DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at American Investment Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edward Gerard SiddellGreenbook Investment Management, Inc. unclassifiedAmerican Investment Services otherOtherOct 19, 2010Oct 29, 2009
Robert Lawrence FreitasEdward Jones national BDAmerican Investment Services otherOtherAug 30, 2010Sep 15, 2010
Richard Allen BeanBerthel Fisher & Company Financial Services, Inc. otherAmerican Investment Services otherOtherJul 26, 2010Jul 29, 2010
Anthony Kayode AdenikinjuInvestment Advisors International, Inc. unclassifiedAmerican Investment Services otherOtherApr 27, 2010May 11, 2012 (745 d)
Shannon Scott CarsonInstitutional Securities Corporation otherAmerican Investment Services otherOtherJan 11, 2010Jan 14, 2010
Eric Alan PetersonSynergy Investment Group, LLC otherAmerican Investment Services otherOtherDec 31, 2009Dec 12, 2008
Mitchell Louis SpiehsSynergy Investment Group, LLC otherAmerican Investment Services otherOtherDec 31, 2009Feb 16, 2011 (412 d)
Lauren Ashleigh RosbergSynergy Investment Group, LLC otherAmerican Investment Services otherOtherDec 31, 2009Jun 23, 2010 (174 d)
Michael Joseph AlimoWaddell & Reed otherAmerican Investment Services otherOtherDec 4, 2009Dec 4, 2009
Ashok Hiralal SanghaviFirst Heartland Consultants, Inc. otherAmerican Investment Services otherOtherNov 2, 2009Oct 29, 2009
Scott Perry CarterWorkman Securities Corporation unclassifiedAmerican Investment Services otherOtherOct 12, 2009Jun 11, 2008
Daniel Walter DonihueEmpire Capital Partners, LLC unclassifiedAmerican Investment Services otherOtherSep 3, 2009Sep 16, 2009
Randy Leon FloydAllegiant Financial Advisors, LLC state registeredAmerican Investment Services otherOtherJul 27, 2009Jul 30, 2009
Craig Richard CassidyEnvision Investment Advisors, LLC unclassifiedAmerican Investment Services otherOtherJul 22, 2009May 19, 2009
Danny Cory HowesBrookstone Capital Management LLC otherAmerican Investment Services otherOtherApr 23, 2009Nov 7, 2008
Victor Gabriel BoltniewEnvision Investment Advisors, LLC unclassifiedAmerican Investment Services otherOtherMar 13, 2009Sep 24, 2009 (195 d)
Michael Lawrence AlbertsonTradewell Tax & Financial unclassifiedAmerican Investment Services otherOtherDec 12, 2008Aug 6, 2008
Robert Duayne MooreEnvision Investment Advisors, LLC unclassifiedAmerican Investment Services otherOtherJul 10, 2008Jan 4, 2008
Stephen David DissetteInvestment Advisors International, Inc. unclassifiedAmerican Investment Services otherOtherMar 26, 2008Apr 1, 2008
Peter James ConwayCetera Advisor Networks LLC otherAmerican Investment Services otherOtherSep 19, 2007Oct 22, 2007 (33 d)
Roger Jay CowenHarvest Capital Advisors, LLC unclassifiedAmerican Investment Services otherOtherDec 1, 2006Jan 7, 2008 (402 d)
Peter Svend TychsenAmeritas Advisory Services otherAmerican Investment Services otherOtherDec 31, 2002Jan 9, 2008 (1835 d)
Steven Joseph ZanolliMorgan Stanley Dw Inc. unclassifiedAmerican Investment Services otherOtherOct 31, 2002Oct 24, 2007 (1819 d)
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23 moves match.