DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Advocacy Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas James TaylorState Farm Investment Management Corp. asset managerAdvocacy Wealth Management, LLC independent RIAOtherJul 21, 2026Aug 25, 2026 (35 d)
Parker Brooks MansonAustin Wealth Management, LLC independent RIAAdvocacy Wealth Management, LLC independent RIARIA to RIAMay 26, 2026Aug 13, 2026 (79 d)
Jack David PenningtonFlorida Financial Advisors, LLC BD affiliatedAdvocacy Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 13, 2026Feb 27, 2026 (45 d)
Ava ArjmandSummit Financial, LLC BD affiliatedAdvocacy Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 27, 2025Oct 27, 2025
David Lee WatsonMontag & Caldwell, An Advocacy Wealth Company independent RIAAdvocacy Wealth Management, LLC independent RIARIA to RIASep 24, 2025Sep 12, 2024
Charles Everett MarkwalterMontag & Caldwell, An Advocacy Wealth Company independent RIAAdvocacy Wealth Management, LLC independent RIARIA to RIASep 24, 2025Sep 9, 2024
Kurt Thomas MomandMontag & Caldwell, An Advocacy Wealth Company independent RIAAdvocacy Wealth Management, LLC independent RIARIA to RIASep 24, 2025Nov 21, 2024
Christopher Jay CowartMccormack Financial Planning Inc. otherAdvocacy Wealth Management, LLC independent RIAOtherFeb 14, 2024Mar 19, 2024 (34 d)
Isis Lashae WaitesAbg Financial Services, Inc. state registeredAdvocacy Wealth Management, LLC independent RIAOtherDec 20, 2023Mar 19, 2024 (90 d)
Rhea Yvonne FearsMorgan Stanley wirehouseAdvocacy Wealth Management, LLC independent RIAWirehouse to independent RIAMay 18, 2023Nov 21, 2024 (553 d)
William Nathan ParkeyMeridian Wealth Management, LLC independent RIAAdvocacy Wealth Management, LLC independent RIARIA to RIAJan 31, 2023Sep 16, 2024 (594 d)
Robert WrightE*Trade Capital Management, LLC independent RIAAdvocacy Wealth Management, LLC independent RIARIA to RIAJan 27, 2022Feb 1, 2022
Robert Thompson DavisBison Wealth, LLC mixed wealthAdvocacy Wealth Management, LLC independent RIARIA to RIASep 9, 2021Nov 15, 2021 (67 d)
Ryan Michael VidalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAdvocacy Wealth Management, LLC independent RIAWirehouse to independent RIADec 24, 2019Nov 12, 2020 (324 d)
Rush Merrill JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAdvocacy Wealth Management, LLC independent RIAWirehouse to independent RIANov 30, 2018Dec 17, 2018
Joanna Nineen AmbergerSignator Investors, Inc. otherAdvocacy Wealth Management, LLC independent RIAOtherDec 31, 2017May 11, 2022 (1592 d)
Kent Duane DavisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAdvocacy Wealth Management, LLC otherOtherMay 23, 2016Jun 27, 2017 (400 d)
Diane Carol BrownCertus Investment Advisors, LLC otherAdvocacy Wealth Management, LLC otherOtherJun 30, 2015May 12, 2016 (317 d)
Anthony William HosfeldCertus Investment Advisors, LLC otherAdvocacy Wealth Management, LLC otherOtherDec 22, 2014Mar 12, 2012
Victor Patrick WilkersonCertus Investment Advisors, LLC otherAdvocacy Wealth Management, LLC otherOtherSep 24, 2014Jan 30, 2012
Thomas Marion JohnsonCertus Investment Advisors, LLC otherAdvocacy Wealth Management, LLC otherOtherSep 24, 2014Mar 12, 2012
Justin Caldwell BollerInvesco Advisers, Inc. otherAdvocacy Wealth Management, LLC otherOtherMar 4, 2014Oct 30, 2014 (240 d)
John RatchfordFsc Securities Corporation otherAdvocacy Wealth Management, LLC otherOtherNov 1, 2013Jul 18, 2017 (1355 d)
Yisen CaiCertus Investment Advisors, LLC otherAdvocacy Wealth Management, LLC otherOtherFeb 14, 2013Feb 11, 2013
John Joseph ImmingWaddell & Reed otherAdvocacy Wealth Management, LLC otherOtherMay 4, 2012Dec 19, 2014 (959 d)
John David DarerMML Investors Services, LLC otherAdvocacy Wealth Management, LLC otherOtherJun 1, 2011Mar 26, 2013 (664 d)
Nesha Pratt ZeiglerCharles Schwab & Co., Inc. national BDAdvocacy Wealth Management, LLC otherOtherJul 28, 2009May 30, 2010 (306 d)
Scott Alan ShowsErnst & Young Investment Advisers Llp no RAUMAdvocacy Wealth Management, LLC otherOtherApr 9, 2003Aug 22, 2007 (1596 d)
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28 moves match.