DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at F3logic, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew DesalvoAlliancebernstein L.P. asset managerF3logic, LLC independent RIAOtherJan 19, 2023Jan 30, 2023
Jason Adam OrloskyBridgeway Wealth Partners, LLC independent RIAF3logic, LLC independent RIARIA to RIANov 30, 2022Jan 4, 2023 (35 d)
Michael Joshua VaccaroMontgomery Wealth Management, LLC no RAUMF3logic, LLC independent RIAOtherDec 10, 2021Nov 8, 2021
Michael James VaulesOsaic Wealth, Inc. BD affiliatedF3logic, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 27, 2021Feb 1, 2021
Alan Scott MarkfeldNomura Investment Management Business Trust otherF3logic, LLC independent RIAOtherDec 24, 2020Mar 1, 2021 (67 d)
Jesus Lopez-CastanedaWestern International Securities BD affiliatedF3logic, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 2, 2020Sep 10, 2020
Kirk Samuel WeldyConcourse Financial Group Advisors BD affiliatedF3logic, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2020Apr 27, 2020
Daniel Eugene RiversWells Fargo Advisors wirehouseF3logic, LLC independent RIAWirehouse to independent RIANov 26, 2019Jan 6, 2020 (41 d)
Clayton Lee LiscomGoldman Sachs Wealth Services, L.P. BD affiliatedF3logic, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 14, 2018Nov 19, 2018
Kevin Scott GrayGoldman Sachs Wealth Services, L.P. BD affiliatedF3logic, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 14, 2018Nov 15, 2018
Matthew Grant HarwellGoldman Sachs Wealth Services, L.P. BD affiliatedF3logic, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 14, 2018Nov 1, 2018
Michael Jonathan MessGoldman Sachs Wealth Services, L.P. BD affiliatedF3logic, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 14, 2018Nov 16, 2018
Michael CollopyGoldman Sachs Wealth Services, L.P. BD affiliatedF3logic, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 14, 2018Nov 20, 2018
Kevin Michael BoutwellGoldman Sachs Wealth Services, L.P. BD affiliatedF3logic, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 14, 2018Nov 19, 2018
John David RogersGoldman Sachs Wealth Services, L.P. BD affiliatedF3logic, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 22, 2018Oct 17, 2018
Jason DodzikFinancial Counselors Of Virginia, Inc. unclassifiedF3logic, LLC independent RIAOtherOct 1, 2018Oct 1, 2018
Lindsey A. RoehlRaymond James Financial Services Advisors, Inc BD affiliatedF3logic, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2018Oct 11, 2018
Benjamin Hodgkins MatzellNuveen Asset Management, LLC otherF3logic, LLC independent RIAOtherSep 18, 2018Sep 14, 2018
John Arthur RinkerGoldman Sachs Wealth Services, L.P. BD affiliatedF3logic, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 27, 2018Sep 26, 2018
Wendy Tamie MartinezNational Planning Corporation ("Npc Of America" In Fl & Ny) no RAUMF3logic, LLC independent RIAOtherJun 25, 2018Oct 1, 2019 (463 d)
Todd Christopher KuenInvestment Centers Of America, Inc. no RAUMF3logic, LLC independent RIAOtherApr 23, 2018Oct 11, 2018 (171 d)
Thomas Francis NeeNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherNov 10, 2017Nov 7, 2017
Michael James LabrieNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherNov 10, 2017Nov 7, 2017
Martin Edward PlecinogaNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherNov 10, 2017Nov 7, 2017
Katherine Elizabeth GliddenNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherNov 10, 2017Nov 7, 2017
Richard Paul LeblancNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherNov 10, 2017Nov 7, 2017
Frank WongNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherNov 7, 2017Nov 15, 2017
Travis Lee BuckNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherNov 6, 2017Nov 1, 2017
Paul Maloy KellyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherNov 6, 2017Nov 1, 2017
Erica R LuckeNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherNov 6, 2017Nov 1, 2017
Christopher Wayne GearyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherNov 6, 2017Nov 1, 2017
Brett KusskeNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherNov 6, 2017Nov 1, 2017
Michael Ray ChildsNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherNov 2, 2017Oct 24, 2017
Alan Edward WyseNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherOct 26, 2017Oct 25, 2017
Andres PetersonNational Planning Corporation ("Npc Of America" In Fl & Ny) otherF3logic, LLC no RAUMOtherOct 26, 2017Oct 25, 2017
William Paul GahaganInvesco Aim Private Asset Management, Inc. unclassifiedF3logic, LLC independent RIAOtherMay 6, 2008Aug 19, 2021 (4853 d)
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36 moves match.