DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rockwood Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John CollinsEquitable Advisors, LLC national BDRockwood Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 10, 2024Jun 17, 2024 (38 d)
Brandon Tyler ZahalPresilium Private Wealth, LLC independent RIARockwood Wealth Management, LLC independent RIARIA to RIAOct 19, 2023Dec 11, 2023 (53 d)
Adam R KlazmerEquitable Advisors, LLC national BDRockwood Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2022Oct 14, 2022
Dominic Anthony BovaLPL Financial LLC independent RIARockwood Wealth Management, LLC independent RIARIA to RIAAug 17, 2022Jul 14, 2022
Maxwell Valentine DalavaiCrossgate Wealth Advisors, LLC independent RIARockwood Wealth Management, LLC independent RIARIA to RIAJun 1, 2022Jul 15, 2022 (44 d)
Mark ArcidiaconoCharles Schwab & Co., Inc. national BDRockwood Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 24, 2022May 17, 2022
Jeffrey Baker LlewellynFidelity Personal And Workplace Advisors BD affiliatedRockwood Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2022Apr 4, 2022
Mark A CecchiniCatalyst Wealth Advisors LLC independent RIARockwood Wealth Management, LLC independent RIARIA to RIAAug 31, 2021Sep 22, 2021
Robert M VogelMariner BD affiliatedRockwood Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2020Dec 14, 2020
Renee A SchusterAdvice And Planning Services BD affiliatedRockwood Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2019Aug 14, 2019
Travis Simao Roe-RaymondAdvice And Planning Services BD affiliatedRockwood Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 9, 2019May 23, 2019 (44 d)
Maureen Celeste DonahueWells Fargo Advisors wirehouseRockwood Wealth Management, LLC independent RIAWirehouse to independent RIAAug 2, 2018Aug 13, 2018
Paige E MarlowCommonwealth Financial Network national BDRockwood Wealth Management, LLC otherOtherNov 28, 2017Dec 15, 2017
Kenny Brian BauerThe Marshall Financial Group, Inc otherRockwood Wealth Management, LLC otherOtherAug 29, 2017Sep 29, 2017 (31 d)
Samuel Whitaker FeldbaumLocust Capital Management LLC otherRockwood Wealth Management, LLC otherOtherJun 2, 2016Jun 11, 2016
Mark Theodore KellyHirtle & Co., LLC otherRockwood Wealth Management, LLC otherOtherApr 30, 2013May 2, 2013
John Robert AugenblickTriton Wealth Management otherRockwood Wealth Management, LLC otherOtherJan 5, 2009Jan 6, 2009
Thaddeus Norman ToalTriton Wealth Management otherRockwood Wealth Management, LLC otherOtherDec 19, 2008Jan 6, 2009
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18 moves match.