DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Winslow, Evans & Crocker, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan John VorhiesMorgan Stanley wirehouseWinslow, Evans & Crocker, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 8, 2019Mar 11, 2019
Veronica C VorhiesMorgan Stanley wirehouseWinslow, Evans & Crocker, Inc. independent RIAWirehouse to independent RIAOct 9, 2018Oct 8, 2018
Danielle Orenstein JacobsonMorgan Stanley wirehouseWinslow, Evans & Crocker, Inc. independent RIAWirehouse to independent RIAOct 9, 2018Oct 5, 2018
Elaine Janet BeneduciMorgan Stanley wirehouseWinslow, Evans & Crocker, Inc. independent RIAWirehouse to independent RIAOct 9, 2018Oct 5, 2018
Richard Louis BeneduciMorgan Stanley wirehouseWinslow, Evans & Crocker, Inc. independent RIAWirehouse to independent RIAOct 9, 2018Oct 9, 2018
Alina MonisovPear Tree Advisors, Inc. otherWinslow, Evans & Crocker, Inc. independent RIAOtherJun 11, 2018Jun 28, 2018
Alan Lee SuppMorgan Stanley wirehouseWinslow, Evans & Crocker, Inc. independent RIAWirehouse to independent RIAApr 13, 2018Jul 12, 2018 (90 d)
Alfred Francis MarsicanoUBS Financial Services Inc. wirehouseWinslow, Evans & Crocker, Inc. independent RIAWirehouse to independent RIAOct 18, 2016Jun 5, 2018 (595 d)
Catherine Mary Arnet-ValegaBay Financial Advisors, Inc. unclassifiedWinslow, Evans & Crocker, Inc. otherOtherApr 29, 2015Mar 16, 2015
Daniel J FuscoCharles Schwab & Co., Inc. national BDWinslow, Evans & Crocker, Inc. otherOtherJan 27, 2015Feb 12, 2015
Claire E SojaDetwiler Fenton Investment Management LLC otherWinslow, Evans & Crocker, Inc. otherOtherJul 31, 2014Aug 4, 2014
Joan Christine GonzalezEagle Strategies LLC otherWinslow, Evans & Crocker, Inc. otherOtherAug 8, 2012Jan 23, 2014 (533 d)
Shawn M DevillierRaymond James & Associates, Inc. national BDWinslow, Evans & Crocker, Inc. otherOtherOct 18, 2011Aug 2, 2012 (289 d)
Robert Malachy CullyLeerink Swann LLC otherWinslow, Evans & Crocker, Inc. otherOtherJan 20, 2011Jan 20, 2011
David Kevin DuganWells Fargo Advisors wirehouseWinslow, Evans & Crocker, Inc. otherOtherNov 1, 2010Oct 29, 2010
Mary Margaret McgrailMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWinslow, Evans & Crocker, Inc. otherOtherJul 6, 2010Jun 28, 2010
Francois Jerome DucrouxMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWinslow, Evans & Crocker, Inc. otherOtherSep 28, 2009Oct 6, 2009
Bernard Gerard SandfordBolton Global Asset Management otherWinslow, Evans & Crocker, Inc. otherOtherJun 23, 2009May 8, 2009
Bryan C BarthRaymond James & Associates, Inc. national BDWinslow, Evans & Crocker, Inc. otherOtherApr 2, 2009Feb 8, 2013 (1408 d)
Kimberly Anne FigenbaumMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWinslow, Evans & Crocker, Inc. otherOtherMar 30, 2009Mar 30, 2009
Douglas Edward WhiteDetwiler Fenton & Co. unclassifiedWinslow, Evans & Crocker, Inc. otherOtherOct 7, 2008Oct 21, 2008
Sean Michael McdonoughCompass Capital Corporation otherWinslow, Evans & Crocker, Inc. otherOtherOct 8, 2007Oct 9, 2007
Mark E IngramColumbia Management Advisors, Inc. unclassifiedWinslow, Evans & Crocker, Inc. otherOtherSep 8, 2004Nov 2, 2015 (4072 d)
Vincent Joseph SbanoWells Fargo Advisors wirehouseWinslow, Evans & Crocker, Inc. otherOtherNov 19, 2003Dec 12, 2005 (754 d)
Warner Whitman WayneNew England Securities Corporation otherWinslow, Evans & Crocker, Inc. otherOtherSep 9, 2003Sep 21, 2005 (743 d)
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25 moves match.