DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Piper Sandler & Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sahil VeeramoneyStephens BD affiliatedPiper Sandler & Co. institutionalOtherJun 17, 2026Aug 4, 2026 (48 d)
Matthew William BirchenoughEquitable Advisors, LLC national BDPiper Sandler & Co. institutionalOtherMay 6, 2026Aug 19, 2026 (105 d)
Karan PatelRaymond James & Associates, Inc. national BDPiper Sandler & Co. institutionalOtherMar 24, 2026Mar 30, 2026
Thomas TaytonD.A. Davidson & Co. independent RIAPiper Sandler & Co. institutionalOtherJul 21, 2025Aug 11, 2025
Dylana Lee GrossPtma Investment Advisors asset managerPiper Sandler & Co. institutionalOtherAug 26, 2024Sep 11, 2024
Evans CopelandStifel, Nicolaus & Company, Incorporated national BDPiper Sandler & Co. institutionalOtherSep 30, 2022Sep 27, 2024 (728 d)
Jonathan Richard SearlesStifel, Nicolaus & Company, Incorporated national BDPiper Sandler & Co. otherOtherOct 1, 2021Oct 4, 2021
Jason M BednarRobert W. Baird & Co. Incorporated mixed wealthPiper Sandler & Co. otherOtherFeb 20, 2020May 13, 2022 (813 d)
Bradley SlaughterAmeritas Advisory Services BD affiliatedPiper Sandler & Co. otherOtherSep 9, 2019Sep 9, 2019
William Morrow ArthAmeritas Advisory Services BD affiliatedPiper Sandler & Co. otherOtherSep 9, 2019Sep 9, 2019
Ellen Nelson FrysQuestar Asset Management, Inc. BD affiliatedPiper Sandler & Co. otherOtherApr 1, 2019Nov 13, 2019 (226 d)
Richard Doyle HattonHuntington Financial Advisors BD affiliatedPiper Sandler & Co. otherOtherNov 7, 2018Sep 4, 2019 (301 d)
Stephen Hunter FineganMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePiper Sandler & Co. otherOtherSep 13, 2018Mar 11, 2020 (545 d)
Kyle Francis JavesB. C. Ziegler And Company otherPiper Sandler & Co. otherOtherMar 27, 2018May 9, 2019 (408 d)
Matthew Aaron LusardiJanney Montgomery Scott LLC otherPiper Sandler & Co. otherOtherOct 6, 2017Oct 11, 2017
Gregory Eugene HagenPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherDec 31, 2016Aug 5, 2016
Jason Ronald MorkPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. otherOtherDec 31, 2016Feb 6, 2018 (402 d)
Wendy Ambrosius GrallPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherDec 31, 2016Jan 4, 2017
Aaron Daniel SchmanskiNorthland Asset Management otherPiper Sandler & Co. otherOtherNov 30, 2016Mar 2, 2017 (92 d)
Mark Evans CieciuraPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
David Michael JensenPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Jay Allen HersheyPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Matthew James ThompsonPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Paul Mcmahon KelleyPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Michelle MurrayPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Anton Gabriel DedenPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Joshua David SchultheisPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Paul A. AshenfelterPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Matthew John SullivanPiper Jaffray Investment Management, LLC otherPiper Sandler & Co. no RAUMOtherAug 5, 2016Aug 5, 2016
Marco Dominic AlessioCitigroup Global Markets Inc. otherPiper Sandler & Co. no RAUMOtherJun 1, 2009Apr 30, 2004
Perry Patrick MenardRBC Capital Markets, LLC national BDPiper Sandler & Co. no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 30, 2006Mar 17, 2006
Rodney Bryan MillerRaymond James Financial Services, Inc. unclassifiedPiper Sandler & Co. no RAUMOtherFeb 21, 2006Feb 17, 2006
Richard ViallMorgan Stanley Dw Inc. unclassifiedPiper Sandler & Co. no RAUMOtherJan 4, 2006Jan 6, 2006
