatedProvise Management Group, LLC otherOtherDec 8, 2021Feb 13, 2017
Thomas J HarringtonKestra Advisory Services, LLC BD affiliatedProvise Management Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 16, 2021Dec 9, 2021
Russell James CampbellFaithward Advisors, LLC independent RIAProvise Management Group, LLC independent RIARIA to RIAJan 26, 2021Feb 3, 2021
Sandra Ann RisgaardCliftonlarsonallen Wealth Advisors, LLC BD affiliatedProvise Management Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 19, 2021Jun 29, 2021 (161 d)
Beatrice A WaescheResource Management, LLC independent RIAProvise Management Group, LLC independent RIARIA to RIAJul 15, 2020Jul 27, 2020
Stephen James CsengeCsenge Advisory Group, LLC independent RIAProvise Management Group, LLC independent RIARIA to RIAApr 20, 2020Oct 24, 2020 (187 d)
Susan Clementine WashburnWashburn Capital Management Inc. otherProvise Management Group, LLC otherOtherJun 14, 2017Jul 21, 2017 (37 d)
Ryan Thomas TomerUsaa Financial Planning Services no RAUMProvise Management Group, LLC otherOtherApr 12, 2017Jul 25, 2017 (104 d)
Paul Helmut AuslanderNfp Advisor Services, LLC otherProvise Management Group, LLC otherOtherSep 22, 2016Mar 3, 2014
Steve AthanassieTrademark Capital Management Inc otherProvise Management Group, LLC otherOtherFeb 15, 2013Mar 27, 2013 (40 d)
Jon Michael BrethauerSuntrust Investment Services, Inc. otherProvise Management Group, LLC otherOtherJan 2, 2008Feb 5, 2008 (34 d)
Kimberly Lyn Adams-DipieroTransamerica Financial Advisors, LLC otherProvise Management Group, LLC otherOtherDec 3, 2003Sep 22, 1997
Page 1 of 1
16 moves match.