DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at First Foundation Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Troy L McswainMorgan Stanley wirehouseFirst Foundation Advisors independent RIAWirehouse to independent RIAAug 17, 2026Sep 10, 2026
Eric Michael MicheliSunflower Wealth Advisors LLC otherFirst Foundation Advisors independent RIAOtherJul 17, 2026Jul 15, 2026
Michael Atticus BerensSunflower Wealth Advisors LLC otherFirst Foundation Advisors independent RIAOtherJul 17, 2026Jul 20, 2026
Karuna TejpaulLPL Enterprise, LLC BD affiliatedFirst Foundation Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2026Feb 26, 2026
Roger Sanford StinnettStinnett Wealth Planning, LLC unclassifiedFirst Foundation Advisors independent RIAOtherMay 15, 2025Apr 3, 2025
Marc Tomaneng CosicoMariner BD affiliatedFirst Foundation Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2025Apr 3, 2025
Robert James Roche20/20 Capital Management, Inc independent RIAFirst Foundation Advisors independent RIARIA to RIADec 31, 2022Oct 23, 2025 (1027 d)
Michael Min-Kai ChenRvw Wealth LLC independent RIAFirst Foundation Advisors independent RIARIA to RIAAug 30, 2022Apr 18, 2024 (597 d)
Christopher Scott SeebeckLPL Financial LLC independent RIAFirst Foundation Advisors independent RIARIA to RIAApr 25, 2022May 18, 2022
Ofer Ben-MenahemMercer Global Advisors Inc. independent RIAFirst Foundation Advisors independent RIARIA to RIAApr 16, 2019Apr 22, 2019
Roger Sanford StinnettWestmount Partners, LLC independent RIAFirst Foundation Advisors independent RIARIA to RIASep 24, 2018Sep 26, 2018
John Emery SawyerSt. Johns Investment Management Company, LLC otherFirst Foundation Advisors independent RIAOtherOct 6, 2017Aug 14, 2026 (3234 d)
Yuhsin WangSilversage Advisors otherFirst Foundation Advisors otherOtherMay 10, 2017May 31, 2017
Keaton H HamiltonCerity Partners LLC otherFirst Foundation Advisors otherOtherMar 10, 2016Feb 22, 2016
Jeffrey N. EisfelderRBC Securities, Inc. otherFirst Foundation Advisors otherOtherOct 30, 2015Nov 20, 2015
Joyce LeeRBC Securities, Inc. otherFirst Foundation Advisors otherOtherOct 30, 2015Nov 25, 2015
Charles Spencer GouldU.S. Bancorp Advisors, LLC otherFirst Foundation Advisors otherOtherFeb 12, 2014Mar 12, 2014
Philippe Robert OertleCitigroup Global Markets Inc. otherFirst Foundation Advisors otherOtherAug 9, 2012Mar 27, 2013 (230 d)
Stasia Elaine Cato-WashingtonU.S. Bancorp Advisors, LLC otherFirst Foundation Advisors otherOtherFeb 22, 2012Apr 1, 2013 (404 d)
Andrea Helene MatoloNavalign, LLC otherFirst Foundation Advisors independent RIAOtherJan 4, 2012Oct 1, 2024 (4654 d)
Grant Robert WithersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Foundation Advisors otherOtherSep 23, 2011Aug 1, 2012 (313 d)
John Avak HakopianFirst Foundation Advisors, LLC unclassifiedFirst Foundation Advisors otherOtherDec 31, 2010Nov 20, 2013 (1055 d)
Thomas Woodward HulickUvest Financial Services Group, Inc. unclassifiedFirst Foundation Advisors otherOtherSep 1, 2010Mar 18, 2011 (198 d)
Roger Bruce PalleyNeuberger Berman Bd LLC otherFirst Foundation Advisors otherOtherNov 25, 2009Nov 22, 2013 (1458 d)
Daniel C FanMorgan Stanley wirehouseFirst Foundation Advisors otherOtherNov 11, 2009Mar 25, 2017 (2691 d)
Paul Edward MillerBanc Of America Investment Services, Inc. unclassifiedFirst Foundation Advisors independent RIAOtherMar 18, 2009Oct 20, 2025 (6060 d)
Timothy John TruebenbachTrue Capital Management, LLC unclassifiedFirst Foundation Advisors otherOtherApr 8, 2007Feb 5, 2007
Jonathan Toyoaki EndoUBS Financial Services Inc. wirehouseFirst Foundation Advisors otherOtherSep 5, 2006May 2, 2016 (3527 d)
Brett Howard DulyeaMerrill Lynch Investment Managers LP unclassifiedFirst Foundation Advisors otherOtherJul 27, 2005Dec 16, 2016 (4160 d)
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29 moves match.