DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sierra Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth Lee SleeperOcean Park Asset Management, Inc. independent RIASierra Investment Management, LLC otherOtherDec 24, 2024May 28, 2003
David Chandler WrightOcean Park Asset Management, Inc. independent RIASierra Investment Management, LLC otherOtherDec 24, 2024May 23, 2003
Marshall QuanOcean Park Asset Management, Inc. independent RIASierra Investment Management, LLC independent RIARIA to RIADec 24, 2024Nov 4, 2024
Nathan Henry BrummelCharles Schwab & Co., Inc. national BDSierra Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 24, 2023Oct 18, 2023 (55 d)
Bruk A CampbellWinters Financial Group, Inc. independent RIASierra Investment Management, LLC independent RIARIA to RIAMay 13, 2022Apr 4, 2024 (692 d)
Adam JarosTd Ameritrade Investment Management, LLC independent RIASierra Investment Management, LLC independent RIARIA to RIADec 31, 2020Jun 24, 2021 (175 d)
Robert PetrosyanOn Investment Management Co BD affiliatedSierra Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2019Aug 12, 2020 (225 d)
Christopher Shawn WilsonRussell Investments otherSierra Investment Management, LLC independent RIAOtherSep 2, 2016Aug 28, 2018 (725 d)
Alexander Gordon WardNew York Life Investment Management LLC otherSierra Investment Management, LLC otherOtherFeb 9, 2016May 11, 2016 (92 d)
Colin Theodore BarberAst Investment Services, Inc. otherSierra Investment Management, LLC otherOtherSep 9, 2015Nov 18, 2015 (70 d)
William Francis Phillips IIINew York Life Investment Management LLC otherSierra Investment Management, LLC otherOtherSep 3, 2015Oct 7, 2015 (34 d)
Theresa Frances SpathMercer Global Advisors Inc. otherSierra Investment Management, LLC otherOtherAug 6, 2015Sep 1, 2015
Jason Grant BuckEagle Strategies LLC otherSierra Investment Management, LLC otherOtherMay 29, 2015Sep 28, 2015 (122 d)
Samar FarhangiVertical Capital Asset Management, LLC otherSierra Investment Management, LLC otherOtherMay 7, 2015Dec 8, 2015 (215 d)
Thomas GiardinoPacific Financial Group, LLC otherSierra Investment Management, LLC otherOtherAug 8, 2014Jul 18, 2016 (710 d)
Matthew Edwin ParkhurstInvesco Advisers, Inc. otherSierra Investment Management, LLC otherOtherJan 7, 2013Jan 6, 2017 (1460 d)
Thea Rae LewisPension Architects Advisory Group, LLC otherSierra Investment Management, LLC otherOtherMar 20, 2012Apr 26, 2012 (37 d)
Daniel Wendell KrauseInvesco Advisers, Inc. otherSierra Investment Management, LLC otherOtherApr 18, 2011Sep 6, 2011 (141 d)
Stanley Scott SchieweRaymond James Financial Services, Inc. unclassifiedSierra Investment Management, LLC independent RIAOtherDec 11, 2006Oct 12, 2018 (4323 d)
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19 moves match.