DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Westpark Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
J Taylor Laing DavisEquitable Advisors, LLC national BDWestpark Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 13, 2019Mar 1, 2019
Nathan Johns IrbyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWestpark Wealth Advisors, Inc. independent RIAWirehouse to independent RIAJan 2, 2019Jan 2, 2019
Biniam KeletaSpc otherWestpark Wealth Advisors, Inc. otherOtherOct 28, 2016Oct 27, 2016
Patrick Dennis CombsMorgan Stanley wirehouseWestpark Wealth Advisors, Inc. otherOtherMar 28, 2016Mar 14, 2016
Kiran Naginbhai PatelCetera Advisors LLC otherWestpark Wealth Advisors, Inc. otherOtherDec 31, 2015Jan 4, 2016
Lester Dearl ButlerCambridge Investment Research Advisors, Inc. otherWestpark Wealth Advisors, Inc. otherOtherApr 24, 2015May 7, 2015
James Neal TurnerWfg Advisors, LP otherWestpark Wealth Advisors, Inc. otherOtherApr 22, 2014Apr 21, 2014
Melanie NullModern Capital Advisors, LLC otherWestpark Wealth Advisors, Inc. otherOtherFeb 14, 2014Apr 23, 2014 (68 d)
Gregory Michael RickertEagle Strategies LLC otherWestpark Wealth Advisors, Inc. otherOtherOct 14, 2013Oct 4, 2013
James Robert DavisEagle Strategies LLC otherWestpark Wealth Advisors, Inc. otherOtherOct 11, 2013Oct 4, 2013
James Patton WebbFirst Independent Advisory Services, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherFeb 13, 2013Feb 13, 2013
Vicki Lynn JoernMadison Avenue Securities, LLC otherWestpark Wealth Advisors, Inc. otherOtherSep 4, 2012Oct 10, 2012 (36 d)
Robert David BourlandHilltop Securities Inc. otherWestpark Wealth Advisors, Inc. otherOtherApr 5, 2012Feb 1, 2013 (302 d)
Brent Smith SimmonsInstitutional Capital Management, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherSep 2, 2011Sep 2, 2011
David Scott CoffeeFox Wealth Advisors LLC unclassifiedWestpark Wealth Advisors, Inc. otherOtherNov 18, 2009Mar 26, 2014 (1589 d)
Dennis Brock AshbyRBC Capital Markets, LLC national BDWestpark Wealth Advisors, Inc. otherOtherNov 12, 2009Jan 14, 2010 (63 d)
Marie Asheley CaneEdward Jones national BDWestpark Wealth Advisors, Inc. otherOtherApr 2, 2009Jan 5, 2010 (278 d)
Seth E HareStanford Capital Management, LLC unclassifiedWestpark Wealth Advisors, Inc. otherOtherMar 20, 2009Mar 17, 2009
Andrea Kaye FreedmanStanford Group Company unclassifiedWestpark Wealth Advisors, Inc. otherOtherMar 19, 2009Mar 18, 2009
Bradley Dale ReevesStanford Group Company unclassifiedWestpark Wealth Advisors, Inc. otherOtherMar 19, 2009Mar 2, 2009
Cory Dale SummersTd Ameritrade Investment Management, LLC otherWestpark Wealth Advisors, Inc. otherOtherOct 9, 2008Oct 15, 2008
Michael Wilson AllenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWestpark Wealth Advisors, Inc. independent RIAWirehouse to independent RIASep 17, 2007Apr 11, 2018 (3859 d)
Justin Lee SmithNfp Advisor Services, LLC otherWestpark Wealth Advisors, Inc. otherOtherJan 3, 2007Jan 3, 2007
Leigh West ZacharyCitigroup Global Markets Inc. otherWestpark Wealth Advisors, Inc. otherOtherOct 16, 2006Sep 29, 2006
Robert Charles PizzitolaUBS Financial Services Inc. wirehouseWestpark Wealth Advisors, Inc. otherOtherApr 27, 2006Mar 31, 2006
Christopher Dow PizzitolaInvesco Aim Private Asset Management, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherMar 2, 2006Mar 3, 2006
Kenneth Sloan GunterMetlife Investment Fund Services LLC unclassifiedWestpark Wealth Advisors, Inc. otherOtherJul 1, 2005Jul 8, 2014 (3294 d)
Melvin Howell EhlertPark Avenue Securities LLC otherWestpark Wealth Advisors, Inc. otherOtherMar 28, 2005Mar 22, 2005
Elizabeth V Soto-DelgadilloIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 14, 2004
Stacey Lee RognonIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 13, 2004
Louis John PelzIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 12, 2004
Peter Timothy FitzgeraldIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 12, 2004
Danny Harold ArmstrongIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 14, 2004
Christopher David GammonIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 13, 2004
Jeffrey Gordon RileyIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 13, 2004
Michael John LevyIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 13, 2004
Joseph Charles AllisonIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 12, 2004
Patrick Thayne WilliamsIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 13, 2004
Dean Alan HarveyIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 12, 2004
Joshua William PattersonIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 13, 2004
Jacob Mitrani LeonIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 13, 2004
Kevin CunninghamIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 12, 2004
Syed Faisal AfzaalIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 12, 2004
David Henry PortnoyIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherDec 31, 2004May 13, 2004
Brian Paul KoeppIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherSep 23, 2004May 13, 2004
Byron Lee PreussIms Securities, Inc. unclassifiedWestpark Wealth Advisors, Inc. otherOtherSep 23, 2004May 13, 2004
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46 moves match.