DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Falcon Wealth Planning, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dave Anthony BootheAdvice And Planning Services BD affiliatedFalcon Wealth Planning, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2026May 11, 2026
Claudia Frances RodriguezCommonwealth Financial Network national BDFalcon Wealth Planning, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2026May 11, 2026 (74 d)
Bryan Anthony CassickWarren Street Wealth Advisors, LLC independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIADec 31, 2025May 12, 2026 (132 d)
Steven Allen HoldsworthFirst Pacific Financial, Inc. independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIASep 25, 2024Sep 27, 2024
Raymond Joseph SicardFacet independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIAJun 4, 2024Jun 5, 2025 (366 d)
Matthew Abraham ShahinVanguard Advisers, Inc. BD affiliatedFalcon Wealth Planning, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2024Jan 25, 2024
Sammy Naief KhalilNyx Moros unclassifiedFalcon Wealth Planning, Inc. independent RIAOtherJul 23, 2023Mar 27, 2025 (613 d)
Michael Leon CasterVanguard Advisers, Inc. BD affiliatedFalcon Wealth Planning, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 12, 2023Apr 4, 2025 (723 d)
Ronald William GuayProsperity Capital Advisors independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIAMar 2, 2023Nov 10, 2025 (984 d)
Nicole Marie AmoreE*Trade Capital Management, LLC independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIAJan 17, 2023Jan 11, 2023
Saman BigharazE*Trade Capital Management, LLC independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIANov 18, 2022Nov 17, 2022
Pietro LombardiE*Trade Capital Management, LLC independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIAAug 26, 2022Aug 16, 2022
Jamil Moussa AbdullahVance Wealth independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIAJul 27, 2022Sep 12, 2022 (47 d)
Sumit SharmaMorgan Stanley wirehouseFalcon Wealth Planning, Inc. independent RIAWirehouse to independent RIASep 29, 2021May 18, 2022 (231 d)
Michael Gregory JensenBeacon Pointe Advisors, LLC independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIAJun 15, 2021Jun 14, 2021
Ray Ramos BartolomeTd Ameritrade, Inc. no RAUMFalcon Wealth Planning, Inc. independent RIAOtherJan 11, 2021Nov 16, 2021 (309 d)
Ryan Christopher PerryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFalcon Wealth Planning, Inc. independent RIAWirehouse to independent RIAJan 4, 2021Jan 8, 2021
Christopher CarreonIntegrated Wealth Concepts LLC independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIADec 16, 2020Apr 14, 2021 (119 d)
Kevin Duane MayoBancwest Investment Services, Inc. (Bwis) BD affiliatedFalcon Wealth Planning, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2020Feb 13, 2020
Annie Ju-Yin ChenWestmount Partners, LLC independent RIAFalcon Wealth Planning, Inc. independent RIARIA to RIADec 10, 2019Mar 18, 2019
Gabriel Abraham ShahinPure Financial Advisors, LLC otherFalcon Wealth Planning, Inc. independent RIAOtherMar 30, 2015Mar 19, 2018 (1085 d)
Page 1 of 1
21 moves match.