DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Grimes & Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tristan Allen Bishop | Lido independent RIA | Grimes & Company independent RIA | RIA to RIA | Sep 2, 2026 | Sep 3, 2026 |
| John Anthony Wilmer | Strategic Advisers LLC national BD | Grimes & Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jun 30, 2026 |
| Justin Dequan Brown | Mercer Global Advisors Inc. independent RIA | Grimes & Company independent RIA | RIA to RIA | May 12, 2026 | May 6, 2026 |
| Patrick Dominic Melvin | Brighton Jones LLC independent RIA | Grimes & Company independent RIA | RIA to RIA | Mar 20, 2026 | Mar 24, 2026 |
| Brendan Richard Shea | Heritage Financial Services independent RIA | Grimes & Company independent RIA | RIA to RIA | Feb 23, 2026 | Mar 4, 2026 |
| Sean Robert Kommerstad | Two Rivers Capital Consulting unclassified | Grimes & Company independent RIA | Other | Oct 30, 2025 | Nov 3, 2025 |
| Matthew Stephen Morse | Harmony Wealth Partners independent RIA | Grimes & Company independent RIA | RIA to RIA | Aug 20, 2025 | Jun 16, 2025 |
| Thomas Vincent Dunlap | Harmony Wealth Partners independent RIA | Grimes & Company independent RIA | RIA to RIA | Aug 20, 2025 | Jul 7, 2025 |
| Eleanor Mary Kreitler | Morgan Stanley wirehouse | Grimes & Company independent RIA | Wirehouse to independent RIA | Mar 18, 2025 | Mar 4, 2025 |
| David Luke Barlow | Goodman Advisory Group, LLC independent RIA | Grimes & Company independent RIA | RIA to RIA | Jun 3, 2024 | Sep 26, 2024 (115 d) |
| William Bradford | Cwm, LLC BD affiliated | Grimes & Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2024 | Apr 2, 2024 |
| Todd Andrew Herman | Icapital, LLC other | Grimes & Company independent RIA | Other | Feb 16, 2023 | May 31, 2022 |
| Cody James Forbush | Dickinson Investment Advisors independent RIA | Grimes & Company independent RIA | RIA to RIA | Sep 8, 2022 | Sep 7, 2022 |
| Michael Robert Maguire | Global Retirement Partners LLC institutional | Grimes & Company independent RIA | Other | Jun 13, 2022 | Jun 30, 2023 (382 d) |
| David Richard Roberts | Td Ameritrade Investment Management, LLC independent RIA | Grimes & Company independent RIA | RIA to RIA | Jan 11, 2021 | Apr 30, 2021 (109 d) |
| Karen Patricia Kelly | Financial Navigators Inc. independent RIA | Grimes & Company independent RIA | RIA to RIA | Nov 19, 2019 | Jan 27, 2021 (435 d) |
| Gordon James Thomas | Fidelity Personal And Workplace Advisors BD affiliated | Grimes & Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2019 | Jun 15, 2021 (735 d) |
| Justin C Davis | J.P. Morgan Securities LLC wirehouse | Grimes & Company independent RIA | Wirehouse to independent RIA | Apr 23, 2019 | Apr 18, 2019 |
| Thomas Adam Clark | J.P. Morgan Securities LLC wirehouse | Grimes & Company independent RIA | Wirehouse to independent RIA | Jul 6, 2018 | Jun 25, 2018 |
| Christopher Sean Deeley | Rwa Wealth Partners other | Grimes & Company other | Other | Dec 15, 2017 | Dec 14, 2017 |
| Tom Oneal French | Td Ameritrade Investment Management, LLC other | Grimes & Company independent RIA | Other | Jun 12, 2017 | Mar 13, 2024 (2466 d) |
| Kevin B Morrissey | Wellesley Asset Management, Inc. other | Grimes & Company other | Other | Jul 30, 2015 | Aug 14, 2015 |
| James Joseph Barrett | Commonwealth Financial Network national BD | Grimes & Company other | Other | Jul 16, 2015 | Jun 27, 2017 (712 d) |
| Jennifer Ann Moran | Daintree Advisors LLC other | Grimes & Company other | Other | Nov 21, 2014 | Dec 8, 2014 |
| Jordan Alan Letendre | Boston Hill Advisors, LLC other | Grimes & Company other | Other | Jul 7, 2014 | Jul 15, 2014 |
| Paul Andrew Leblanc | Credit Suisse Securities (USA) LLC other | Grimes & Company other | Other | Jun 24, 2014 | Jul 1, 2014 |
| Michael Joseph Horne | Wells Fargo Advisors wirehouse | Grimes & Company other | Other | Apr 12, 2011 | Apr 21, 2011 |
| James Michael Grenon | UBS Financial Services Inc. wirehouse | Grimes & Company other | Other | Apr 27, 2006 | Aug 2, 2006 (97 d) |
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28 moves match.