DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Flagship Harbor Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Alden HillStifel, Nicolaus & Company, Incorporated national BDFlagship Harbor Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2025Oct 21, 2025 (42 d)
Vijay N AddankiEquitable Advisors, LLC national BDFlagship Harbor Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 9, 2025Jan 17, 2025
John E WelchApex Financial Partners, LLC unclassifiedFlagship Harbor Advisors, LLC independent RIAOtherDec 8, 2023Dec 13, 2023
Carleton William CrockettNext Financial Group, Inc. BD affiliatedFlagship Harbor Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023Nov 3, 2023
Walter Henry RiesterWashington Trust Advisors independent RIAFlagship Harbor Advisors, LLC independent RIARIA to RIAJul 25, 2023Sep 11, 2023 (48 d)
Scott Michael MondeauNext Financial Group, Inc. BD affiliatedFlagship Harbor Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 26, 2022Mar 31, 2022
Kelsey Lillian StraitCantella & Co., Inc. BD affiliatedFlagship Harbor Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 15, 2021Nov 15, 2023 (730 d)
Timothy Benjamin WyandLayline Advisors independent RIAFlagship Harbor Advisors, LLC independent RIARIA to RIAJan 19, 2021Feb 8, 2021
William Arthur TimmKnox Wealth Partners Advisory independent RIAFlagship Harbor Advisors, LLC independent RIARIA to RIAJun 2, 2020Apr 29, 2020
Brian Lee RussellKnox Wealth Partners Advisory independent RIAFlagship Harbor Advisors, LLC independent RIARIA to RIAJun 2, 2020Apr 29, 2020
Troy Ashley GentryKnox Wealth Partners Advisory independent RIAFlagship Harbor Advisors, LLC independent RIARIA to RIAJun 2, 2020Apr 29, 2020
Nancy Greenwood AndrewEdward Jones national BDFlagship Harbor Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 27, 2020Oct 12, 2020 (138 d)
Jonathan Edward CoughlinCantella & Co., Inc. BD affiliatedFlagship Harbor Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 19, 2019Oct 30, 2019 (133 d)
Jason TaylorCitizens Securities, Inc. BD affiliatedFlagship Harbor Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2017Nov 19, 2025 (2885 d)
Brendan Michael LammersAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherOct 28, 2016Oct 31, 2016
Terence William TinkhamSantander Securities otherFlagship Harbor Advisors, LLC otherOtherOct 3, 2016Oct 24, 2016
Stephen CostaStrategic Advisers LLC national BDFlagship Harbor Advisors, LLC otherOtherSep 23, 2016Jun 7, 2016
Bryan Marc GravelCitizens Securities, Inc. otherFlagship Harbor Advisors, LLC independent RIAOtherJul 6, 2016Aug 19, 2022 (2235 d)
Brian Shannon McguiganEdward Jones national BDFlagship Harbor Advisors, LLC otherOtherJun 9, 2016Jun 13, 2016
Samudra Prasad RaychaudhuriAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherFeb 4, 2016Jan 19, 2016
Jesse P BessettBolton Global Asset Management otherFlagship Harbor Advisors, LLC otherOtherDec 16, 2015Dec 11, 2015
Thomas Marshall WilliamsBolton Global Asset Management otherFlagship Harbor Advisors, LLC otherOtherDec 15, 2015Dec 11, 2015
Edward Joseph MarinucciBolton Global Asset Management otherFlagship Harbor Advisors, LLC otherOtherDec 15, 2015Dec 11, 2015
Kevin Michael SmithUBS Financial Services Inc. wirehouseFlagship Harbor Advisors, LLC otherOtherJul 1, 2015Jun 25, 2015
Irina V AndreasenEdward Jones national BDFlagship Harbor Advisors, LLC otherOtherJun 12, 2015Jun 16, 2015
Christopher CaronStrategic Advisers LLC national BDFlagship Harbor Advisors, LLC otherOtherMay 15, 2015Feb 17, 2016 (278 d)
Adam Michael HogueLPL Financial LLC otherFlagship Harbor Advisors, LLC independent RIAOtherMay 15, 2015Feb 7, 2020 (1729 d)
