DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,363 offices matchName search is part of RIA and Wealth Intelligence, so “MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Columbus, Ga | 8 | 1 | 1 | 0 | 13% | |||
| CETERA INVESTMENT ADVISERS LLC BD affiliated | Surprise, Az | 8 | 1 | 1 | 0 | 13% | |||
| EDWARD JONES national BD | Fort Smith, Ar | 8 | 1 | 1 | 0 | 13% | |||
| EDWARD JONES national BD | Flagstaff, Az | 8 | 0 | 1 | -1 | 13% | |||
| LPL FINANCIAL LLC BD affiliated | Tunkhannock, Pa | 8 | 0 | 1 | -1 | 13% | |||
| P•••••••• F•••••••• A••••••• G•••• independent RIA | Hanover, Md · principal | 8 | 1 | 1 | 0 | 13% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Clearfield, Ut | 8 | 1 | 1 | 0 | 13% | |||
| E•••• S••••••••• L•• BD affiliated | Pensacola, Fl | 8 | 2 | 1 | +1 | 13% | |||
| E•••• S••••••••• L•• BD affiliated | Newport Beach, Ca | 8 | 2 | 1 | +1 | 13% | |||
| E••••• J•••• national BD | Conyers, Ga | 8 | 1 | 1 | 0 | 13% | |||
| E••••• J•••• national BD | Clermont, Fl | 8 | 0 | 1 | -1 | 13% | |||
| L••••• F•••••••• G•••• independent RIA | Des Moines, Ia · principal | 8 | 0 | 1 | -1 | 13% | |||
| E••••• J•••• national BD | Boynton Beach, Fl | 8 | 2 | 1 | +1 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Menlo Park, Ca | 8 | 2 | 1 | +1 | 13% | |||
| A•••••• C••••••••• G•••• A•••••••• L•• institutional | A••••••, Ga · principal | 8 | 1 | 1 | 0 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Mansfield, Oh | 8 | 1 | 1 | 0 | 13% | |||
| A••••••• A••••••• S•••••••• L•• BD affiliated | Perrysburg, Oh | 8 | 2 | 1 | +1 | 13% | |||
| O•••• W•••••• I••• BD affiliated | Princeton, Nj | 8 | 1 | 1 | 0 | 13% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Albany, Or | 8 | 0 | 1 | -1 | 13% | |||
| S•••••• W••••• independent RIA | Chappaqua, Ny · principal | 8 | 0 | 1 | -1 | 13% | |||
| C••••••••• W••••• independent RIA | Lake Mary, Fl · principal | 8 | 1 | 1 | 0 | 13% | |||
| O•••• W•••••• I••• BD affiliated | Jupiter, Fl | 8 | 0 | 1 | -1 | 13% | |||
| U•••••• W••••• P••••••• independent RIA | Jacksonville Beach, Fl · principal | 8 | 1 | 1 | 0 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Fairhope, Al | 8 | 2 | 1 | +1 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Elkhart, In | 8 | 2 | 1 | +1 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Elmhurst, Il | 8 | 1 | 1 | 0 | 13% | |||
| K•• F••••••••• I••• independent RIA | West Chester, Pa · principal | 8 | 0 | 1 | -1 | 13% | |||
| O•••• W•••••• I••• BD affiliated | Beavercreek, Oh | 8 | 0 | 1 | -1 | 13% | |||
| S•••••••• A••••••• L•• brokerage advisory | Pleasant Grove, Ut | 8 | 0 | 1 | -1 | 13% | |||
| J•••• I••••••••• R••••••• I•• mixed wealth | Xenia, Oh · principal | 8 | 0 | 1 | -1 | 13% | |||
| T•• A••••• G••••• L•• independent RIA | Wayne, Pa | 8 | 1 | 1 | 0 | 13% | |||
| H••• I••••• F•••••••• L•• independent RIA | Grand Rapids, Mi · principal | 8 | 1 | 1 | 0 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Carrollton, Tx | 8 | 1 | 1 | 0 | 13% | |||
| E•••••• F•••••••• E•••••• independent RIA | Santa Clara, Ca · principal | 8 | 1 | 1 | 0 | 13% | |||
| D••• D••••••• • C•• BD affiliated | Austin, Tx | 8 | 1 | 1 | 0 | 13% | |||
| Y••••• C•••••• M••••••••• L•• asset manager | Bloomfield Hills, Mi · principal | 8 | 1 | 1 | 0 | 13% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Stockton, Ca | 8 | 0 | 1 | -1 | 13% | |||
| E•••••••• P•••• W••••• P•••••••• L•• independent RIA | Lafayette, La | 8 | 0 | 1 | -1 | 13% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Topeka, Ks | 8 | 0 | 1 | -1 | 13% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Vero Beach, Fl | 8 | 0 | 1 | -1 | 13% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Noblesville, In | 8 | 0 | 1 | -1 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Clarkston, Mi | 8 | 1 | 1 | 0 | 13% | |||
| W•••• F•••• A••••••• wirehouse | Sherman Oaks, Ca | 8 | 0 | 1 | -1 | 13% | |||
| G•••••••• F•••••••• A•••••••• L•• institutional | Irvine, Ca | 8 | 3 | 1 | +2 | 13% | |||
| W•••• F•••• A••••••• wirehouse | Redwood City, Ca | 8 | 1 | 1 | 0 | 13% | |||
| C••••••• C•••••• M••••••••• L•• institutional | Conshohocken, Pa · principal | 8 | 0 | 1 | -1 | 13% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Salt Lake City, Ut | 8 | 0 | 1 | -1 | 13% | |||
| W•••• F•••• A••••••• wirehouse | Plains, Pa | 8 | 1 | 1 | 0 | 13% | 1 | ||
| C•••••• S••••• • C••• I••• brokerage advisory | Pittsburgh, Pa | 8 | 0 | 1 | -1 | 13% | |||
| W•••• F•••• A••••••• wirehouse | Orchard Park, Ny | 8 | 1 | 1 | 0 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Marquette, Mi | 8 | 1 | 1 | 0 | 13% | |||
| W•••• F•••• A••••••• wirehouse | Leesburg, Va | 8 | 1 | 1 | 0 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Los Gatos, Ca | 8 | 0 | 1 | -1 | 13% | |||
| E••••• J•••• national BD | Costa Mesa, Ca | 8 | 1 | 1 | 0 | 13% | |||
| E••••• J•••• national BD | Rocklin, Ca | 8 | 2 | 1 | +1 | 13% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Katy, Tx | 8 | 1 | 1 | 0 | 13% | |||
| B•••••••• F••• A••••••• asset manager | San Francisco, Ca · principal | 8 | 0 | 1 | -1 | 13% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Fresno, Ca | 8 | 1 | 1 | 0 | 13% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Franklin, Tn | 8 | 1 | 1 | 0 | 13% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Edmond, Ok | 8 | 0 | 1 | -1 | 13% |
The firm and advisor names past the first 5 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.