DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Thurston Springer Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Brett Hayes | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 24, 2026 | Dec 5, 2025 |
| Daniel John Caparrelli | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 24, 2026 | Nov 28, 2025 |
| Thomas Wayne Perkins | Edward Jones national BD | Thurston Springer Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 12, 2026 |
| Mark Stephenson Sarrett | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 11, 2025 | Dec 5, 2025 |
| Stephen Mills | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 17, 2025 |
| Michael Frederick Elias | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 17, 2025 |
| Wendy Buchanan | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 20, 2025 |
| Ann Arscott Moore | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 20, 2025 |
| Craig Conser | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 20, 2025 |
| Jamison Brooks Bays | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 17, 2025 |
| William Jeremiah Smith | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 17, 2025 |
| Stuart Bays | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 10, 2025 |
| Meggan Elaine Jeter | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 10, 2025 |
| Jason Stokes Grigsby | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 10, 2025 |
| Daniel Reid | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 10, 2025 |
| William Badders | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 10, 2025 |
| Monica Ann Coles | Pinnacle Investments, LLC BD affiliated | Thurston Springer Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Feb 19, 2026 (149 d) |
| Brian Wesley Sullivan | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2024 | Dec 9, 2024 |
| Matthew Cotton | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2024 | Dec 3, 2024 |
| Mitchell Patzer | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2024 | Dec 3, 2024 |
| Edward Lee Patzer | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2024 | Dec 6, 2024 |
| Lindsay H. Askland | Raymond James & Associates, Inc. national BD | Thurston Springer Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Jan 2, 2025 (115 d) |
| Patricia Marie Burrus | Phillips Capital Advisors, Inc. mixed wealth | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Jun 14, 2024 |
| Karen Le'Ellen Coker | Phillips Capital Advisors, Inc. mixed wealth | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Jul 2, 2024 |
| Wanda Jo Ross | Phillips Capital Advisors, Inc. mixed wealth | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Jan 1, 2025 (187 d) |
| Damon Conor Page Moran | Phillips Capital Advisors, Inc. mixed wealth | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Jun 15, 2024 |
| Eric Wayne Davis | Phillips Capital Advisors, Inc. mixed wealth | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Jun 15, 2024 |
| Antonio Jose Pacheco | Phillips Capital Advisors, Inc. mixed wealth | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Jun 14, 2024 |
| Tami Diane Bearden | Phillips Capital Advisors, Inc. mixed wealth | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Jun 14, 2024 |
| Matthew M. Roberson | Phillips Capital Advisors, Inc. mixed wealth | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Jun 14, 2024 |
| Tania Lashae Smith | Phillips Capital Advisors, Inc. mixed wealth | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Jun 15, 2024 |
| Cathey Elaine Fisher | Phillips Capital Advisors, Inc. mixed wealth | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Jul 1, 2024 |
| Jean Swan Haas | Phillips Capital Advisors, Inc. mixed wealth | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Jun 15, 2024 |
| William John Hughes | Phillips Capital Advisors, Inc. mixed wealth | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Jun 14, 2024 |
| Adam Wade Christensen | Phillips Capital Advisors, Inc. mixed wealth | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Jun 14, 2024 |
| Jorey Chris Dimopoulos | Charles Schwab & Co., Inc. national BD | Thurston Springer Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Apr 3, 2024 (54 d) |
| Andrew Grove | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 10, 2024 | Dec 11, 2023 |
| Jeffrey Michael Fratarcangeli | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 | Dec 15, 2023 |
| Cynthia Lyn Mulonas | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 | Dec 18, 2023 |
| Mark Vincent Improta | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 | Dec 15, 2023 |
| Christopher Patrick Salerno | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 | Jul 16, 2024 (193 d) |
| Kristen Michele Howard | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 | Dec 16, 2025 (711 d) |
| Jack James Skrzycki | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 | Dec 19, 2023 |
| Macord Henri Foran | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 | Apr 23, 2024 (109 d) |
| Dylan Truancelewis | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 | Dec 19, 2023 |
| Benjamin Selinger | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 | Jan 22, 2024 |
| John Gabriel Peluso | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 11, 2023 | Nov 16, 2023 (36 d) |
| Matthew Mark Reynolds | Proteus, LLC asset manager | Thurston Springer Advisors BD affiliated | Other | May 22, 2023 | Mar 8, 2022 |
| Anthony Lanfranchi | Pgim Investments LLC asset manager | Thurston Springer Advisors BD affiliated | Other | Apr 21, 2023 | Mar 6, 2024 (320 d) |
| Hanna Marie Jackson | RBC Capital Markets, LLC national BD | Thurston Springer Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2023 | Mar 21, 2023 |
| Natasha Marie Sparks | Stifel, Nicolaus & Company, Incorporated national BD | Thurston Springer Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Nov 6, 2025 (983 d) |
| John David Macik | Biltmore Family Office, LLC independent RIA | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 26, 2023 | Apr 25, 2023 (89 d) |
| Frank Andrew Ingwersen | 1914 Advisors independent RIA | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2023 | Jan 20, 2023 |
| Christopher Ridgley Johns | 1914 Advisors independent RIA | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2023 | Jan 20, 2023 |
| Joel David Cox | 1914 Advisors independent RIA | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2023 | Jan 20, 2023 |
| Robert Lester Fox | 1914 Advisors independent RIA | Thurston Springer Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2023 | Jan 20, 2023 |
| Joshua Andrew Mazer | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 31, 2022 | Jan 13, 2023 (74 d) |
| Clinton Andrew Trotta | Ameriprise Financial Services, LLC national BD | Thurston Springer Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2022 | Mar 25, 2022 |
| Richard Noel Trotta | Ameriprise Financial Services, LLC national BD | Thurston Springer Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Mar 27, 2022 |
| James Sherwood Gibbons | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 21, 2022 | Mar 18, 2022 |
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107 moves match.