DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Frontier Investment Management Co

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Namrata C ShahAdvice And Planning Services BD affiliatedFrontier Investment Management Co independent RIAAffiliated broker-dealer or bank to independent RIAAug 18, 2020Aug 25, 2020
Steven Patrick ParisUsaa Investment Services Company no RAUMFrontier Investment Management Co independent RIAOtherJun 22, 2020Jul 13, 2020
Eric Justin ReidMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFrontier Investment Management Co independent RIAWirehouse to independent RIAOct 1, 2019Oct 4, 2019
Ira Matthew UtayUsaa Investment Services Company BD affiliatedFrontier Investment Management Co independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2019Jul 23, 2019
Christopher Dale FordUnited Capital Financial Advisors independent RIAFrontier Investment Management Co independent RIARIA to RIAMar 5, 2019Feb 7, 2019
Rhyan Khawar YoungAdvice And Planning Services otherFrontier Investment Management Co independent RIAOtherMar 22, 2018Apr 18, 2018
Justin Robert LeesonScottrade Investment Management BD affiliatedFrontier Investment Management Co independent RIAAffiliated broker-dealer or bank to independent RIAMar 8, 2018Dec 10, 2018 (277 d)
David Paul CatronUsaa Financial Planning Services no RAUMFrontier Investment Management Co otherOtherAug 24, 2017Sep 14, 2017
Kenneth C. PetrashekAdvice And Planning Services otherFrontier Investment Management Co otherOtherMar 3, 2017Mar 8, 2017
Guy R WaymanSteele Capital Management, Inc. otherFrontier Investment Management Co otherOtherJan 5, 2017Mar 8, 2017 (62 d)
Steven James WaltonGuidestone Advisors otherFrontier Investment Management Co independent RIAOtherSep 9, 2016Aug 6, 2020 (1427 d)
Steven Michael DurkCharles Schwab & Co., Inc. national BDFrontier Investment Management Co otherOtherJun 20, 2016Jun 20, 2016
Ashish KhannaLarson Financial Group, LLC otherFrontier Investment Management Co otherOtherDec 18, 2015Jan 7, 2016
Matthew Leonard PowersGuidestone Advisors otherFrontier Investment Management Co otherOtherNov 3, 2015Dec 2, 2015
Mary Evette CavaleriFortitude Advisory Group L.L.C. otherFrontier Investment Management Co otherOtherOct 30, 2015Nov 20, 2015
Scot JacksonThe Gardner Group otherFrontier Investment Management Co otherOtherAug 10, 2015May 6, 2015
Jessica CafferataUsaa Financial Planning Services no RAUMFrontier Investment Management Co otherOtherApr 16, 2014Apr 24, 2014
Darren J WallochCharles Schwab & Co., Inc. national BDFrontier Investment Management Co independent RIAAffiliated broker-dealer or bank to independent RIAJan 28, 2014Jul 13, 2018 (1627 d)
Robert Benton ArnoldMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFrontier Investment Management Co otherOtherJan 18, 2013Jan 18, 2013
Bradley Ellsworth McconkeyStrategic Advisers LLC national BDFrontier Investment Management Co otherOtherJan 8, 2013Jan 18, 2013
Todd StephensKing Investment Advisors, Inc. otherFrontier Investment Management Co otherOtherDec 1, 2010Feb 14, 2011 (75 d)
Amir AtabakiWells Fargo Advisors wirehouseFrontier Investment Management Co independent RIAWirehouse to independent RIAJun 3, 2008Jun 2, 2020 (4382 d)
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22 moves match.