DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fiducient Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dawuanta Do'Juor NorthernCapasso Planning Partners LLC independent RIAFiducient Advisors LLC mixed wealthRIA to RIAAug 26, 2024Sep 6, 2024
Louis Michael ResslerWintrust Investments mixed wealthFiducient Advisors LLC mixed wealthRIA to RIANov 30, 2022Jan 17, 2023 (48 d)
Andrew DotenBrownson, Rehmus & Foxworth, Inc. independent RIAFiducient Advisors LLC mixed wealthRIA to RIAApr 12, 2022Feb 7, 2023 (301 d)
Timothy James BlackPnc Capital Advisors LLC otherFiducient Advisors LLC mixed wealthOtherMar 30, 2022Dec 19, 2022 (264 d)
Theodore Michael DawsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFiducient Advisors LLC mixed wealthWirehouse to independent RIAJan 4, 2022Mar 8, 2022 (63 d)
Stephen BergmanForum Financial Management, LP independent RIAFiducient Advisors LLC mixed wealthRIA to RIAJul 26, 2021Jul 13, 2022 (352 d)
Marc Walter CoriglianoNuveen Asset Management, LLC mixed wealthFiducient Advisors LLC mixed wealthRIA to RIANov 19, 2020Feb 16, 2022 (454 d)
Guadalupe GomezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFiducient Advisors LLC mixed wealthWirehouse to independent RIAApr 9, 2018Jan 19, 2024 (2111 d)
Ahmed Osman FarrukOrion Investment Advisors, LLC otherFiducient Advisors LLC otherOtherMar 28, 2018Mar 22, 2018
Will Stratton FisherOrion Investment Advisors, LLC otherFiducient Advisors LLC otherOtherMar 28, 2018Mar 22, 2018
Tina Renee ZembaOrion Investment Advisors, LLC otherFiducient Advisors LLC otherOtherMar 28, 2018Mar 22, 2018
Sheena EffendiOrion Investment Advisors, LLC otherFiducient Advisors LLC otherOtherMar 28, 2018Mar 22, 2018
David Michael ThomeOrion Investment Advisors, LLC otherFiducient Advisors LLC otherOtherMar 28, 2018Mar 22, 2018
Barrett Rea ScottOrion Investment Advisors, LLC otherFiducient Advisors LLC otherOtherMar 28, 2018Mar 22, 2018
Sarah Elizabeth HinmanTrinity Financial Advisors LLC otherFiducient Advisors LLC independent RIAOtherJan 29, 2018Jun 15, 2018 (137 d)
Ryan Patrick TracyCg Advisory Services otherFiducient Advisors LLC independent RIAOtherMar 28, 2017May 14, 2018 (412 d)
Michael Paul EmersonCuri Capital, LLC otherFiducient Advisors LLC independent RIAOtherJan 13, 2017May 11, 2018 (483 d)
Christine Marie JordanRappaport Reiches Capital Management, otherFiducient Advisors LLC independent RIAOtherNov 17, 2015Aug 28, 2018 (1015 d)
Altan Oriqilang WulijiBalasa Dinverno Foltz LLC otherFiducient Advisors LLC independent RIAOtherOct 14, 2015May 11, 2018 (940 d)
Richard Andrew CareyEquitable Advisors, LLC national BDFiducient Advisors LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJun 23, 2015May 24, 2023 (2892 d)
Joseph Anthony ScimeUBS Financial Services Inc. wirehouseFiducient Advisors LLC otherOtherAug 16, 2012Apr 16, 2015 (973 d)
Brad Leighton LongWells Fargo Advisors wirehouseFiducient Advisors LLC mixed wealthWirehouse to independent RIAAug 7, 2012Jun 4, 2025 (4684 d)
Brian Joseph SamuelsSii Investments, Inc. otherFiducient Advisors LLC mixed wealthOtherJul 7, 2011Oct 7, 2024 (4841 d)
Joseph Samuel CorteseUBS Financial Services Inc. wirehouseFiducient Advisors LLC independent RIAWirehouse to independent RIAMay 21, 2008Nov 28, 2018 (3843 d)
Nicholas Paul BreitGoldman Sachs Wealth Services, L.P. otherFiducient Advisors LLC otherOtherAug 15, 2007Apr 16, 2015 (2801 d)
Adam Paul NewellGoldman Sachs Wealth Services, L.P. otherFiducient Advisors LLC otherOtherSep 27, 2004Apr 16, 2015 (3853 d)
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26 moves match.