DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cornerstone Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jon Robert FergusonPlanmember Securities Corporation independent RIACornerstone Securities LLC independent RIARIA to RIAMar 4, 2025Mar 4, 2025
Timothy John StearnsCrown Capital Securities, L.P. BD affiliatedCornerstone Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2023Oct 16, 2014
Mason CarhartNext Financial Group, Inc. BD affiliatedCornerstone Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 17, 2023Oct 11, 2023
Steven Michael StrattonPlanmember Securities Corporation independent RIACornerstone Securities LLC independent RIARIA to RIANov 18, 2019Nov 19, 2019
Brian Lee TaylorWise Wealth, LLC independent RIACornerstone Securities LLC independent RIARIA to RIASep 28, 2017Sep 28, 2017
John Bocking FitchLarson Financial Group, LLC otherCornerstone Securities LLC independent RIAOtherJan 10, 2017Jan 9, 2017
Brandon J HarwellCrown Capital Securities, L.P. otherCornerstone Securities LLC independent RIAOtherOct 16, 2015Jun 11, 2014
Christopher Kenneth ButiCrown Capital Securities, L.P. otherCornerstone Securities LLC independent RIAOtherOct 2, 2015Sep 3, 2014
Vincent Francis CorsoCrown Capital Securities, L.P. otherCornerstone Securities LLC independent RIAOtherOct 2, 2015May 20, 2014
Bart Anthony SpachekBedrock Investment Advisors otherCornerstone Securities LLC independent RIAOtherMar 9, 2015Mar 5, 2015
Allen Ray MontgomeryBrookstone Investment Advisory Services otherCornerstone Securities LLC independent RIAOtherJun 20, 2012Jul 13, 2012
Michael James KickhamBrookstone Investment Advisory Services otherCornerstone Securities LLC independent RIAOtherJun 20, 2012Jun 6, 2012
Paul Reid RichardsonBrookstone Investment Advisory Services otherCornerstone Securities LLC independent RIAOtherJun 14, 2012May 25, 2012
Christopher Dean KlineBrookstone Investment Advisory Services otherCornerstone Securities LLC independent RIAOtherJun 12, 2012May 10, 2012
Dennus Kyle Bradley CooperSagepoint Financial, Inc. otherCornerstone Securities LLC independent RIAOtherDec 15, 2010Mar 4, 2022 (4097 d)
Mark Alan SquiresEsi Financial Advisors otherCornerstone Securities LLC independent RIAOtherDec 31, 2006Jan 17, 2007
Russell Edward FiegerQuantum Financial Partners LLC independent RIACornerstone Securities LLC independent RIARIA to RIAJun 1, 2006May 19, 2006
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17 moves match.