DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Asset Allocation Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andre' Dericko Bell | Lincoln Investment independent RIA | Asset Allocation Strategies, LLC independent RIA | RIA to RIA | Apr 27, 2026 | Sep 11, 2026 (137 d) |
| Benson N Onyegbula | Epi Financial Group state registered | Asset Allocation Strategies, LLC independent RIA | Other | May 2, 2025 | Jul 22, 2025 (81 d) |
| Robert David Lee | Florida Financial Advisors, LLC BD affiliated | Asset Allocation Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Sep 5, 2025 (218 d) |
| Connor Baker | Northwestern Mutual Investment Services,LLC no RAUM | Asset Allocation Strategies, LLC independent RIA | Other | Dec 5, 2024 | Jan 1, 2025 |
| Darren Andrew Woolson | Morgan Stanley wirehouse | Asset Allocation Strategies, LLC independent RIA | Wirehouse to independent RIA | Jan 3, 2024 | Jan 9, 2024 |
| Lea Rosel Bush | Transamerica Financial Advisors, LLC BD affiliated | Asset Allocation Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2022 | Apr 30, 2023 (207 d) |
| Benjimin James June | Principal Securities, Inc. BD affiliated | Asset Allocation Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2022 | Nov 4, 2024 (903 d) |
| Chad Dixon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Asset Allocation Strategies, LLC independent RIA | Wirehouse to independent RIA | Aug 4, 2021 | Aug 16, 2021 |
| Matthew Lane Puckett Underwood | Commonwealth Financial Network national BD | Asset Allocation Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2020 | Nov 3, 2020 |
| Nicholas Joseph Pagano | Gainplan LLC independent RIA | Asset Allocation Strategies, LLC independent RIA | RIA to RIA | Jul 13, 2020 | Aug 18, 2020 (36 d) |
| Rodney Perry Keyes | Transamerica Financial Advisors, LLC BD affiliated | Asset Allocation Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2020 | Aug 11, 2020 (32 d) |
| Romonia Bradford Lee | Esi Financial Advisors BD affiliated | Asset Allocation Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2020 | Aug 11, 2020 (104 d) |
| Michael John Brandone | Trutoro independent RIA | Asset Allocation Strategies, LLC independent RIA | RIA to RIA | Dec 13, 2018 | Jan 3, 2019 |
| Jeremy Craig Mayfield | Onpointe Advisory And Financial Services, LLC other | Asset Allocation Strategies, LLC other | Other | Sep 20, 2017 | Nov 3, 2017 (44 d) |
| Todd A Bertsch | Voya Financial Advisors, Inc. other | Asset Allocation Strategies, LLC other | Other | Jun 30, 2014 | Aug 19, 2014 (50 d) |
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15 moves match.