DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “GENEOS WEALTH MANAGEMENT, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Naples, Fl | 69 | 8 | 1 | +7 | 1.4% | |||
| BOK FINANCIAL ADVISORS BD affiliated | Tulsa, Ok · principal | 69 | 5 | 1 | +4 | 1.4% | |||
| RBC CAPITAL MARKETS, LLC national BD | Houston, Tx | 69 | 11 | 1 | +10 | 1.4% | 1 | ||
| S•••••••• A••••••• L•• national BD | Bellevue, Wa | 69 | 5 | 1 | +4 | 1.4% | |||
| P•••••••• M•••••• L•• independent RIA | Bonita Springs, Fl · principal | 69 | 15 | 1 | +14 | 1.4% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Albany, Ny | 69 | 6 | 1 | +5 | 1.4% | |||
| A••••••• A••••••• S•••••••• L•• BD affiliated | Lincoln, Ne · principal | 68 | 7 | 1 | +6 | 1.5% | |||
| E•••••••• W••••• M••••••••• independent RIA | Seattle, Wa · principal | 68 | 18 | 1 | +17 | 1.5% | |||
| M••••• S•••••• wirehouse | Nashville, Tn | 68 | 6 | 1 | +5 | 1.5% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Rochester, Ny | 67 | 6 | 1 | +5 | 1.5% | |||
| C••• I••••••••• A••••••• S•••••••• L•• institutional | Cleveland, Oh · principal | 67 | 7 | 1 | +6 | 1.5% | |||
| M••••• S•••••• wirehouse | Pepper Pike, Oh | 67 | 2 | 1 | +1 | 1.5% | |||
| E••••• J•••• national BD | San Antonio, Tx | 67 | 4 | 1 | +3 | 1.5% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Dallas, Tx | 67 | 6 | 1 | +5 | 1.5% | |||
| C••• P•••••• W••••• A•••••••• I••• BD affiliated | Chicago, Il · principal | 66 | 5 | 1 | +4 | 1.5% | |||
| M••••• S•••••• wirehouse | Salt Lake City, Ut | 66 | 5 | 1 | +4 | 1.5% | 1 | ||
| A•••• W••••• M••••••••• L•• independent RIA | Omaha, Ne · principal | 66 | 21 | 1 | +20 | 1.5% | |||
| M••••• S•••••• wirehouse | Oakland, Ca | 66 | 2 | 1 | +1 | 1.5% | 1 | ||
| P•••••••• A••••••• national BD | Cincinnati, Oh | 66 | 3 | 1 | +2 | 1.5% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Summit, Nj | 66 | 2 | 1 | +1 | 1.5% | 1 | ||
| C•••••• S••••• • C••• I••• national BD | San Antonio, Tx | 66 | 2 | 1 | +1 | 1.5% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Minnetonka, Mn | 65 | 5 | 1 | +4 | 1.5% | 2 | ||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Frontenac, Mo | 65 | 3 | 1 | +2 | 1.5% | |||
| F•••• T•••• A••••••• L• asset manager | Austin, Tx | 65 | 11 | 1 | +10 | 1.5% | |||
| N••• F•••••• I••••••••• S•••••••• L•• BD affiliated | Vienna, Va · principal | 65 | 10 | 1 | +9 | 1.5% | |||
| H•• A••••••• S••••••• L•• independent RIA | Simi Valley, Ca · principal | 65 | 7 | 1 | +6 | 1.5% | |||
| L•• F•••••••• L•• BD affiliated | Nashville, Tn | 65 | 7 | 1 | +6 | 1.5% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Orlando, Fl | 64 | 1 | 1 | 0 | 1.6% | |||
| S•••••••• A••••••• L•• national BD | Campbell, Ca | 64 | 10 | 1 | +9 | 1.6% | |||
| C••••• M•••••• independent RIA | Irvine, Ca · principal | 64 | 10 | 1 | +9 | 1.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Burlington, Ma | 64 | 2 | 1 | +1 | 1.6% | |||
| X••• S••••••• independent RIA | Bozeman, Mt · principal | 64 | 32 | 1 | +31 | 1.6% | |||
| L•• F•••••••• L•• BD affiliated | Omaha, Ne | 63 | 5 | 1 | +4 | 1.6% | |||
| L•• F•••••••• L•• BD affiliated | San Francisco, Ca | 63 | 7 | 1 | +6 | 1.6% | |||
| H••• S••••••••• •••• I••• BD affiliated | Buffalo, Ny | 63 | 9 | 1 | +8 | 1.6% | |||
| S•••••••• A••••••• L•• national BD | Lakewood, Co | 63 | 6 | 1 | +5 | 1.6% | |||
| S•••••• S••••••••• BD affiliated | Houston, Tx · principal | 63 | 2 | 1 | +1 | 1.6% | |||
| O•••• W•••••• I••• BD affiliated | Southfield, Mi | 63 | 4 | 1 | +3 | 1.6% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Scottsdale, Az | 63 | 3 | 1 | +2 | 1.6% | |||
| S•••••••• A••••••• L•• national BD | South Jordan, Ut | 63 | 8 | 1 | +7 | 1.6% | |||
| U•• F•••••••• S••••••• I••• wirehouse | La Jolla, Ca | 62 | 4 | 1 | +3 | 1.6% | |||
| T•••••••• A••••••• G••••• I••• BD affiliated | Greensburg, Pa · principal | 62 | 3 | 1 | +2 | 1.6% | |||
| L•• F•••••••• L•• BD affiliated | Downers Grove, Il | 62 | 5 | 1 | +4 | 1.6% | 1 | ||
| M••••• O• O•••• I••••••• S•••••••• I••• independent RIA | Denver, Co | 62 | 7 | 1 | +6 | 1.6% | |||
| M••••• S•••••• wirehouse | Santa Rosa, Ca | 62 | 1 | 1 | 0 | 1.6% | |||
| M••••• S•••••• wirehouse | Phoenix, Az | 62 | 4 | 1 | +3 | 1.6% | 1 | ||
| M••••• S•••••• wirehouse | Grand Rapids, Mi | 62 | 8 | 1 | +7 | 1.6% | |||
| J••• M••••• S••••••••• L•• wirehouse | West Harrison, Ny | 62 | 13 | 1 | +12 | 1.6% | |||
| M••••• S•••••• wirehouse | Waukesha, Wi | 61 | 2 | 1 | +1 | 1.6% | |||
| H•••••••• A•••••••• L•• BD affiliated | Dallas, Tx | 61 | 9 | 1 | +8 | 1.6% | |||
| C••••••••• C••••••••• A••••••• S•••••••• independent RIA | Cleveland, Oh · principal | 61 | 23 | 1 | +22 | 1.6% | |||
| C••••••• S••••••••• I••• BD affiliated | Albany, Ny | 61 | 11 | 1 | +10 | 1.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Short Hills, Nj | 61 | 0 | 1 | -1 | 1.6% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Little Rock, Ar | 60 | 2 | 1 | +1 | 1.7% | |||
| S•••••••• A••••••• L•• national BD | Sarasota, Fl | 60 | 7 | 1 | +6 | 1.7% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Louisville, Ky | 60 | 6 | 1 | +5 | 1.7% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Northbrook, Il | 60 | 2 | 1 | +1 | 1.7% | |||
| L•• F•••••••• L•• BD affiliated | Paramus, Nj | 60 | 4 | 1 | +3 | 1.7% | |||
| E•• F•••••••• A••••••• independent RIA | Colchester, Vt | 60 | 6 | 1 | +5 | 1.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Raleigh, Nc | 60 | 3 | 1 | +2 | 1.7% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.