DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Flexible Plan Investments Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Scott Radin | LPL Financial LLC BD affiliated | Flexible Plan Investments Ltd mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | May 15, 2026 |
| Carl Richard Resnick | Guggenheim Investments asset manager | Flexible Plan Investments Ltd mixed wealth | Other | Oct 16, 2024 | Oct 18, 2024 |
| Justin Benedict Murphy | Principal Securities, Inc. BD affiliated | Flexible Plan Investments Ltd mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2024 | Jun 4, 2024 |
| Cole Misuraca | Equitable Advisors, LLC national BD | Flexible Plan Investments Ltd mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2024 | Apr 17, 2024 (42 d) |
| Nicolas Werthman | Advisors Asset Management, Inc. other | Flexible Plan Investments Ltd mixed wealth | Other | Sep 13, 2022 | Jan 19, 2023 (128 d) |
| Mary Elizabeth Jones | John Hancock Investment Management LLC asset manager | Flexible Plan Investments Ltd mixed wealth | Other | Aug 29, 2022 | Feb 2, 2023 (157 d) |
| Darrell Lynn Saathoff | Ameritas Advisory Services independent RIA | Flexible Plan Investments Ltd mixed wealth | RIA to RIA | Feb 16, 2021 | Jun 22, 2021 (126 d) |
| Anna E Kinsella | Oppenheimer & Co. Inc. BD affiliated | Flexible Plan Investments Ltd mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2020 | Mar 29, 2021 (143 d) |
| Michael Walton Rogers | True North Wealth Strategies unclassified | Flexible Plan Investments Ltd independent RIA | Other | Nov 5, 2020 | Dec 8, 2020 (33 d) |
| Andrew Anthony Jabro | Citizens Securities, Inc. BD affiliated | Flexible Plan Investments Ltd mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2020 | Jun 29, 2021 (256 d) |
| Vainius Bronius Gleveckas | Potomac other | Flexible Plan Investments Ltd other | Other | May 26, 2017 | Mar 5, 2018 (283 d) |
| Jerome Van Leftwich | Stf Management LP no RAUM | Flexible Plan Investments Ltd other | Other | Jan 9, 2017 | Jan 24, 2017 |
| Timothy James Brennan | Pnc Wealth Management other | Flexible Plan Investments Ltd other | Other | Nov 13, 2015 | Nov 2, 2017 (720 d) |
| Michael D Heavey | Strategic Advisers LLC national BD | Flexible Plan Investments Ltd other | Other | Mar 9, 2015 | Feb 16, 2017 (710 d) |
| Christopher Scott Noechel | Key Investment Services LLC other | Flexible Plan Investments Ltd independent RIA | Other | Dec 31, 2006 | Feb 27, 2020 (4806 d) |
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15 moves match.