DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Peak American Investment Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jarrod BrockFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIASep 23, 2025Oct 10, 2025
Luke Gordon SchlenkerFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIASep 23, 2025Nov 7, 2025 (45 d)
Crystal Latorial RosemanFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIASep 9, 2025Sep 4, 2025
Hayden Lee VanoverFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIAAug 26, 2025Sep 4, 2025
Austin Lyndon GarronFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIAAug 19, 2025Aug 15, 2025
Scott Matthew SchwitzerFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIAMar 13, 2025Mar 26, 2025
Trevor Lee ScottFisher Investments independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIAJan 22, 2025Jan 23, 2025
Shane Allen O'BrienAllworth Financial, L.P. BD affiliatedPeak American Investment Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 24, 2024Dec 2, 2024 (69 d)
John Allen PilkintonNorthwestern Mutual Investment Services,LLC no RAUMPeak American Investment Advisors, Inc. independent RIAOtherJul 15, 2024Oct 29, 2024 (106 d)
Joseph Anthony NappiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePeak American Investment Advisors, Inc. independent RIAWirehouse to independent RIAJun 18, 2024Jul 16, 2024
Michael SternTamar Securities, LLC independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIAJul 23, 2021Sep 9, 2022 (413 d)
Placido John RodriguezW&S Brokerage Services, Inc. BD affiliatedPeak American Investment Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2020Aug 24, 2020 (33 d)
Steven David ChafinCommonwealth Financial Network national BDPeak American Investment Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2019Apr 15, 2019
Tam Thi LeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePeak American Investment Advisors, Inc. independent RIAWirehouse to independent RIAApr 2, 2019Oct 29, 2020 (576 d)
Russell Edward HarrisGlobal Financial Private Capital, Inc. BD affiliatedPeak American Investment Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 19, 2019Feb 21, 2019
Jimmy FishJ.P. Morgan Securities LLC wirehousePeak American Investment Advisors, Inc. independent RIAWirehouse to independent RIASep 20, 2018Jan 9, 2019 (111 d)
Matthew Wade McintyreAe Wealth Management, LLC independent RIAPeak American Investment Advisors, Inc. independent RIARIA to RIAMar 12, 2018Sep 13, 2018 (185 d)
Garrett NewmanStrategic Advisers LLC national BDPeak American Investment Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2017Aug 13, 2020 (1168 d)
Stuart Shaun ChoyU.S. Bancorp Advisors, LLC otherPeak American Investment Advisors, Inc. independent RIAOtherSep 3, 2010Nov 6, 2012 (795 d)
Russell JeanisCambridge Investment Research Advisors, Inc. otherPeak American Investment Advisors, Inc. independent RIAOtherDec 17, 2009Jan 4, 2010
David HicksonSii Investments, Inc. otherPeak American Investment Advisors, Inc. independent RIAOtherAug 20, 2009Sep 17, 2010 (393 d)
Maynard L MillerAdvice And Planning Services otherPeak American Investment Advisors, Inc. independent RIAOtherMay 22, 2009Jan 6, 2010 (229 d)
Robert Douglas BlairMML Investors Services, LLC otherPeak American Investment Advisors, Inc. independent RIAOtherJul 17, 2008Feb 11, 2025 (6053 d)
Teresa Dawn ClementsBrookstone Capital Management LLC otherPeak American Investment Advisors, Inc. independent RIAOtherMay 2, 2008Feb 16, 2010 (655 d)
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24 moves match.