DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Portside Wealth Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James R NewmanSimplicity Wealth mixed wealthPortside Wealth Group, LLC independent RIARIA to RIAMay 15, 2026May 27, 2026
Robert Edward HuettEdward Jones national BDPortside Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 13, 2026Apr 1, 2026
Aaron Mark MckellOsaic Wealth, Inc. BD affiliatedPortside Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 18, 2025Nov 17, 2025
Jeffrey Brent JohnsonCwm, LLC BD affiliatedPortside Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2025Sep 15, 2025
Eric BarnesTransamerica Financial Advisors, LLC BD affiliatedPortside Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2025Dec 5, 2025 (128 d)
Russell Earl SlackCg Advisory Services independent RIAPortside Wealth Group, LLC independent RIARIA to RIAMay 12, 2025Jun 9, 2025
Aaron Bradley LarsonOlympus Peaks Financial, LLC independent RIAPortside Wealth Group, LLC independent RIARIA to RIAOct 28, 2024Mar 4, 2025 (127 d)
Dennis Shane McmillanArete Wealth Advisors, LLC BD affiliatedPortside Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2024Oct 28, 2024
Marissa Emily SmithStonebriar Wealth, LLC independent RIAPortside Wealth Group, LLC independent RIARIA to RIAAug 2, 2024Sep 11, 2024 (40 d)
Christopher Sean CoxBaker Tilly Wealth Management, LLC mixed wealthPortside Wealth Group, LLC independent RIARIA to RIAApr 22, 2024May 22, 2024
Andres Esteban GuzmanBaker Tilly Wealth Management, LLC mixed wealthPortside Wealth Group, LLC independent RIARIA to RIAApr 22, 2024Jul 15, 2024 (84 d)
Jacob Perry CazierOak Lane Advisors independent RIAPortside Wealth Group, LLC independent RIARIA to RIADec 7, 2023Dec 15, 2023
Isaac Jess HuetherMorgan Stanley wirehousePortside Wealth Group, LLC independent RIAWirehouse to independent RIAOct 2, 2023Sep 21, 2023
Robert Andrew TorresCharles Schwab & Co., Inc. national BDPortside Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 25, 2023Aug 27, 2026 (1129 d)
Gael Aaron Perez RiveraFirst Command Advisory Services BD affiliatedPortside Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 13, 2023Sep 21, 2023 (100 d)
Eric Dean StuartTownsquare Capital, LLC mixed wealthPortside Wealth Group, LLC no RAUMRIA to a newly registered adviserMay 26, 2023Apr 17, 2023
Randall Greer SparksTownsquare Capital, LLC mixed wealthPortside Wealth Group, LLC no RAUMRIA to a newly registered adviserMay 26, 2023Apr 17, 2023
William Travis SniderDfpg Investments, LLC independent RIAPortside Wealth Group, LLC no RAUMRIA to a newly registered adviserOct 27, 2021Mar 28, 2023 (517 d)
Timothy Warren WhippleVanguard Advisers, Inc. BD affiliatedPortside Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 23, 2021Apr 22, 2026 (1703 d)
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19 moves match.