DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nwf Advisory Services Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kelly Renee RoseThe Ameriflex Group BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIASep 8, 2025Dec 12, 2025 (95 d)
Jennifer WernsingThe Ameriflex Group BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIASep 8, 2025Oct 24, 2025 (46 d)
Christina Marie HannahOsaic Wealth, Inc. BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2025Jun 7, 2024
Brandon Lee Dixon-JamesOsaic Wealth, Inc. BD affiliatedNwf Advisory Services Inc otherOtherMay 30, 2025Oct 8, 2013
Jeffrey Paul McnaneyThe Ameriflex Group BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAMay 5, 2025Apr 14, 2026 (344 d)
Nigel James Field PiercePerigon Wealth Management, LLC independent RIANwf Advisory Services Inc independent RIARIA to RIAFeb 19, 2025Aug 2, 2026 (529 d)
Veronika SaparovaOsaic Wealth, Inc. BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2024Aug 26, 2025 (468 d)
Thomas Patrick GillespieAmeriprise Financial Services, LLC national BDNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIASep 13, 2023Oct 12, 2023
Micheal Masaaki OnoLPL Financial LLC BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAJul 5, 2023Jun 22, 2023
Victor Joseph MastrellaCetera Investment Advisers LLC BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 4, 2023Apr 3, 2023
Marcus Alan SilverCetera Investment Advisers LLC BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2023Mar 31, 2023
Gregg Lawrence TurkinCetera Investment Advisers LLC BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2023Mar 31, 2023
Dylan Timothy BrennanAvantax Advisory Services BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2022Oct 2, 2022
Eric Wilford BondLPL Financial LLC independent RIANwf Advisory Services Inc independent RIARIA to RIAMay 2, 2022Mar 25, 2022
Gregory Thomas EnloePruco Securities, LLC BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAFeb 8, 2022Feb 3, 2022
Jodi Marie JohnstonAmeriprise Financial Services, LLC national BDNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2021Oct 29, 2021
Mohamed Abdur Rahman AkramBancwest Investment Services, Inc. (Bwis) BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2021Mar 1, 2021
Woong KimMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNwf Advisory Services Inc independent RIAWirehouse to independent RIADec 18, 2019Dec 19, 2019
Jane AnVoya Financial Advisors, Inc. BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2019Sep 12, 2019
Daniela AljawadVoya Financial Advisors, Inc. BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2019Sep 12, 2019
James Bruce JohnsonEdward Jones national BDNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAJan 16, 2019Jan 14, 2019
Judith Lee HarlanMML Investors Services, LLC BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2018Sep 17, 2018 (46 d)
Byron Wendell HarlanMML Investors Services, LLC BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 4, 2018Jun 27, 2018 (84 d)
Justin Buddy ArceForesters Advisory Services, LLC otherNwf Advisory Services Inc otherOtherFeb 22, 2018Feb 24, 2018
Geoffrey Erik FellowsEdward Jones national BDNwf Advisory Services Inc otherOtherDec 7, 2017Dec 12, 2017
Daryl Andrew ColeNational Planning Corporation ("Npc Of America" In Fl & Ny) otherNwf Advisory Services Inc otherOtherNov 3, 2017Nov 1, 2017
Brian Russell BedordNational Planning Corporation ("Npc Of America" In Fl & Ny) otherNwf Advisory Services Inc otherOtherNov 3, 2017Nov 21, 2017
Donna D LeaNational Planning Corporation ("Npc Of America" In Fl & Ny) otherNwf Advisory Services Inc otherOtherNov 2, 2017Nov 1, 2017