Jefferson Stacy JonesMorgan Stanley wirehouseFlagship Harbor Advisors, LLC otherOtherDec 3, 2014Dec 8, 2014
James F PierottiCuna Brokerage Services, Inc. otherFlagship Harbor Advisors, LLC otherOtherOct 8, 2014Nov 5, 2014
Michael KrascoCommonwealth Financial Network national BDFlagship Harbor Advisors, LLC otherOtherAug 6, 2014Sep 25, 2014 (50 d)
Christopher Michael SheehanPeople'S Securities, Inc. otherFlagship Harbor Advisors, LLC otherOtherJul 8, 2014Feb 23, 2015 (230 d)
Vladislav KrubichAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherDec 26, 2013Dec 16, 2013
Juan Antonio Perez MayoAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherDec 18, 2013Dec 16, 2013
Lena L CazabatAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherDec 17, 2013Dec 16, 2013
Adam BatemanMsi Financial Services, Inc. otherFlagship Harbor Advisors, LLC otherOtherDec 5, 2013Dec 2, 2013
Joshua Julio ToppMsi Financial Services, Inc. otherFlagship Harbor Advisors, LLC otherOtherDec 4, 2013Dec 2, 2013
Daniel Francis MoranUBS Financial Services Inc. wirehouseFlagship Harbor Advisors, LLC otherOtherNov 25, 2013Nov 18, 2013
Matthew James CunninghamPark Avenue Securities LLC otherFlagship Harbor Advisors, LLC otherOtherOct 25, 2013Oct 22, 2013
Michael Ray SanchezAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherJul 2, 2013Jul 2, 2013
Daniel Edward ParkerAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherMay 22, 2013May 20, 2013
J Townsend GilbertLPL Financial LLC otherFlagship Harbor Advisors, LLC otherOtherMar 27, 2013Sep 24, 2012
Barbara Jean MaitlandEdward Jones national BDFlagship Harbor Advisors, LLC otherOtherSep 19, 2012Oct 1, 2012
Lee George PappasEdward Jones national BDFlagship Harbor Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2012Mar 13, 2025 (4713 d)
Thomas Owen ShepardAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherDec 23, 2011Jan 16, 2013 (390 d)
Richard Brian AndersonEdward Jones national BDFlagship Harbor Advisors, LLC otherOtherDec 14, 2011Sep 21, 2012 (282 d)
Lester Russell KefauverJ.J.B. Hilliard, W.L. Lyons, LLC otherFlagship Harbor Advisors, LLC otherOtherSep 7, 2011Dec 21, 2015 (1566 d)
Rodney Melvin LaurenzEdward Jones national BDFlagship Harbor Advisors, LLC otherOtherMay 25, 2011Jun 23, 2011
Philip John MatheyEdward Jones national BDFlagship Harbor Advisors, LLC otherOtherApr 29, 2011May 2, 2011
David Jay KaufmanAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherDec 20, 2010Dec 17, 2010
Robert Michael ThorneAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherDec 20, 2010Jul 11, 2011 (203 d)
Gregory Paul MunroeAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherDec 20, 2010Dec 22, 2010
John Martin FentonAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherDec 20, 2010Dec 22, 2010
John Porter SawyerAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherDec 20, 2010Dec 22, 2010
Darrell Mitchell AveryEdward Jones national BDFlagship Harbor Advisors, LLC otherOtherOct 13, 2009Feb 3, 2016 (2304 d)
Jason Ryan DuguayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFlagship Harbor Advisors, LLC otherOtherJul 2, 2009Dec 9, 2013 (1621 d)
Razvan Aurelian MiricaAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC otherOtherDec 31, 2008Feb 19, 2015 (2241 d)
Quentin William ClimerBofa Advisors, LLC otherFlagship Harbor Advisors, LLC otherOtherNov 7, 2007May 21, 2015 (2752 d)
Scott David NelsonAmeriprise Financial Services, LLC national BDFlagship Harbor Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 17, 2006Sep 17, 2025 (7152 d)
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58 moves match.