DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,363 offices matchName search is part of RIA and Wealth Intelligence, so “OPPENHEIMER & CO. INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. BD affiliated | Albany, Ny | 7 | 0 | 1 | -1 | 14% | |||
| EDWARD JONES national BD | Marion, Ia | 7 | 1 | 1 | 0 | 14% | |||
| PRIMERICA ADVISORS BD affiliated | Lake Worth, Fl | 7 | 0 | 1 | -1 | 14% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Tupelo, Ms | 7 | 1 | 1 | 0 | 14% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Upper Montclair, Nj | 7 | 1 | 1 | 0 | 14% | |||
| W•••• F•••• A••••••• BD affiliated | Staten Island, Ny | 7 | 0 | 1 | -1 | 14% | 1 | ||
| B••••••••• W••••• A•••••••• L•• no RAUM | Kennesaw, Ga | 7 | 0 | 1 | -1 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Teaneck, Nj | 7 | 1 | 1 | 0 | 14% | |||
| W•••• F•••• A••••••• wirehouse | Silver Spring, Md | 7 | 3 | 1 | +2 | 14% | |||
| W•••• F•••• A••••••• wirehouse | San Ramon, Ca | 7 | 0 | 1 | -1 | 14% | |||
| W•••• F•••• A••••••• wirehouse | Rhinebeck, Ny | 7 | 0 | 1 | -1 | 14% | |||
| W•••• F•••• A••••••• wirehouse | Parker, Co | 7 | 0 | 1 | -1 | 14% | |||
| K•••••• C•••••• M••••••••• independent RIA | Rockville, Md · principal | 7 | 1 | 1 | 0 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Elkhorn, Ne | 7 | 0 | 1 | -1 | 14% | |||
| W•••• F•••• A••••••• wirehouse | Marina Del Rey, Ca | 7 | 0 | 1 | -1 | 14% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Towson, Md | 7 | 0 | 1 | -1 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Cottage Grove, Wi | 7 | 0 | 1 | -1 | 14% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Ormond Beach, Fl | 7 | 0 | 1 | -1 | 14% | |||
| W•••• F•••• A••••••• wirehouse | Durango, Co | 7 | 1 | 1 | 0 | 14% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Lakewood, Co | 7 | 0 | 1 | -1 | 14% | |||
| T••••••• B•••••• A•• R••••••••• A••••••• institutional | Rensselaer, Ny · principal | 7 | 1 | 1 | 0 | 14% | |||
| F•••• C•••••• A••••••• S••••••• BD affiliated | Manhattan, Ks | 7 | 1 | 1 | 0 | 14% | |||
| B••• C•••••• L•• independent RIA | Rehoboth Beach, De · principal | 7 | 0 | 1 | -1 | 14% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Henderson, Nv | 7 | 1 | 1 | 0 | 14% | |||
| M•• C•••••• M••••••••• L•• independent RIA | Newport Beach, Ca | 7 | 2 | 1 | +1 | 14% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Lansdale, Pa | 7 | 0 | 1 | -1 | 14% | |||
| O•••• I••••••••• I••• BD affiliated | Brooklyn, Ny | 7 | 1 | 1 | 0 | 14% | |||
| W•••• F•••• A••••••• wirehouse | Belmont, Nc | 7 | 1 | 1 | 0 | 14% | |||
| E•••••• F•••••••• E•••••• independent RIA | Alexandria, Va | 7 | 1 | 1 | 0 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Kennesaw, Ga | 7 | 2 | 1 | +1 | 14% | |||
| T•• I••••••••• C•••••• C•••••• independent RIA | Las Vegas, Nv · principal | 7 | 1 | 1 | 0 | 14% | |||
| H••• S••••••••• •••• I••• bank affiliated | Scarsdale, Ny | 7 | 1 | 1 | 0 | 14% | |||
| E••••• J•••• national BD | Murrieta, Ca | 7 | 0 | 1 | -1 | 14% | |||
| T••••••• T••••••••• A••••••• independent RIA | Fort Worth, Tx · principal | 7 | 7 | 1 | +6 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Charleston, Sc | 7 | 0 | 1 | -1 | 14% | |||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Simi Valley, Ca | 7 | 0 | 1 | -1 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | High Point, Nc | 7 | 2 | 1 | +1 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Bettendorf, Ia | 7 | 1 | 1 | 0 | 14% | |||
| B••• W•••• A•••• M••••••••• independent RIA | Grand Rapids, Mi · principal | 7 | 0 | 1 | -1 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Hamilton, Nj | 7 | 0 | 1 | -1 | 14% | |||
| A••• W•••••• L•• independent RIA | Portsmouth, Nh · principal | 7 | 2 | 1 | +1 | 14% | |||
| P••••••• G••••• I•••••••• L•• institutional | Orinda, Ca · principal | 7 | 1 | 1 | 0 | 14% | |||
| R•••••••• A•••••••• L•• independent RIA | Englewood, Co · principal | 7 | 1 | 1 | 0 | 14% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | The Villages, Fl | 7 | 1 | 1 | 0 | 14% | |||
| J•••••• • C••• L•• state registered | New Orleans, La · principal | 7 | 2 | 1 | +1 | 14% | |||
| E••••••• F•••••••• G•••• independent RIA | Indianapolis, In · principal | 7 | 1 | 1 | 0 | 14% | |||
| R•••••• W••••• M••••••••• independent RIA | Ramsey, Nj · principal | 7 | 2 | 1 | +1 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Abilene, Tx | 7 | 0 | 1 | -1 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Granbury, Tx | 7 | 1 | 1 | 0 | 14% | |||
| S••••••• C•••••• P••••••• I••• asset manager | Austin, Tx · principal | 7 | 0 | 1 | -1 | 14% | |||
| D••••• P••• L•• independent RIA | D•••••, Co · principal | 7 | 0 | 1 | -1 | 14% | |||
| M•••••••• W••••• M••••••••• independent RIA | Tempe, Az · principal | 7 | 2 | 1 | +1 | 14% | |||
| T••••••• C•••••• M••••••••• I••• mixed wealth | Laguna Hills, Ca · principal | 7 | 0 | 1 | -1 | 14% | |||
| E••••• J•••• national BD | Newport Beach, Ca | 7 | 0 | 1 | -1 | 14% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Ann Arbor, Mi | 7 | 1 | 1 | 0 | 14% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Clinton Township, Mi | 7 | 0 | 1 | -1 | 14% | |||
| I••••••••• A•••••• A•••••••• L•• independent RIA | Raleigh, Nc | 7 | 0 | 1 | -1 | 14% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Oklahoma City, Ok | 7 | 0 | 1 | -1 | 14% | |||
| U•• A••••••• institutional | Seattle, Wa | 7 | 0 | 1 | -1 | 14% | |||
| C••••• W••••• independent RIA | La Jolla, Ca · principal | 7 | 0 | 1 | -1 | 14% |
The firm and advisor names past the first 5 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.