DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cwa Asset Management Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Paul MillerFnb Wealth Management otherCwa Asset Management Group independent RIAOtherDec 31, 2025Jun 3, 2026 (154 d)
Jason L BotwinickMorgan Stanley wirehouseCwa Asset Management Group independent RIAWirehouse to independent RIASep 17, 2025Sep 24, 2025
Ryan Allan WhartonStrategic Advisers LLC national BDCwa Asset Management Group independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2025May 30, 2025
Darian Hong ChenBray Capital Advisors, LLC independent RIACwa Asset Management Group independent RIARIA to RIAMay 5, 2025Jan 15, 2025
Brian James TolinBray Capital Advisors, LLC independent RIACwa Asset Management Group independent RIARIA to RIAMay 5, 2025Aug 12, 2024
Zachary Adam CraigCetera Investment Advisers LLC BD affiliatedCwa Asset Management Group independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2025Feb 5, 2025
Connor Patrick JoyceFidelity Personal And Workplace Advisors BD affiliatedCwa Asset Management Group independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2024Apr 19, 2024
Jason Allen BaumMariner BD affiliatedCwa Asset Management Group independent RIAAffiliated broker-dealer or bank to independent RIAJul 26, 2023Jul 27, 2023
James Curtis BeachumAmeriprise Financial Services, LLC national BDCwa Asset Management Group independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2023Jan 2, 2026 (938 d)
Jo Anne KeckDumaine Investments LLC independent RIACwa Asset Management Group independent RIARIA to RIAJan 10, 2023Jan 18, 2023
Thomas George CollinsMorgan Stanley wirehouseCwa Asset Management Group independent RIAWirehouse to independent RIAJan 6, 2023Jan 19, 2023
Drewry IsaacsonFifth Third Securities, Inc. BD affiliatedCwa Asset Management Group independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2023Jan 6, 2023
Kimberly Ruth KeyCwa Naples, LLC independent RIACwa Asset Management Group independent RIARIA to RIADec 31, 2022Feb 25, 2021
Daniel Blake LondonCwa Naples, LLC independent RIACwa Asset Management Group independent RIARIA to RIADec 31, 2022Jan 1, 2026 (1097 d)
Daniel Baret HowellCamarda Wealth Advisory Group independent RIACwa Asset Management Group independent RIARIA to RIAJun 4, 2021Apr 22, 2022 (322 d)
Lori Jeanne TaylorFifth Third Securities, Inc. BD affiliatedCwa Asset Management Group independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2020Nov 12, 2020
Patricia Willis ImperialFifth Third Securities, Inc. BD affiliatedCwa Asset Management Group independent RIAAffiliated broker-dealer or bank to independent RIAJun 12, 2020Apr 6, 2022 (663 d)
John Petsel FolzPrivate Capital Management independent RIACwa Asset Management Group independent RIARIA to RIAMay 29, 2020Jul 20, 2020 (52 d)
William Nick BeynonCapital Wealth Advisors otherCwa Asset Management Group otherOtherDec 31, 2019Jan 24, 2012
Blaine Michael FergusonCapital Wealth Advisors otherCwa Asset Management Group otherOtherDec 31, 2019Jan 24, 2012
James E LoveFidelity Personal And Workplace Advisors BD affiliatedCwa Asset Management Group independent RIAAffiliated broker-dealer or bank to independent RIADec 13, 2018Dec 11, 2018
Joseph Anthony TornincasoStrategic Advisers LLC national BDCwa Asset Management Group independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2018Sep 10, 2018 (88 d)
Roxane Kronon GalatiAmeriplanning And Investments LLC unclassifiedCwa Asset Management Group otherOtherJan 31, 2018Feb 13, 2018
Jeffrey Michael GalatiAmeriplanning And Investments LLC unclassifiedCwa Asset Management Group otherOtherJan 31, 2018Feb 13, 2018
Michael Scott MartinThe Burney Company otherCwa Asset Management Group independent RIAOtherJan 3, 2018Oct 10, 2018 (280 d)
Deborah Lynn MinnickTruist Advisory Services, Inc. otherCwa Asset Management Group independent RIAOtherDec 31, 2017Apr 2, 2018 (92 d)
Shad Mitchell WhiteWells Fargo Advisors wirehouseCwa Asset Management Group otherOtherOct 4, 2016Oct 5, 2016
Kevin Michael ErndlMorgan Stanley wirehouseCwa Asset Management Group otherOtherMar 7, 2016Mar 15, 2016
Wesley AlimWells Fargo Advisors wirehouseCwa Asset Management Group otherOtherJan 29, 2016May 23, 2016 (115 d)
Thomas B. WadeSvb Wealth otherCwa Asset Management Group otherOtherDec 16, 2015Dec 16, 2015
Carolyn KitzelJ.P. Morgan Securities LLC wirehouseCwa Asset Management Group independent RIAWirehouse to independent RIASep 24, 2015Jan 29, 2019 (1223 d)
Lee Christopher LarsonHayden Harper Wealth Advisory, LLC otherCwa Asset Management Group otherOtherJul 7, 2015Jul 8, 2015
Grant Stephen FrederickWater Oak Advisors, LLC otherCwa Asset Management Group otherOtherFeb 2, 2015Jun 28, 2016 (512 d)
Philip Rees BrodyByron Financial, LLC otherCwa Asset Management Group otherOtherApr 1, 2014Apr 2, 2014
Matthew James HickeyHub Investment Advisors, Inc otherCwa Asset Management Group otherOtherNov 4, 2013Nov 4, 2013
Colleen Mary MurphyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCwa Asset Management Group otherOtherApr 5, 2007Jul 20, 2017 (3759 d)
Page 1 of 1
36 moves match.