DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| OWEN LARUE FINANCIAL GROUP independent RIA | $459M | +34% | 4 | $115M | 79% | 51% | 210 | 1 | |
| SSB&T WEALTH MANAGEMENT, LLC mixed wealth | $445M | +240% | 4 | $111M | 38% | 80% | 39 | 3 | |
| GAMMA ASSET MANAGEMENT LLC other | $425M | +58% | 6 | $70.8M | 11% | 61% | 11 | 2 | |
| CASCADE INVESTMENT GROUP, INC. independent RIA | $420M | +11% | 4 | $105M | 83% | 59% | 145 | 1 | |
| ORIENTAL FINANCIAL SERVICES LLC mixed wealth | $420M | +16% | 12 | $35.0M | 47% | 63% | 32 | 4 | |
| COPPER FINANCIAL independent RIA | $411M | +19% | 39 | $10.5M | 100% | 11% | 107 | 32 | |
| QUAD CITY INVESTMENT CENTER independent RIA | $408M | +32% | 6 | $68.0M | 92% | 76% | 118 | 2 | |
| NORTHLAND ASSET MANAGEMENT independent RIA | $405M | +13% | 39 | $10.4M | 98% | 80% | 22 | 3 | |
| FORUM PRIVATE CLIENT GROUP independent RIA | $403M | +18% | 7 | $57.6M | 100% | 61% | 91 | 1 | |
| MIDWEST HERITAGE FINANCIAL ADVISORS independent RIA | $399M | +27% | 4 | $99.7M | 100% | 84% | 84 | 3 | |
| MARGNA PEAK ADVISORS AG independent RIA | $372M | +30% | 2 | $186M | 100% | 100% | 1 | ||
| UNITED BROKERAGE SERVICES INC BD affiliated | $372M | -4.3% | 56 | $6.6M | 93% | 18% | 24 | 81 | |
| CLARENDON PRIVATE LLC independent RIA | $352M | +2.3% | 5 | $70.4M | 54% | 99% | 9 | 2 | |
| TRILL IMPACT ADVISORY INC. asset manager | $348M | +37% | 0.0% | 1 | |||||
| MARTHA'S VINEYARD INVESTMENT ADVISORS, LLC independent RIA | $343M | +22% | 6 | $57.2M | 80% | 76% | 56 | 3 | |
| CYPRESS CAPITAL WEALTH MANAGEMENT LLC mixed wealth | $330M | +41% | 2 | $165M | 23% | 100% | 1 | ||
| MTC WEALTH MANAGEMENT asset manager | $329M | +58% | 7 | $47.0M | 0.0% | 2 | |||
| ORIENTAL TRUST asset manager | $323M | +8.8% | 0.0% | 1 | |||||
| MEROS INVESTMENT MANAGEMENT, LP institutional | $321M | +12% | 0.0% | 3 | |||||
| BROADWAY WEALTH SOLUTIONS independent RIA | $308M | +16% | 11 | $28.0M | 95% | 51% | 80 | 26 | |
| WILMINGTON TRUST ASSET MANAGEMENT, LLC asset manager | $271M | -8.9% | 0.0% | 3 | 5 | ||||
| LSB WEALTH MANAGEMENT independent RIA | $229M | +32% | 7 | $32.7M | 51% | 68% | 55 | 7 | |
| FINANCIAL MANAGEMENT, INC. mixed wealth | $224M | +24% | 8 | $28.1M | 43% | 68% | 18 | 1 | |
| SUNSTATE WEALTH MANAGEMENT LLC other | $210M | +14% | 3 | $69.9M | 0.8% | 1 | |||
| ALLEN CAPITAL MANAGEMENT, LLC independent RIA | $200M | +3.9% | 2 | $100M | 100% | 83% | 55 | 2 | |
| INVISOR mixed wealth | $199M | +19% | 3 | $66.2M | 28% | 56% | 74 | 2 | |
| AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC independent RIA | $195M | 5 | $39.1M | 91% | 78% | 90 | 5 | ||
| BRADESCO GLOBAL ADVISORS asset manager | $182M | +5.1% | 24 | $7.6M | 8.6% | 33% | 50 | 1 | |
| CREWS & ASSOCIATES, INC. BD affiliated | $181M | +21% | 33 | $5.5M | 90% | 61% | 10 | 10 | |
| BISHOP STREET CAPITAL MANAGEMENT asset manager | $166M | -8.0% | 1 | $166M | 0.0% | 1 | |||
| NORTH COMPASS FINANCIAL ADVISORS, LLC independent RIA | $146M | 2 | $73.0M | 94% | 46% | 154 | 1 | ||
| WILMINGTON TRUST INVESTMENT MANAGEMENT bank affiliated | $141M | +8.3% | 100% | 15 | |||||
| ATLANTIC UNION MUNICIPAL ADVISORS, INC institutional | $134M | -28% | 4 | $33.6M | 0.0% | 1 | |||
| NATWEALTH MANAGEMENT independent RIA | $115M | +39% | 93% | 83% | 17 | ||||
| CARDINAL POINT CAPITAL LLC asset manager | $100M | -3.9% | 0.0% | 1 | 3 | ||||
| UOB GLOBAL CAPITAL LLC asset manager | $96.8M | +9.3% | 0.0% | 1 | 3 | ||||
| GANNETT WEALTH ADVISORS independent RIA | $90.2M | +29% | 6 | $15.0M | 98% | 98% | 23 | 15 | |
| NOTTINGHAM WEALTH PARTNERS, INC. independent RIA | $80.5M | +23% | 4 | $20.1M | 100% | 41% | 36 | 5 | |
| UNFCU ADVISORS LLC other | $30.4M | -4.2% | 1 | $30.4M | 0.0% | 1 | |||
| ICON FINANCIAL SERVICES LLC independent RIA | $19.7M | +192% | 3 | $6.6M | 100% | 0.9% | 1,393 | 1 | |
| VALLEY FINANCIAL MANAGEMENT, INC. BD affiliated | $473,254 | +760% | 23 | $20,576 | 100% | 1.3% | 5 | 1 | |
| BOFA SECURITIES, INC. no RAUM | $0 | 7 | |||||||
| DEUTSCHE BANK SECURITIES INC. no RAUM | n/a | 4 |
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163 practices match (Bank affiliated). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.