DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Amb Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Jacob Davis | Primerica Advisors national BD | Amb Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2026 | Sep 1, 2026 |
| Kyle Steven Klinger | Copley Financial Group, Inc. independent RIA | Amb Wealth, LLC mixed wealth | RIA to RIA | Jan 3, 2024 | Jan 3, 2024 |
| Lauren Castrop Smith | Kovack Advisors, Inc. BD affiliated | Amb Wealth, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Oct 25, 2023 |
| Crystal Lee Godbee | Securities America Advisors, Inc. BD affiliated | Amb Wealth, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 1, 2023 | May 15, 2023 |
| Brewer Pope Bentley | Edward Jones national BD | Amb Wealth, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2023 | May 10, 2023 (34 d) |
| Brent Patrick Nicks | Newedge Advisors BD affiliated | Amb Wealth, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | Oct 31, 2023 (551 d) |
| John Michael William Hall | Eagle Strategies LLC BD affiliated | Amb Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2022 | Mar 14, 2022 |
| Kathy Bennett Bartlett | Truist Advisory Services, Inc. BD affiliated | Amb Wealth, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2021 | Feb 23, 2023 (765 d) |
| Jayson Best | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Amb Wealth, LLC mixed wealth | Wirehouse to independent RIA | Jan 2, 2018 | Feb 23, 2018 (52 d) |
| Harry Dekle Vann | Truist Advisory Services, Inc. other | Amb Wealth, LLC other | Other | Mar 29, 2017 | Aug 23, 2017 (147 d) |
| Matthew Justin Roach | Eastover Capital Management other | Amb Wealth, LLC other | Other | Mar 21, 2016 | Mar 14, 2012 |
| Lillie Dianne Hall | Wells Fargo Advisors wirehouse | Amb Wealth, LLC other | Other | Apr 2, 2013 | Apr 24, 2013 |
| Mark Eric Davis | Wells Fargo Advisors wirehouse | Amb Wealth, LLC other | Other | Oct 7, 2011 | Nov 30, 2011 (54 d) |
| Sandra Bradley Carlson | Symphonic Financial Advisors LLC other | Amb Wealth, LLC other | Other | Aug 4, 2006 | Nov 28, 2006 (116 d) |
| Travis Stanley Barnes | Independent Financial Partners other | Amb Wealth, LLC other | Other | Dec 31, 2005 | Jun 1, 2006 (152 d) |
| Gregory Haywood Adams | Raymond James Financial Services, Inc. unclassified | Amb Wealth, LLC other | Other | Aug 17, 2005 | Oct 25, 2005 (69 d) |
| Gordon Daniel Macquirter | Raymond James Financial Services, Inc. unclassified | Amb Wealth, LLC other | Other | Aug 17, 2005 | Nov 22, 2004 |
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17 moves match.