DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Connectus Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Marvin HarperCharles Schwab & Co., Inc. national BDConnectus Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2024May 7, 2024
Daniel Dongmin KimLido independent RIAConnectus Wealth independent RIARIA to RIAApr 8, 2024Apr 19, 2024
Jennifer Danae RyanThe Simmons Partnership, Inc independent RIAConnectus Wealth independent RIARIA to RIANov 28, 2023Jul 12, 2023
Kevin B MorrisseyLido independent RIAConnectus Wealth independent RIARIA to RIANov 16, 2023Jan 10, 2024 (55 d)
Gustavo Oliverto De La RocaLPL Financial LLC BD affiliatedConnectus Wealth independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2023Oct 3, 2023
Connor Alan VlahosE*Trade Capital Management, LLC independent RIAConnectus Wealth independent RIARIA to RIAAug 14, 2023Feb 12, 2024 (182 d)
Andrew RedheadUBS Financial Services Inc. wirehouseConnectus Wealth independent RIAWirehouse to independent RIAMay 25, 2023Jun 27, 2023 (33 d)
Harold James KirkpatrickFacet independent RIAConnectus Wealth independent RIARIA to RIAMay 8, 2023Aug 25, 2023 (109 d)
Daniel Oscar LopezSvb Wealth BD affiliatedConnectus Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2023Sep 28, 2023 (156 d)
Frank MentoneSvb Wealth BD affiliatedConnectus Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2023May 17, 2023
Trent Rodney FifieldCharles Schwab & Co., Inc. national BDConnectus Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2023Mar 21, 2023
Mark Lawrence SagenCuri Capital, LLC independent RIAConnectus Wealth independent RIARIA to RIAJan 6, 2023Jan 19, 2023
John Peter RouthierPallas Capital Advisors, LLC independent RIAConnectus Wealth independent RIARIA to RIAOct 18, 2022Sep 27, 2023 (344 d)
Benjamin Mark PhillipsNfsg Corporation BD affiliatedConnectus Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2022Nov 2, 2022 (44 d)
Ryan Scott MorganFisher Investments independent RIAConnectus Wealth independent RIARIA to RIAApr 12, 2022Apr 29, 2022
Lawrence Jay BrottmanMid-Continent Capital LLC bank affiliatedConnectus Wealth independent RIAOtherApr 1, 2022Apr 3, 2022
Roger A. AlbrechtMid-Continent Capital LLC bank affiliatedConnectus Wealth independent RIAOtherApr 1, 2022Apr 3, 2022
Frank John IngarraNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Patrick Jean-Michel JaminNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Evan KanarekNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Robert Edward WrightNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
William Joseph OstruzkaNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Francis Nathanael SimmsNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Brian C ParkNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Joseph Ryan MerkleNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Jacob Paxton WickNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Charles Richard PepeNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Chiraag KirpalaniNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Peter NieporentNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Thomas John ColomboNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Stephanie Julia O'DonnellNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Michael A PorricelliNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Amish Ramesh DalalNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Kehong ZhuNorthcoast Asset Management LLC independent RIAConnectus Wealth independent RIARIA to RIANov 8, 2021Nov 18, 2021
Jay Paul SchumanHoran Capital Management,LLC independent RIAConnectus Wealth no RAUMRIA to a newly registered adviserDec 31, 2020Jan 10, 2021
Christina Lynn GarlandHoran Capital Management,LLC independent RIAConnectus Wealth no RAUMRIA to a newly registered adviserDec 31, 2020Jan 10, 2021
Matthew Cullen CheneyHoran Capital Management,LLC independent RIAConnectus Wealth no RAUMRIA to a newly registered adviserDec 31, 2020Jan 11, 2021
Stavros Elias RizakosHoran Capital Management,LLC independent RIAConnectus Wealth no RAUMRIA to a newly registered adviserDec 31, 2020Jan 10, 2021
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38 moves match.