DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Certuity, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gannon Mitchell BrownStrategic Advisers LLC national BDCertuity, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2026Jun 8, 2026 (91 d)
Garrett Mitchell AltonPennington Partners & Co., LLC independent RIACertuity, LLC independent RIARIA to RIAOct 20, 2025Dec 16, 2025 (57 d)
Graham K MandlMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCertuity, LLC independent RIAWirehouse to independent RIAJun 5, 2023Jun 2, 2023
Anna YuJ.P. Morgan Private Wealth Advisors LLC BD affiliatedCertuity, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2023May 19, 2023
Samuel Edward BiscaroJ.P. Morgan Private Wealth Advisors LLC BD affiliatedCertuity, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2023May 31, 2023
Daniel Jin LeeJ.P. Morgan Private Wealth Advisors LLC BD affiliatedCertuity, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 18, 2023May 4, 2023
Michael Dent NunnallyUBS Financial Services Inc. wirehouseCertuity, LLC independent RIAWirehouse to independent RIAApr 5, 2023May 1, 2023
Dylan Eric KremerCresset Asset Management, LLC independent RIACertuity, LLC independent RIARIA to RIAAug 16, 2022Sep 12, 2022
Mariia EroshinUBS Financial Services Inc. wirehouseCertuity, LLC independent RIAWirehouse to independent RIAJul 15, 2021Jun 5, 2023 (690 d)
Andrew Booth BoughanMML Investors Services, LLC BD affiliatedCertuity, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2020Sep 2, 2020
Michelle Lynn CooperUBS Financial Services Inc. wirehouseCertuity, LLC independent RIAWirehouse to independent RIAMay 13, 2019Apr 13, 2020 (336 d)
Paul Donald BlatzGfo Advisory Services, LLC otherCertuity, LLC independent RIAOtherDec 31, 2017Aug 26, 2026 (3160 d)
Edward Tandy McglassonJdl Advisers otherCertuity, LLC otherOtherSep 7, 2017Sep 25, 2017
Brian E. O'NeilJaniczek Wealth Management otherCertuity, LLC independent RIAOtherJun 13, 2017Jan 5, 2026 (3128 d)
Scott David WelchFortigent, LLC otherCertuity, LLC independent RIAOtherNov 12, 2014Nov 15, 2024 (3656 d)
Kara Sue BoccellaKls Professional Advisors Group, LLC otherCertuity, LLC otherOtherSep 15, 2014Sep 23, 2014
Devon GalindoKls Professional Advisors Group, LLC otherCertuity, LLC otherOtherSep 15, 2014Jul 1, 2014
Jayson James BrownTd Ameritrade Investment Management, LLC otherCertuity, LLC independent RIAOtherMar 24, 2014Jan 1, 2025 (3936 d)
Michelle Rey LuteinJ.P. Morgan Securities LLC wirehouseCertuity, LLC otherOtherAug 16, 2013Aug 2, 2013
Monte Ivan ResnickJ.P. Morgan Securities LLC wirehouseCertuity, LLC otherOtherAug 12, 2013Aug 2, 2013
Scott Henrik FellmethLuminous Capital, LLC otherCertuity, LLC otherOtherFeb 1, 2012Apr 2, 2012 (61 d)
Constantine Stephen HatzivassiliouAlliancebernstein L.P. otherCertuity, LLC independent RIAOtherNov 2, 2011Jan 1, 2025 (4809 d)
Giuliano Augusto CelleCitigroup Global Markets Inc. otherCertuity, LLC independent RIAOtherJun 2, 2010Aug 4, 2026 (5907 d)
John Michael KrambeerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCertuity, LLC otherOtherOct 23, 2003Jan 2, 2004 (71 d)
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24 moves match.