DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oxford Wealth Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jordan Daniel Knapke | Foundations Investment Advisors LLC independent RIA | Oxford Wealth Group, LLC independent RIA | RIA to RIA | Feb 12, 2026 | Mar 17, 2026 (33 d) |
| Brian Yannaccone | Empower Advisory Group, LLC BD affiliated | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Mar 12, 2026 (107 d) |
| Zachary Phoenix Roman | LPL Enterprise, LLC BD affiliated | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Oct 28, 2025 |
| Scott Richard Clementi | Camarda Wealth Advisory Group independent RIA | Oxford Wealth Group, LLC independent RIA | RIA to RIA | Sep 24, 2025 | Oct 28, 2025 (34 d) |
| Jerry Lee Sylvester | Walser Wealth Management Company, A Limited Liability Company independent RIA | Oxford Wealth Group, LLC independent RIA | RIA to RIA | May 14, 2025 | Jun 13, 2025 |
| John Mills | Charles Schwab & Co., Inc. national BD | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2025 | Mar 24, 2026 (353 d) |
| Jeffrey M Patten | Walser Wealth Management Company, A Limited Liability Company independent RIA | Oxford Wealth Group, LLC independent RIA | RIA to RIA | Apr 2, 2025 | Jun 23, 2025 (82 d) |
| Dane Carpenter Spencer | Beacon Financial Advisors Ltd independent RIA | Oxford Wealth Group, LLC independent RIA | RIA to RIA | Apr 2, 2025 | May 22, 2025 (50 d) |
| Jacob Andrew Stinson | Walser Wealth Management Company, A Limited Liability Company independent RIA | Oxford Wealth Group, LLC independent RIA | RIA to RIA | Feb 4, 2025 | Apr 16, 2025 (71 d) |
| Christopher Clay Mcanany | Capital Analysts BD affiliated | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Jan 31, 2025 (155 d) |
| Chad Anthony Safier | LPL Financial LLC BD affiliated | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Jan 1, 2025 (127 d) |
| Trent Michael Rogy | Edelman Financial Engines mixed wealth | Oxford Wealth Group, LLC independent RIA | RIA to RIA | Jul 7, 2023 | Jun 28, 2023 |
| Ronald E Loyo | Edward Jones national BD | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2023 | May 26, 2023 |
| Tyler Nowotny | Transamerica Retirement Advisors, LLC BD affiliated | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2023 | May 13, 2023 |
| Luke W Mutchie | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oxford Wealth Group, LLC independent RIA | Wirehouse to independent RIA | Sep 8, 2022 | Feb 6, 2023 (151 d) |
| Samuel Josiah Dixon | Ae Wealth Management, LLC BD affiliated | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2022 | Mar 6, 2023 (201 d) |
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16 moves match.