DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Newport Group Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William David RobuckPnc Capital Advisors LLC otherNewport Group Securities, Inc. institutionalOtherMay 8, 2019Jul 2, 2019 (55 d)
Natalie Marie GentryStancorp Investment Advisers, Inc. otherNewport Group Securities, Inc. otherOtherJul 11, 2016Mar 13, 2017 (245 d)
Thomas Ammon CookSchwab Wealth Advisory, Inc. otherNewport Group Securities, Inc. otherOtherJul 22, 2014Aug 12, 2014
John M DahleMullintbg Advisors otherNewport Group Securities, Inc. otherOtherJun 5, 2014Jun 13, 2014
Sheray Ginine OliverBb&T Institutional Investment Advisers, Inc. otherNewport Group Securities, Inc. otherOtherJun 5, 2013May 30, 2013
Marisa Beth LindseyPrincipal Securities, Inc. otherNewport Group Securities, Inc. otherOtherDec 4, 2012Dec 21, 2012
Paul Gerald EscobarDynamic otherNewport Group Securities, Inc. otherOtherDec 12, 2011Feb 11, 2013 (427 d)
Philip Bradford KiddClark Investment Strategies, Inc. unclassifiedNewport Group Securities, Inc. otherOtherApr 4, 2011Jun 16, 2011 (73 d)
Nadir Rashid MinocherClark Investment Strategies, Inc. unclassifiedNewport Group Securities, Inc. otherOtherMar 15, 2011Mar 23, 2011
Thomas William ChichesterFinancial Telesis, Inc. otherNewport Group Securities, Inc. otherOtherJul 9, 2010Jan 13, 2011 (188 d)
Joseph Patrick SzathmaryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNewport Group Securities, Inc. otherOtherMar 26, 2010Jun 15, 2010 (81 d)
Steven Francis SchreiberSs Investment Management unclassifiedNewport Group Securities, Inc. otherOtherDec 31, 2008May 3, 2017 (3045 d)
Matthew Edwin MeyerMorgan Stanley & Co. LLC unclassifiedNewport Group Securities, Inc. otherOtherJun 5, 2008Jul 2, 2008
Sidney Howard TaylorBurgess Chambers & Associates Inc no RAUMNewport Group Securities, Inc. otherOtherMay 30, 2008May 14, 2009 (349 d)
Eugene Mcmillan MusselwhiteUvest Financial Services Group, Inc. unclassifiedNewport Group Securities, Inc. otherOtherDec 31, 2007Feb 27, 2008 (58 d)
Samuel Hand RobertChase Investment Services Corp. otherNewport Group Securities, Inc. otherOtherJan 3, 2007May 19, 2011 (1597 d)
Lawrence GillumNuveen Fund Advisors, LLC otherNewport Group Securities, Inc. otherOtherJul 19, 2005May 14, 2009 (1395 d)
David John WitzThe Newport Group Of North Carolina, Inc. unclassifiedNewport Group Securities, Inc. otherOtherNov 21, 2003Oct 30, 2002
John Vincent StilleyThe Newport Group Of North Carolina, Inc. unclassifiedNewport Group Securities, Inc. otherOtherNov 21, 2003Oct 30, 2002
David Angelo DevincenziThe Newport Group Of North Carolina, Inc. unclassifiedNewport Group Securities, Inc. otherOtherNov 21, 2003Jan 16, 2004 (56 d)
Kipp ReckMorgan Stanley Dw Inc. unclassifiedNewport Group Securities, Inc. otherOtherNov 7, 2003Dec 18, 2003 (41 d)
Erin Walters NelsonE*Trade Advisory Services, Inc. unclassifiedNewport Group Securities, Inc. otherOtherJun 11, 2003May 19, 2011 (2899 d)
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22 moves match.