DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Thurston Springer Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles WurdackAmeriprise Financial Services, LLC national BDThurston Springer Financial BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2019Jan 7, 2020
Daniel Douglas MaloneyEdward Jones national BDThurston Springer Financial BD affiliatedAffiliated broker-dealer or bank to anotherMay 10, 2019Jun 26, 2019 (47 d)
Matthew Raymond DoeringEdward Jones national BDThurston Springer Financial BD affiliatedAffiliated broker-dealer or bank to anotherMar 1, 2019Feb 15, 2019
Denise Julius ZumbrunCitigroup Global Markets Inc. BD affiliatedThurston Springer Financial BD affiliatedAffiliated broker-dealer or bank to anotherJan 2, 2019Dec 3, 2018
Maryann DiamondEdward Jones national BDThurston Springer Financial BD affiliatedAffiliated broker-dealer or bank to anotherDec 19, 2018Dec 18, 2018
Paul Edward BaldassariSummit Financial Group Inc BD affiliatedThurston Springer Financial BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2018Jan 31, 2019 (90 d)
Andrew Jeffrey SouthworthKpp Advisory Services LLC independent RIAThurston Springer Financial BD affiliatedRIA to affiliated broker-dealer or bankOct 18, 2018Oct 15, 2018
Joseph Randall WesleySanctuary Advisors, LLC BD affiliatedThurston Springer Financial otherOtherAug 24, 2018Aug 25, 2018
Donald Edgar BatesSanctuary Advisors, LLC BD affiliatedThurston Springer Financial otherOtherAug 24, 2018Aug 24, 2018
Samantha KingWells Fargo Advisors wirehouseThurston Springer Financial otherOtherJun 5, 2018Jun 4, 2018
Michelle SimandleSanctuary Advisors, LLC otherThurston Springer Financial otherOtherOct 6, 2017May 1, 2018 (207 d)
Craig Michael ConnollyStonex Advisors Inc. otherThurston Springer Financial otherOtherJun 7, 2017Jun 5, 2017
Robert C BoveStonex Advisors Inc. otherThurston Springer Financial otherOtherJun 7, 2017May 31, 2017
Stephen Dennis TaylorStonex Advisors Inc. otherThurston Springer Financial otherOtherJun 7, 2017May 31, 2017
Vicky K Mattison-LeguillonPrivate Client Services, LLC otherThurston Springer Financial otherOtherNov 30, 2015Nov 12, 2015
Roy NealPrivate Client Services, LLC otherThurston Springer Financial otherOtherNov 12, 2015Nov 12, 2015
Christopher Scott BarthelPrivate Client Services, LLC otherThurston Springer Financial otherOtherFeb 27, 2015Feb 27, 2015
Debra Sue SpencerWells Fargo Advisors wirehouseThurston Springer Financial otherOtherJan 12, 2015Jan 2, 2015
Jason K WilliamsWells Fargo Advisors wirehouseThurston Springer Financial otherOtherDec 16, 2014Dec 12, 2014
Jeremy Franklin LloydRaymond James & Associates, Inc. national BDThurston Springer Financial otherOtherOct 21, 2014Oct 28, 2014
James Marion GarrisonH. Beck, Inc. otherThurston Springer Financial otherOtherSep 29, 2014Sep 26, 2014
Roger Lee FlueckigerSsn Advisory, Inc. otherThurston Springer Financial otherOtherFeb 21, 2014Feb 26, 2014
Lisa Louise LauriaPlanned Investment Co., Inc. unclassifiedThurston Springer Financial otherOtherOct 31, 2012Jan 23, 2013 (84 d)
John F HeinzingerMorgan Stanley wirehouseThurston Springer Financial otherOtherFeb 8, 2012Mar 1, 2012
Elizabeth Ann HurstPnc Wealth Management otherThurston Springer Financial otherOtherMay 31, 2011Jun 1, 2011
Todd Shannon KostPrivate Client Services, LLC otherThurston Springer Financial otherOtherDec 31, 2010Feb 24, 2017 (2247 d)
Amelia Ann WestAmeriprise Financial Services, LLC national BDThurston Springer Financial otherOtherApr 29, 2010Apr 26, 2010
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27 moves match.