DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Npa Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey J. Lapetina MafuzOriental Financial Services LLC independent RIANpa Asset Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 6, 2025Dec 1, 2025
Miguel Oscar Morales-CorujoWells Fargo Advisors wirehouseNpa Asset Management, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 6, 2025Sep 10, 2025 (35 d)
Diana M Corujo-RamseyOsaic Wealth, Inc. BD affiliatedNpa Asset Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 8, 2025Apr 28, 2025
Anthony T MegaroPark Avenue Securities LLC BD affiliatedNpa Asset Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2022Mar 19, 2026 (1184 d)
Jose Arturo Ramos RiosPopular Securities, LLC independent RIANpa Asset Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 21, 2021Jan 21, 2021
Roberto Feria CesteroHerbert J. Sims Capital Management, Inc. independent RIANpa Asset Management, LLC independent RIARIA to RIAJan 17, 2020Mar 13, 2020 (56 d)
Kenneth Jay SchnollSummit Financial Group Inc BD affiliatedNpa Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2019Jan 2, 2020
Manuel EscobarOriental Financial Services LLC independent RIANpa Asset Management, LLC independent RIARIA to RIANov 13, 2019Dec 13, 2019
Jorge BravoAegis Capital Corp. BD affiliatedNpa Asset Management, LLC otherOtherMar 2, 2018Mar 13, 2018
Luis Alejandro CasaresmaduroAegis Capital Corp. BD affiliatedNpa Asset Management, LLC otherOtherMar 2, 2018Mar 13, 2018
Miguel Andres PascualAegis Capital Corp. BD affiliatedNpa Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2018Mar 27, 2018
Michael John De PolBlue Point Strategic Wealth Management, LLC state registeredNpa Asset Management, LLC otherOtherDec 31, 2017Jan 9, 2018
Fernando Jose Agudo NidoSantander Securities otherNpa Asset Management, LLC otherOtherOct 12, 2017Oct 11, 2017
Eduardo Jose Pou MonagasSantander Securities otherNpa Asset Management, LLC otherOtherSep 1, 2017Sep 1, 2017
Guillermo SantiagoOriental Financial Services LLC otherNpa Asset Management, LLC otherOtherJul 3, 2017Jul 18, 2017
Eric G Ortiz-BerriosEquitable Advisors, LLC national BDNpa Asset Management, LLC otherOtherJun 2, 2017Jun 1, 2017
Fernando J. Del Llano SobrinoOriental Financial Services LLC otherNpa Asset Management, LLC otherOtherMar 6, 2017Mar 3, 2017
Gabriella Clapp MilleyIc Advisory Services, Inc. otherNpa Asset Management, LLC otherOtherApr 5, 2016Apr 5, 2016
Suzanne ShortSantander Securities otherNpa Asset Management, LLC otherOtherFeb 17, 2016Jun 7, 2016 (111 d)
Kevin Richard MorseTransamerica Financial Advisors, LLC otherNpa Asset Management, LLC otherOtherDec 16, 2015Apr 7, 2016 (113 d)
Richard John WalshVoya Financial Advisors, Inc. otherNpa Asset Management, LLC otherOtherNov 2, 2015Nov 5, 2015
Jose Ivan Acosta JordanSb Advisory, LLC otherNpa Asset Management, LLC otherOtherSep 21, 2015Feb 3, 2016 (135 d)
Raymond ZongKovack Advisors, Inc. otherNpa Asset Management, LLC otherOtherJun 5, 2015Jun 9, 2015
Jeanne Tompkins WeaverVoya Financial Advisors, Inc. otherNpa Asset Management, LLC otherOtherApr 17, 2015Apr 16, 2015
Brett Tompkins WeaverVoya Financial Advisors, Inc. otherNpa Asset Management, LLC otherOtherApr 17, 2015Apr 17, 2015
Gregory William HorneMML Investors Services, LLC otherNpa Asset Management, LLC otherOtherMay 7, 2014May 2, 2014
Richard John WalshOsaic Fa, Inc. otherNpa Asset Management, LLC otherOtherJan 16, 2013Jan 10, 2013
Stephen Joseph AgristaComprehensive Financial Consultants, Inc. unclassifiedNpa Asset Management, LLC otherOtherOct 22, 2012Jul 20, 2004
Theresa Jean YaroshOn Investment Management Co otherNpa Asset Management, LLC otherOtherMay 27, 2011Nov 7, 2011 (164 d)
Eric Lawson WooCetera Investment Advisers LLC otherNpa Asset Management, LLC otherOtherMar 10, 2011Mar 2, 2011
James Kevin NobleGlobal Investment Advisors, LLC unclassifiedNpa Asset Management, LLC otherOtherDec 31, 2010Dec 13, 2010
Michelle M VazquezSantander Securities otherNpa Asset Management, LLC otherOtherDec 13, 2010Aug 18, 2017 (2440 d)
William George RollAmerican Portfolios Advisors, Inc otherNpa Asset Management, LLC otherOtherDec 9, 2010Dec 6, 2010
Matthew Miles StroupAmerican Portfolios Advisors, Inc otherNpa Asset Management, LLC otherOtherDec 9, 2010Jan 11, 2011 (33 d)
Michael Lionel MarchInvestment Advisors Asset Management, LLC otherNpa Asset Management, LLC otherOtherJul 29, 2010Apr 26, 2010
Andrew Allan AronsInvestment Advisors Asset Management, LLC otherNpa Asset Management, LLC otherOtherJul 29, 2010Apr 26, 2010
Michael Albert GandetCetera Investment Advisers LLC otherNpa Asset Management, LLC otherOtherJun 15, 2010Jun 15, 2010
Eric Arthur BickneseRegal Advisory Services, Inc. otherNpa Asset Management, LLC otherOtherJun 9, 2010May 17, 2010
Libertad Morente RosenkranzCetera Advisor Networks LLC otherNpa Asset Management, LLC otherOtherJun 7, 2010Jun 8, 2010
Wilfred GuzmanHsbc Securities (USA) Inc. otherNpa Asset Management, LLC otherOtherJan 12, 2010Jan 22, 2010
Richard Lee RoseWells Fargo Advisors wirehouseNpa Asset Management, LLC otherOtherDec 31, 2009May 11, 2010 (131 d)
John Scott CostaOsaic Wealth, Inc. otherNpa Asset Management, LLC otherOtherSep 11, 2008Sep 9, 2008
Renee Dalal DawsonAmeriprise Financial Services, LLC national BDNpa Asset Management, LLC otherOtherMar 20, 2006May 15, 2006 (56 d)
Eric Kent CarraraWalnut Street Securities, Inc. otherNpa Asset Management, LLC otherOtherSep 19, 2003Aug 11, 2004 (327 d)
Frank Andrew AmmiratoCuna Brokerage Services, Inc. otherNpa Asset Management, LLC otherOtherJul 1, 2003Nov 18, 2004 (506 d)
Page 1 of 1
45 moves match.