DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Merriman

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Isaac EverettThrivent Advisor Network, LLC BD affiliatedMerriman independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2024Jul 29, 2024
Elizabeth Breedlove-Homan GustafsonRoehl & Yi Investment Advisors, LLC independent RIAMerriman independent RIARIA to RIAMay 7, 2024Jun 7, 2024 (31 d)
Joseph Glenn ValerioVanguard Advisers, Inc. BD affiliatedMerriman independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2023Oct 12, 2023
Katherine Ann HamelRobert W. Baird & Co. Incorporated mixed wealthMerriman independent RIARIA to RIAMay 12, 2023Jul 13, 2023 (62 d)
Emily Catherine HengstlerColdstream Wealth Management independent RIAMerriman independent RIARIA to RIAMar 11, 2022Mar 15, 2022
Matthew William KelleyMorgan Stanley wirehouseMerriman independent RIAWirehouse to independent RIAMar 25, 2021Mar 30, 2021
Sierra Marie ButlerDimensional Fund Advisors LP asset managerMerriman independent RIAOtherAug 13, 2020Aug 24, 2020
Michelle Channa Lach GruberJnba Financial Advisors, LLC independent RIAMerriman independent RIARIA to RIAJul 20, 2020Sep 2, 2020 (44 d)
Danielle Lynn StrumbetaKutscher Benner Barsness & Stevens, Inc. independent RIAMerriman independent RIARIA to RIAJan 16, 2020Jan 22, 2020
Jennifer Paige LeeAvier Wealth Advisors independent RIAMerriman independent RIARIA to RIANov 8, 2019Dec 10, 2019 (32 d)
Matthew James MathiesenAvantax Advisory Services BD affiliatedMerriman independent RIAAffiliated broker-dealer or bank to independent RIAMay 16, 2019Jun 18, 2019 (33 d)
Sarah Elizabeth KordonValic Financial Advisors, Inc. BD affiliatedMerriman independent RIAAffiliated broker-dealer or bank to independent RIAJul 13, 2018Jul 30, 2018
Aimee Kirsten ButlerWaddell & Reed otherMerriman independent RIAOtherFeb 14, 2018Mar 2, 2018
Hannah Elizabeth AhmedFisher Investments otherMerriman otherOtherSep 19, 2016Oct 24, 2016 (35 d)
Andrew J BloomSummit Capital Management LLC otherMerriman otherOtherApr 6, 2016Apr 8, 2016
Kevin Bonner GlynnSummit Capital Management LLC otherMerriman otherOtherApr 4, 2016Apr 11, 2016
David Kohl MartinSummit Capital Management LLC otherMerriman otherOtherApr 4, 2016Apr 25, 2016
Marc Masao KadomatsuTpg Financial Advisors, LLC otherMerriman otherOtherFeb 22, 2016Mar 23, 2016
Alan Han HensleyLPL Financial LLC otherMerriman otherOtherFeb 19, 2016Mar 8, 2016
Geoffrey Yale CurranTd Ameritrade Investment Management, LLC otherMerriman otherOtherJan 20, 2016Feb 3, 2016
Helen F RouzanovSteward Partners Investment Solutions, LLC otherMerriman otherOtherJun 24, 2014Jul 9, 2014
Michael Scott Van SantEmpirical Wealth Management otherMerriman otherOtherMay 23, 2014Jun 11, 2014
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22 moves match.