DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Harbor Financial Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Michael Tilton Doll	Longboat Key Financial Group, LLC other	Harbor Financial Services, LLC independent RIA	Other	Sep 9, 2019	Sep 16, 2019
Stacey Lynn Lavender	Nms Capital Asset Management, Inc. other	Harbor Financial Services, LLC independent RIA	Other	May 24, 2018	Jun 8, 2018
Leroy Tanker	Legacy Wealth Advisors, LLC state registered	Harbor Financial Services, LLC other	Other	Dec 31, 2017	Mar 30, 2012
Curtis Lee Howard	Edward Jones national BD	Harbor Financial Services, LLC other	Other	Sep 5, 2017	Oct 26, 2017 (51 d)
Maxwell Chadwick Myrick	Wells Fargo Advisors wirehouse	Harbor Financial Services, LLC other	Other	Dec 3, 2013	Dec 12, 2013
Thomas Stacy Dillon	Raymond James Financial Services Advisors, Inc other	Harbor Financial Services, LLC other	Other	Sep 13, 2013	Sep 13, 2013
Michael Gerard Hickey	Raymond James Financial Services Advisors, Inc other	Harbor Financial Services, LLC other	Other	Jan 4, 2013	Jan 8, 2013
Anthony Scott Williams	Williams Asset Management, LLC unclassified	Harbor Financial Services, LLC other	Other	Dec 31, 2012	May 4, 2012
Stacey Lynn Lavender	First Command Financial Planning, Inc. other	Harbor Financial Services, LLC other	Other	Aug 22, 2012	Dec 10, 2012 (110 d)
Hannon E Fayard	Securities Network LLC unclassified	Harbor Financial Services, LLC other	Other	Nov 12, 2010	Oct 18, 2011 (340 d)
Nick Kaloyios	Suntrust Investment Services, Inc. other	Harbor Financial Services, LLC other	Other	Aug 23, 2010	Oct 7, 2011 (410 d)
Allan Keith Booher	Cue Financial Group, Inc. other	Harbor Financial Services, LLC other	Other	Sep 30, 2009	Feb 17, 2010 (140 d)
Erik Cecil Barnes	Next Financial Group, Inc. other	Harbor Financial Services, LLC other	Other	Sep 10, 2009	Oct 19, 2009 (39 d)
Steven Allen Schetrom	Edward Jones national BD	Harbor Financial Services, LLC other	Other	Aug 12, 2009	Aug 28, 2009
Paul Joseph Celentano Jr.	Msi Financial Services, Inc. other	Harbor Financial Services, LLC other	Other	Jun 5, 2009	Jun 6, 2013 (1462 d)
William Clayton Conerly	Cetera Advisors LLC other	Harbor Financial Services, LLC other	Other	Aug 5, 2008	Aug 11, 2008
Frederick Gordon Ravid	Raymond James Financial Services, Inc. unclassified	Harbor Financial Services, LLC other	Other	Dec 20, 2007	Dec 21, 2007
Robert Arthur Oliver Anderson	Raymond James Financial Services, Inc. unclassified	Harbor Financial Services, LLC other	Other	Aug 3, 2007	Dec 4, 2007 (123 d)
Mabry Stone Phillips	Raymond James Financial Services, Inc. unclassified	Harbor Financial Services, LLC other	Other	Jul 6, 2007	Jul 2, 2007
John Lydick	Raymond James Financial Services, Inc. unclassified	Harbor Financial Services, LLC other	Other	May 11, 2007	May 7, 2007
Michael Tilton Doll	Raymond James Financial Services, Inc. unclassified	Harbor Financial Services, LLC other	Other	Feb 7, 2007	Feb 7, 2007
Dennis Spontarelli	Raymond James Financial Services, Inc. unclassified	Harbor Financial Services, LLC other	Other	Dec 8, 2006	Dec 8, 2006
Curt Richard Mangold	Citigroup Global Markets Inc. other	Harbor Financial Services, LLC other	Other	Nov 30, 2006	Oct 28, 2008 (698 d)
Timothy William Slothower	Voya Financial Advisors, Inc. other	Harbor Financial Services, LLC other	Other	Jan 13, 2006	Mar 4, 2009 (1146 d)
Stacey Lynn Lavender	Ameriprise Financial Services, LLC national BD	Harbor Financial Services, LLC other	Other	Oct 4, 2005	Oct 6, 2005
Jon Alan Dauble	Raymond James Financial Services, Inc. unclassified	Harbor Financial Services, LLC other	Other	Jul 25, 2005	Aug 11, 2005
Mark Edward Morash	Raymond James Financial Services, Inc. unclassified	Harbor Financial Services, LLC other	Other	Dec 7, 2004	Mar 16, 2006 (464 d)

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27 moves match.