DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Wall Street Financial Group, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Joel Robert Maness	Primerica Advisors national BD	Wall Street Financial Group, Inc other	Other	Jul 1, 2016	Jul 6, 2016
Ann T Rieder	Vennwell, LLC other	Wall Street Financial Group, Inc other	Other	Nov 16, 2015	Aug 26, 2015
William Owen Wright	Creative Financial Designs, Inc. other	Wall Street Financial Group, Inc other	Other	Jan 21, 2015	Feb 25, 2015 (35 d)
Claire Delaney Hart	Hart Asset Management unclassified	Wall Street Financial Group, Inc other	Other	Nov 19, 2013	Jan 14, 2014 (56 d)
Thomas M Shoen	Hsbc Securities (USA) Inc. other	Wall Street Financial Group, Inc other	Other	Jul 16, 2012	Jan 15, 2013 (183 d)
Barry Daniel Fadely	Equitable Advisors, LLC national BD	Wall Street Financial Group, Inc other	Other	Jul 6, 2012	Nov 21, 2012 (138 d)
Deborah J Spychalski	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wall Street Financial Group, Inc other	Other	Apr 9, 2012	May 31, 2012 (52 d)
Howard Robert Bradley	Ensemble Financial Services, Inc. unclassified	Wall Street Financial Group, Inc other	Other	Aug 1, 2011	Jul 29, 2011
Russell J Mandrino	Ensemble Financial Services, Inc. unclassified	Wall Street Financial Group, Inc other	Other	Aug 1, 2011	Jul 29, 2011
Matthew S Schlicht	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wall Street Financial Group, Inc other	Other	Jul 19, 2011	Jul 27, 2011
Michael Joseph Charleton	Osaic Fa, Inc. other	Wall Street Financial Group, Inc other	Other	Jun 20, 2011	Jun 16, 2011
Stuart Edward Berrin	Valic Financial Advisors, Inc. other	Wall Street Financial Group, Inc other	Other	Nov 15, 2010	Nov 1, 2010
Aadil Haroon Zaman	B. Riley Wealth Advisors, Inc. other	Wall Street Financial Group, Inc other	Other	Jun 1, 2010	Jun 1, 2010
Syed Mohammad Nishat	B. Riley Wealth Advisors, Inc. other	Wall Street Financial Group, Inc other	Other	Jun 1, 2010	Jun 1, 2010
Jeffrey Jyhchen Cheng	Ameriprise Financial Services, LLC national BD	Wall Street Financial Group, Inc other	Other	May 1, 2009	May 13, 2009
Joseph Steven Altobelli	Hornor, Townsend & Kent, LLC other	Wall Street Financial Group, Inc other	Other	Dec 11, 2008	Dec 5, 2008
Sandra Lynn Kobel	1st Global Advisors Inc other	Wall Street Financial Group, Inc other	Other	Dec 31, 2007	Jan 16, 2009 (382 d)
Phillip Michael Valley	Geneos Wealth Management, Inc. other	Wall Street Financial Group, Inc other	Other	Sep 1, 2006	Sep 5, 2006
David Brian Lennox	Geneos Wealth Management, Inc. other	Wall Street Financial Group, Inc other	Other	Dec 31, 2005	Jan 11, 2007 (376 d)
Stuart Edward Berrin	Asset & Financial Planning, Ltd other	Wall Street Financial Group, Inc other	Other	Dec 21, 2005	Dec 12, 2005
Adam Roy Van Dyke	Ameriprise Financial Services, LLC national BD	Wall Street Financial Group, Inc other	Other	Aug 2, 2005	Aug 2, 2005
Leo Lamond Syphus	Zions Direct, Inc. unclassified	Wall Street Financial Group, Inc other	Other	Apr 22, 2005	Apr 25, 2005
Mark Dennis Wetterholm	California Financial Network, Inc. unclassified	Wall Street Financial Group, Inc other	Other	Dec 31, 2004	Nov 12, 2002
Allen Carl Grommet	The Investment Center, Inc. unclassified	Wall Street Financial Group, Inc other	Other	Dec 31, 2004	May 18, 2005 (138 d)
Peter Joseph Mcgee	Peter J Mcgee Clu, Chfc unclassified	Wall Street Financial Group, Inc other	Other	Nov 30, 2004	Jun 12, 2006 (559 d)
David John Nagy	United Securities Alliance, Inc. unclassified	Wall Street Financial Group, Inc other	Other	Oct 8, 2004	Apr 13, 2005 (187 d)
James Robert Fantaski	American General Financial Advisors, Inc. unclassified	Wall Street Financial Group, Inc other	Other	Nov 22, 2002	Nov 5, 2002
Richard C Jacobs	Equitable Advisors, LLC national BD	Wall Street Financial Group, Inc other	Other	Oct 24, 2002	Oct 8, 2002
Christine Marie Sleboda	Family Wealth Counselors unclassified	Wall Street Financial Group, Inc other	Other	Jun 26, 2002	Jul 26, 2004 (761 d)

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29 moves match.