DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nicolet Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shannon L BerezaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNicolet Wealth Management independent RIAWirehouse to independent RIAJul 27, 2026Aug 3, 2026
Ariel RequeCg Advisory Services independent RIANicolet Wealth Management independent RIARIA to RIAJul 6, 2026May 18, 2026
Dirk Duff OckerlanderLPL Financial LLC BD affiliatedNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2026Apr 17, 2026
James Eugene MagraneLPL Financial LLC BD affiliatedNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2026Apr 17, 2026
Mary Elizabeth HinesLPL Financial LLC BD affiliatedNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 27, 2026Apr 17, 2026
Jason Anthony StrandbergLPL Financial LLC BD affiliatedNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2026Apr 17, 2026
Chad Wesley TerryLegacy Financial Group independent RIANicolet Wealth Management independent RIARIA to RIANov 3, 2025Apr 1, 2026 (149 d)
Brian Scott McclearyContego Capital Group, Inc. mixed wealthNicolet Wealth Management independent RIARIA to RIAMay 14, 2025Feb 20, 2026 (282 d)
Randy John ButlerLPL Financial LLC BD affiliatedNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2025May 9, 2025
Iryna BarkleyFifth Third Securities, Inc. BD affiliatedNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2024Jan 24, 2025 (284 d)
Bridgett A StarrRBC Capital Markets, LLC national BDNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2023Jan 24, 2024 (33 d)
John M ThorsonU.S. Bancorp Investments, Inc. BD affiliatedNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2023Oct 30, 2023
Dana Michelle McveyCuso Financial Services, L.P. BD affiliatedNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2023May 22, 2023
Eric R MartzahlMorgan Stanley wirehouseNicolet Wealth Management independent RIAWirehouse to independent RIASep 22, 2022Sep 26, 2022
Barry Joseph MartzahlMorgan Stanley wirehouseNicolet Wealth Management independent RIAWirehouse to independent RIAAug 18, 2022Oct 6, 2022 (49 d)
Henry C PfeiferFifth Third Securities, Inc. BD affiliatedNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIADec 10, 2021Jun 28, 2023 (565 d)
Robert Joseph MooreKellogg Asset Management, LLC asset managerNicolet Wealth Management independent RIAOtherFeb 10, 2020Mar 24, 2020 (43 d)
Sonia L Wasniak-BohnU.S. Bancorp Investments, Inc. BD affiliatedNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2019Sep 13, 2019
Adam E LonglaisKellogg Asset Management, LLC asset managerNicolet Wealth Management independent RIAOtherMar 22, 2019Apr 4, 2019
William Douglas NealAtcapital Management asset managerNicolet Wealth Management independent RIAOtherSep 24, 2018Apr 27, 2026 (2772 d)
Andrew John MaertzNational Planning Corporation ("Npc Of America" In Fl & Ny) no RAUMNicolet Wealth Management independent RIAOtherApr 24, 2018Jan 8, 2019 (259 d)
Peter J SchaeferJ.P. Morgan Securities LLC wirehouseNicolet Wealth Management independent RIAWirehouse to independent RIAApr 11, 2018Feb 27, 2025 (2514 d)
Brian HartlSii Investments, Inc. BD affiliatedNicolet Wealth Management no RAUMOtherDec 31, 2017Aug 8, 2016
Darren Lee GraysonSii Investments, Inc. BD affiliatedNicolet Wealth Management no RAUMOtherDec 31, 2017Aug 8, 2016
Steve S FaroneSii Investments, Inc. BD affiliatedNicolet Wealth Management otherOtherDec 31, 2017Dec 23, 2016
Patrick Joseph MadsonSii Investments, Inc. BD affiliatedNicolet Wealth Management otherOtherDec 31, 2017Dec 19, 2017
Alison Ann WalkerSii Investments, Inc. BD affiliatedNicolet Wealth Management no RAUMOtherDec 31, 2017Aug 8, 2016
Nadine TarabishiSii Investments, Inc. BD affiliatedNicolet Wealth Management otherOtherDec 31, 2017Dec 27, 2016
Corey G SherfSii Investments, Inc. BD affiliatedNicolet Wealth Management no RAUMOtherDec 31, 2017Aug 8, 2016
Darrick Edward MunschSii Investments, Inc. BD affiliatedNicolet Wealth Management no RAUMOtherDec 31, 2017Aug 8, 2016
Adam Michael MadsonSii Investments, Inc. BD affiliatedNicolet Wealth Management no RAUMOtherDec 31, 2017Aug 8, 2016
Anthony T WilhelmsSii Investments, Inc. BD affiliatedNicolet Wealth Management no RAUMOtherDec 31, 2017Aug 8, 2016
Danny Lee HansonSii Investments, Inc. BD affiliatedNicolet Wealth Management otherOtherDec 31, 2017Jun 12, 2017
Jason Daniel JohnsonSii Investments, Inc. BD affiliatedNicolet Wealth Management no RAUMOtherDec 31, 2017Aug 8, 2016
Ryan Michael O'LearySii Investments, Inc. BD affiliatedNicolet Wealth Management no RAUMOtherDec 31, 2017Aug 8, 2016
Amy Ellen ZellnerSii Investments, Inc. BD affiliatedNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2017Sep 24, 2018 (267 d)
Michael ChalleSii Investments, Inc. BD affiliatedNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2017Mar 20, 2018 (79 d)
Nicholas John SchneiderSii Investments, Inc. otherNicolet Wealth Management no RAUMOtherOct 31, 2016Aug 8, 2016
Kyle Edward BrunetteRaymond James Financial Services Advisors, Inc otherNicolet Wealth Management otherOtherOct 26, 2016Apr 24, 2017 (180 d)
Justin James RegnierAmeriprise Financial Services, LLC national BDNicolet Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 11, 2016Jun 1, 2021 (1937 d)
Eric John TrousilJ.P. Morgan Securities Inc. unclassifiedNicolet Wealth Management independent RIAOtherFeb 26, 2007Feb 9, 2018 (4001 d)
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41 moves match.