DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Midland Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Michael RayeWells Fargo Advisors wirehouseMidland Wealth Management otherOtherMar 23, 2026Jul 15, 2026 (114 d)
Stephen Thomas KellyWells Fargo Advisors wirehouseMidland Wealth Management otherOtherMay 2, 2025May 8, 2025
Karen Theresa JohnsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMidland Wealth Management otherOtherMar 4, 2025Jul 9, 2025 (127 d)
Peter Hexter RiskindMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMidland Wealth Management otherOtherFeb 25, 2025Feb 24, 2025
Emil Imad SuqiArvest Wealth Management independent RIAMidland Wealth Management otherOtherSep 18, 2024Dec 5, 2024 (78 d)
Ronald Joseph KitchensEdward Jones national BDMidland Wealth Management otherOtherMay 6, 2024May 13, 2024
Donald James MahlkeIht Wealth Management LLC BD affiliatedMidland Wealth Management otherOtherMay 2, 2024May 3, 2024
Michelle BoisvertCambridge Investment Research Advisors, Inc. BD affiliatedMidland Wealth Management otherOtherApr 26, 2024Jun 21, 2024 (56 d)
Christopher Charles SchroederClaris Advisors, LLC independent RIAMidland Wealth Management otherOtherJan 5, 2024Jan 2, 2024
Shawn RooneyFidelity Personal And Workplace Advisors BD affiliatedMidland Wealth Management otherOtherDec 1, 2023Dec 8, 2023
Joshua Gw MccammonTd Ameritrade Investment Management, LLC independent RIAMidland Wealth Management otherOtherSep 7, 2023Jul 14, 2025 (676 d)
Ashley Leandra OttensU.S. Bancorp Investments, Inc. BD affiliatedMidland Wealth Management otherOtherAug 22, 2023Aug 22, 2023
Michael James PassHuntington Financial Advisors BD affiliatedMidland Wealth Management otherOtherJun 9, 2023Jul 22, 2026 (1139 d)
Heath William SorensonRaymond James Financial Services Advisors, Inc BD affiliatedMidland Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 25, 2023Jul 27, 2023 (93 d)
Matthew EstelU.S. Bancorp Investments, Inc. BD affiliatedMidland Wealth Management otherOtherSep 14, 2022Aug 21, 2023 (341 d)
Deshawn Kerwin PetersonBeacon Global Advisor Network, LLC independent RIAMidland Wealth Management otherOtherMay 31, 2022Mar 13, 2026 (1382 d)
Nicholas Adam GibsonCetera Investment Advisers LLC BD affiliatedMidland Wealth Management otherOtherNov 24, 2021Apr 29, 2025 (1252 d)
Frank Christopher SchultzMidland Financial Advisors, Inc. independent RIAMidland Wealth Management otherOtherOct 29, 2021Aug 18, 2023 (658 d)
Tyson James GigerBdo Wealth Advisors, LLC independent RIAMidland Wealth Management otherOtherSep 25, 2019Jul 15, 2024 (1755 d)
Stephanie Ann JacobsMidland Financial Advisors, Inc. independent RIAMidland Wealth Management otherOtherMar 15, 2019Jun 3, 2024 (1907 d)
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20 moves match.