DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Retirement Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ethan WeisenbergOsaic Wealth, Inc. BD affiliatedThe Retirement Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 3, 2024Apr 4, 2024
Brian Stanley PearceBrian S. Pearce, Inc. otherThe Retirement Group, LLC otherOtherDec 31, 2023Oct 22, 2013
Brian David McleanFsc Securities Corporation BD affiliatedThe Retirement Group, LLC otherOtherNov 3, 2023Jan 19, 2015
Neva BradleyCentura Wealth Advisory independent RIAThe Retirement Group, LLC independent RIARIA to RIAFeb 10, 2023Apr 4, 2023 (53 d)
Luke Dominic PodburyFsc Securities Corporation BD affiliatedThe Retirement Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2023Dec 12, 2022
Michael Chun LeeFsc Securities Corporation BD affiliatedThe Retirement Group, LLC otherOtherSep 14, 2022Jan 29, 2018
Brian Robert KochCharles Schwab & Co., Inc. national BDThe Retirement Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 1, 2022Jun 9, 2022
Ronald Joseph HarpootlianFsc Securities Corporation BD affiliatedThe Retirement Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2021Mar 2, 2021
Raymond GinFsc Securities Corporation BD affiliatedThe Retirement Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2019Dec 28, 2018
Helmut GarciaFsc Securities Corporation BD affiliatedThe Retirement Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 5, 2019Apr 24, 2018
Gregory Joseph RolfesButler Associates Financial Planners, Inc. unclassifiedThe Retirement Group, LLC independent RIAOtherMar 19, 2019Apr 9, 2019
Michael James KickhamFsc Securities Corporation BD affiliatedThe Retirement Group, LLC otherOtherMar 11, 2019Jan 5, 2017
Joe Neil HaywoodFsc Securities Corporation BD affiliatedThe Retirement Group, LLC otherOtherJan 17, 2018Mar 18, 2015
Cory James ChapmanFsc Securities Corporation BD affiliatedThe Retirement Group, LLC otherOtherDec 18, 2017Aug 19, 2014
Denis Richard WheatleyInnovative Retirement Advisors, LLC unclassifiedThe Retirement Group, LLC otherOtherDec 31, 2016Jan 16, 2015
Bill Edgar HenryFsc Securities Corporation otherThe Retirement Group, LLC otherOtherApr 18, 2016Jan 11, 2017 (268 d)
Kevin LandisFsc Securities Corporation otherThe Retirement Group, LLC otherOtherApr 18, 2016Feb 23, 2015
Steven Mark BoblisFsc Securities Corporation otherThe Retirement Group, LLC otherOtherApr 18, 2016Jan 16, 2018 (638 d)
David Gregory MeschelSignator Investors, Inc. otherThe Retirement Group, LLC otherOtherNov 17, 2015Nov 18, 2015
Brent Allen WardOn Investment Management Co otherThe Retirement Group, LLC otherOtherDec 9, 2014Jan 14, 2015 (36 d)
Imelda Patricia RenteriaFirst Command Financial Planning, Inc. otherThe Retirement Group, LLC otherOtherNov 12, 2014Jan 16, 2015 (65 d)
Michael CorgiatFsc Securities Corporation otherThe Retirement Group, LLC otherOtherOct 27, 2014Oct 23, 2014
Wesley BoudreauxMorgan Stanley wirehouseThe Retirement Group, LLC otherOtherJul 31, 2013Aug 14, 2013
Michael A GreerFsc Securities Corporation otherThe Retirement Group, LLC otherOtherJul 26, 2012Aug 10, 2012
Leon Frank MalnikLPL Financial LLC otherThe Retirement Group, LLC otherOtherFeb 3, 2012Feb 2, 2012
Jenna Lynn BlevinsFsc Securities Corporation otherThe Retirement Group, LLC independent RIAOtherDec 31, 2011Aug 4, 2020 (3139 d)
Steven Joseph TotoLPL Financial LLC otherThe Retirement Group, LLC otherOtherNov 9, 2011Nov 8, 2011
Tamara HaskinsNext Financial Group, Inc. otherThe Retirement Group, LLC otherOtherAug 30, 2011Oct 17, 2011 (48 d)
Richard Peter GigliottiErnst & Young Investment Advisers Llp no RAUMThe Retirement Group, LLC otherOtherJun 8, 2011Aug 22, 2011 (75 d)
Michael Eric TomrenQa3 Financial LLC unclassifiedThe Retirement Group, LLC otherOtherFeb 11, 2011Mar 31, 2011 (48 d)
Steven Mark BoblisQa3 Financial LLC unclassifiedThe Retirement Group, LLC otherOtherFeb 11, 2011Mar 31, 2011 (48 d)
Shayne Dean KueblerQa3 Financial LLC unclassifiedThe Retirement Group, LLC otherOtherFeb 11, 2011Mar 31, 2011 (48 d)
Brent Curtis WolfQa3 Financial LLC unclassifiedThe Retirement Group, LLC otherOtherMay 26, 2010Jun 7, 2010
Robert M. Wyrick, Jr.Alphasource Investment Counsel, Inc otherThe Retirement Group, LLC otherOtherMar 19, 2009Apr 18, 2011 (760 d)
Patrick RayThe Retirement Group unclassifiedThe Retirement Group, LLC otherOtherDec 31, 2008Aug 3, 2010 (580 d)
Warren Sherman WilliamsSsn Advisory, Inc. otherThe Retirement Group, LLC otherOtherDec 16, 2008Dec 3, 2008
Robert John WelschSsn Advisory, Inc. otherThe Retirement Group, LLC otherOtherDec 2, 2008Dec 3, 2008
Ronald Joseph HarpootlianSsn Advisory, Inc. otherThe Retirement Group, LLC otherOtherDec 2, 2008Dec 2, 2008
Scott Wesley MckaySsn Advisory, Inc. otherThe Retirement Group, LLC otherOtherDec 2, 2008Dec 3, 2008
Jeremy Landon KeatingSsn Advisory, Inc. otherThe Retirement Group, LLC otherOtherDec 2, 2008Dec 3, 2008
Erik Jens LarsenPruco Securities, LLC otherThe Retirement Group, LLC otherOtherMay 9, 2007Dec 25, 2008 (596 d)
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41 moves match.