Jeromy Andrew ParkNational Planning Corporation ("Npc Of America" In Fl & Ny) otherNwf Advisory Services Inc otherOtherOct 25, 2017Oct 25, 2017
Joseph Starkey HaglerVoya Financial Advisors, Inc. otherNwf Advisory Services Inc otherOtherOct 2, 2017Oct 27, 2017
Dari Dariush RachediVoya Financial Advisors, Inc. otherNwf Advisory Services Inc otherOtherSep 29, 2017Oct 5, 2017
Nancy Ann PyzelWhjr Associates otherNwf Advisory Services Inc otherOtherAug 30, 2017Feb 14, 2017
Lannie Cecil WrightWhjr Associates otherNwf Advisory Services Inc otherOtherApr 18, 2017Mar 3, 2017
Dean Otis LeonardWhjr Associates otherNwf Advisory Services Inc otherOtherApr 18, 2017Feb 14, 2017
John Hendrik WallbrinkWhjr Associates otherNwf Advisory Services Inc otherOtherApr 18, 2017Feb 14, 2017
Charles Scott AndersonWhjr Associates otherNwf Advisory Services Inc otherOtherApr 18, 2017Feb 6, 2017
Michael Travis WilsonWhjr Associates otherNwf Advisory Services Inc otherOtherApr 18, 2017Feb 6, 2017
William Emil FredricksonWhjr Associates otherNwf Advisory Services Inc otherOtherApr 18, 2017Feb 13, 2017
Tom Jerald WoodWhjr Associates otherNwf Advisory Services Inc otherOtherApr 18, 2017Feb 16, 2017
Sylvain P. LapointeWhjr Associates otherNwf Advisory Services Inc otherOtherApr 18, 2017Jan 31, 2017
Stacy Mallory TredennickWhjr Associates otherNwf Advisory Services Inc otherOtherApr 18, 2017Feb 14, 2017
Rebecca Ann CameronWhjr Associates otherNwf Advisory Services Inc otherOtherApr 18, 2017Feb 17, 2017
Tara Christel TrautschWhjr Associates otherNwf Advisory Services Inc otherOtherApr 18, 2017Feb 14, 2017
Andrew Gleason StewartWhjr Associates otherNwf Advisory Services Inc otherOtherApr 18, 2017Feb 14, 2017
Peter Wei WangWise Steward Advisory Services, Inc. unclassifiedNwf Advisory Services Inc otherOtherDec 31, 2015Sep 19, 2014
Gary Domville RobertsonFmsi Advisers otherNwf Advisory Services Inc otherOtherJul 31, 2015Jul 3, 2015
Sheryl Diane RadosFmsi Advisers otherNwf Advisory Services Inc otherOtherJul 31, 2015Jul 3, 2015
Rajer I. ChoobakWhjr Associates otherNwf Advisory Services Inc otherOtherMar 27, 2013Nov 13, 2013 (231 d)
Vayle FloriaThe Elite Financial Network, Inc. unclassifiedNwf Advisory Services Inc otherOtherAug 22, 2011Mar 22, 2018 (2404 d)
Noah Sheehan BoatrightThe Elite Financial Network, Inc. unclassifiedNwf Advisory Services Inc otherOtherAug 22, 2011Oct 30, 2017 (2261 d)
Kam W. HoWise Steward Advisory Services, Inc. unclassifiedNwf Advisory Services Inc independent RIAOtherDec 31, 2010Sep 17, 2024 (5009 d)
Cynthia Nowicki MooreProtected Investors Of America otherNwf Advisory Services Inc otherOtherFeb 18, 2010Mar 2, 2010
William Monfils UpsonSterling Financial Services, Inc. unclassifiedNwf Advisory Services Inc independent RIAOtherMar 17, 2009Jan 1, 2026 (6134 d)
Mary Teresa AllenSterling Financial Services, Inc. unclassifiedNwf Advisory Services Inc otherOtherMar 17, 2009Mar 16, 2009
Denise Marie PetersenSterling Financial Services, Inc. unclassifiedNwf Advisory Services Inc otherOtherMar 17, 2009Mar 25, 2009
Richard Wayne KlotzSterling Financial Services, Inc. unclassifiedNwf Advisory Services Inc otherOtherMar 17, 2009Mar 19, 2009
Michael Lawrence WeintraubSterling Financial Services, Inc. unclassifiedNwf Advisory Services Inc otherOtherMar 17, 2009Mar 19, 2009
Gaye Clarke LampertOsaic Wealth, Inc. otherNwf Advisory Services Inc otherOtherJul 2, 2007Feb 17, 2005
Brian Richard TinkerLPL Financial LLC otherNwf Advisory Services Inc otherOtherApr 19, 2004May 20, 2004 (31 d)
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59 moves match.