DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lasalle St. Investment Advisors, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Degregorio | Osaic Wealth, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 20, 2026 |
| Cynthia Allen Mann | Commonwealth Financial Network national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 10, 2026 |
| Courtney Paige Baxter | Commonwealth Financial Network national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 9, 2026 |
| John Gerard Berger | John G Berger Registered Investment Advisor unclassified | Lasalle St. Investment Advisors, L.L.C. other | Other | Aug 13, 2025 | Apr 27, 2000 |
| Edward Anthony Perry | Commonwealth Financial Network national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Jul 25, 2025 |
| Andrew George Palomo | Osaic Advisory Services, LLC BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Apr 11, 2025 |
| Jacqueline Lee Bulava | Osaic Advisory Services, LLC BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Apr 15, 2025 |
| Levi John Palomo | Osaic Advisory Services, LLC BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Apr 11, 2025 |
| Jerrold Steven Bergner | Scf Investment Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Mar 21, 2025 |
| Jayce J Wallace | Cadaret Grant & Co Inc BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 3, 2025 |
| Dustin Michael Emerling | Cadaret Grant & Co Inc BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 3, 2025 |
| David Lefebre | Cadaret Grant & Co Inc BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 3, 2025 |
| Michael J Kaminska | Cadaret Grant & Co Inc BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 3, 2025 |
| Isaac Pelts | LPL Financial LLC BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Jan 23, 2025 |
| Timothy John Cleveland | LPL Financial LLC BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 24, 2025 |
| Mark Anton Groesbeck | Scf Investment Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Dec 20, 2024 |
| Scott Legrand Slade | Scf Investment Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Dec 22, 2024 |
| Kerry Vaun Poulson | Scf Investment Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Dec 23, 2024 |
| Jonathan Campbell Hoy | Equitable Advisors, LLC national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Aug 2, 2024 |
| Patrick Allen Daly | Stifel, Nicolaus & Company, Incorporated national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 15, 2024 |
| Andrew Pagoulatos | Stifel, Nicolaus & Company, Incorporated national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 15, 2024 |
| Michael Mitchell Drozd | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 2, 2024 | Jul 3, 2024 |
| Craig Lee Dunn | Liberty Financial Advisors, LLC unclassified | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Other | Jun 26, 2024 | Jun 26, 2024 |
| Christopher Hoy | Equitable Advisors, LLC national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Apr 19, 2024 |
| Stephen Lawrence Brown | Western International Securities BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Apr 2, 2024 |
| Robert Pate Ellington-Montes | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Apr 27, 2023 |
| Graysen Laurence Vukasin | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Apr 21, 2023 |
| Richard Joseph Wilkens | Forum Financial Management, LP independent RIA | Lasalle St. Investment Advisors, L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 7, 2023 | Nov 6, 2023 |
| John Sciaccotta | Forum Financial Management, LP independent RIA | Lasalle St. Investment Advisors, L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 7, 2023 | Nov 6, 2023 |
| Joseph Demarco | Forum Financial Management, LP independent RIA | Lasalle St. Investment Advisors, L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 7, 2023 | Nov 6, 2023 |
| Stacy Lynn Long | Commonwealth Financial Network national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Sep 27, 2023 (49 d) |
| Richard James London | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | Apr 26, 2023 |
| Gregory Scott Jackson | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | Apr 24, 2023 |
| Jason Johnson | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2023 | Apr 28, 2023 |
| Adam Robert Sarno | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2023 | Apr 13, 2023 |
| Cari Ann Schulz | UBS Financial Services Inc. wirehouse | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 7, 2023 | Jan 27, 2023 |
| Michael John Bruno | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2022 | Nov 8, 2022 |
| Scott Robert Uebelhoer | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Nov 8, 2022 |
| Matthew Fuhrman | Fidelity Personal And Workplace Advisors BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Oct 18, 2022 |
| Thomas B Damasco | Td Private Client Wealth LLC BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2022 | Jun 3, 2022 |
| Sagen Richard Augustin | Principal Securities, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2022 | Mar 3, 2022 |
| Troy Allan Chesnut | Avantax Advisory Services BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2022 | Feb 15, 2022 |
| Cameron Scott Crone | Avantax Advisory Services BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2022 | Feb 4, 2022 |
| Joseph Philip Sarappo | Retirement Planning Specialists independent RIA | Lasalle St. Investment Advisors, L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | May 5, 2021 |
| Christopher M Sacco | Retirement Planning Specialists independent RIA | Lasalle St. Investment Advisors, L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | May 4, 2021 |
| Kyle Patrick Jennings | Retirement Planning Specialists independent RIA | Lasalle St. Investment Advisors, L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | May 5, 2021 |
| James Joseph Cuorato | Retirement Planning Specialists independent RIA | Lasalle St. Investment Advisors, L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2021 | May 4, 2021 |
| Alan Richard Nadolna | Highpoint Advisor Group, LLC independent RIA | Lasalle St. Investment Advisors, L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2021 | Oct 25, 2021 |
| Caitlyn Karl | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 11, 2021 | Oct 8, 2021 |
| Jeffrey John Kinzler | Ssn Advisory, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2020 | Sep 11, 2020 |
| Peter Leonard Kearney | Ssn Advisory, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2020 | Aug 6, 2020 |
| Foster Manierre | RBC Capital Markets, LLC national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2020 | Sep 3, 2026 (2235 d) |
| Sean Russell Ford | Benjamin F. Edwards & Company, Incorporated BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2020 | Feb 6, 2020 |
| Eugene Edward Welsh | Ameriprise Financial Services, LLC national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2019 | Nov 8, 2019 |
| Shaena Leigh Yorke | Ameriprise Financial Services, LLC national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2019 | Nov 8, 2019 |
| Steven Michael Cook | Edward Jones national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Sep 16, 2019 |
| Jeffrey John Talarico | Ameriprise Financial Services, LLC national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Jun 14, 2019 |
| James Arthur Steinbrenner | Saxony Capital Management, LLC independent RIA | Lasalle St. Investment Advisors, L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 27, 2019 | Feb 8, 2019 |
| Kimberly Lynn Steinbrenner | Saxony Capital Management, LLC independent RIA | Lasalle St. Investment Advisors, L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 27, 2019 | Feb 1, 2019 |
| Robert J Meyers | Edward Jones national BD | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2018 | Oct 19, 2018 |
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116 moves match.