Charles Gordon NaismithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePiper Sandler & Co. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 21, 2005Dec 20, 2005
Thomas Grant RosendahlUBS Financial Services Inc. wirehousePiper Sandler & Co. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 17, 2005Oct 21, 2005
Scott Patrick ConnorsMorgan Stanley Dw Inc. unclassifiedPiper Sandler & Co. no RAUMOtherNov 1, 2005Oct 28, 2005
Stan SklenarWells Fargo Advisors wirehousePiper Sandler & Co. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 21, 2005Oct 21, 2005
Jakub UrbanWells Fargo Advisors wirehousePiper Sandler & Co. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 21, 2005Oct 21, 2005
Joseph Daniel McmullenDeutsche Bank Securities Inc. otherPiper Sandler & Co. no RAUMOtherSep 9, 2005Sep 2, 2005
Michael Patrick ToutantMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePiper Sandler & Co. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 28, 2005Jul 22, 2005
George P LaresUBS Financial Services Inc. wirehousePiper Sandler & Co. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 7, 2005Jul 21, 2005
James Mark OstrowskiWells Fargo Investments, LLC unclassifiedPiper Sandler & Co. no RAUMOtherJul 5, 2005Jul 7, 2005
Sam Santo BellestriMorgan Stanley Dw Inc. unclassifiedPiper Sandler & Co. no RAUMOtherJun 16, 2005Nov 30, 2005 (167 d)
Ralph Milburn JonesRBC Capital Markets, LLC national BDPiper Sandler & Co. no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 9, 2005May 27, 2005
John Richard WitherspoonUBS Financial Services Inc. wirehousePiper Sandler & Co. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 12, 2005Apr 29, 2005
Nathan Sletten QuelloRBC Capital Markets, LLC national BDPiper Sandler & Co. no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 6, 2005May 10, 2005
John Michael QuelloRBC Capital Markets, LLC national BDPiper Sandler & Co. no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 6, 2005May 10, 2005
Robert MortimerA. G. Edwards & Sons, Inc. unclassifiedPiper Sandler & Co. no RAUMOtherApr 19, 2005Apr 18, 2005
George W SchulerUBS Financial Services Inc. wirehousePiper Sandler & Co. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 18, 2005Mar 24, 2005
Sharon R. Nalivka-HancockD.A. Davidson & Co. otherPiper Sandler & Co. no RAUMOtherMar 31, 2005Apr 5, 2005
Stacy A PolzarUBS Financial Services Inc. wirehousePiper Sandler & Co. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 26, 2004Mar 7, 2005 (101 d)
Rakesh Bira ChopraTd Ameritrade, Inc. no RAUMPiper Sandler & Co. no RAUMOtherNov 10, 2004Nov 15, 2004
Adam J StrumpfDemarche no RAUMPiper Sandler & Co. no RAUMOtherNov 8, 2004Aug 20, 2004
Georgiana AndersenWells Fargo Advisors wirehousePiper Sandler & Co. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 7, 2004Sep 24, 2004
Cindy Lou EllisUBS Financial Services Inc. wirehousePiper Sandler & Co. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 13, 2004Aug 23, 2004
Michael Stevan RoseBanc Of America Investment Services, Inc. unclassifiedPiper Sandler & Co. no RAUMOtherSep 8, 2004Aug 30, 2004
Sandra Lynn ConroyMorgan Stanley Dw Inc. unclassifiedPiper Sandler & Co. no RAUMOtherAug 25, 2004Aug 23, 2004
Mark Thomas ZielinskiWells Fargo Advisors wirehousePiper Sandler & Co. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 29, 2004Jun 15, 2004
Richard French JuddDeutsche Bank Securities Inc. otherPiper Sandler & Co. no RAUMOtherMay 19, 2004May 10, 2004
Geoffrey Scott JohnsonMorgan Stanley Dw Inc. unclassifiedPiper Sandler & Co. no RAUMOtherMay 17, 2004Jul 16, 2004 (60 d)
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80 moves match.