DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| AXIOM FINANCIAL STRATEGIES GROUP, LLC independent RIA | $404M | +8.4% | 6 | $67.4M | 86% | 83% | 96 | 1 | |
| HFM INVESTMENT ADVISORS, LLC independent RIA | $404M | 7 | $57.7M | 68% | 62% | 76 | 1 | ||
| MAINSAIL FINANCIAL GROUP independent RIA | $404M | +51% | 7 | $57.7M | 98% | 73% | 61 | 2 | |
| T•••• F•••••••• P•••••••• I••• independent RIA | $404M | -2.5% | 5 | $80.7M | 98% | 77% | 66 | 1 | |
| H••••• C••• W••••• M••••••••• independent RIA | $404M | +20% | 7 | $57.6M | 81% | 81% | 39 | 1 | |
| F•••• P•••••• C••••• G•••• independent RIA | $403M | +18% | 7 | $57.6M | 100% | 61% | 91 | 1 | |
| S•••••• F•••••••• A••••••• independent RIA | $403M | +25% | 6 | $67.2M | 98% | 87% | 41 | 1 | |
| T•• C•••••• independent RIA | $403M | +23% | 5 | $80.6M | 97% | 79% | 52 | 2 | |
| C••••••• L••• A••••••• L•• independent RIA | $403M | +7.6% | 7 | $57.6M | 96% | 88% | 30 | 1 | |
| L•• C•••••• M••••••••• I•• independent RIA | $403M | +10% | 8 | $50.4M | 88% | 80% | 57 | 1 | |
| C•••••• T•••• A••••••• independent RIA | $403M | +13% | 3 | $134M | 100% | 88% | 77 | 3 | |
| H• L• O••••• • C••••••• L•• independent RIA | $401M | +12% | 5 | $80.3M | 90% | 85% | 55 | 2 | |
| T•• R•••• W••••• P•••••••• L•• independent RIA | $401M | +8.3% | 5 | $80.2M | 92% | 73% | 94 | 2 | |
| I•••••• S•••••••• W••••• L•• independent RIA | $401M | +56% | 5 | $80.2M | 100% | 87% | 52 | 2 | |
| T••••• W••••• independent RIA | $400M | 3 | $133M | 100% | 79% | 99 | 1 | ||
| K••••• S••••• • W••••• W••••• M••••••••• L•• independent RIA | $400M | +14% | 7 | $57.2M | 87% | 79% | 55 | 2 | |
| S•••••• A•••••••• L•• independent RIA | $400M | +22% | 2 | $200M | 90% | 72% | 70 | 1 | |
| S••••• F•••••••• M••••••••• independent RIA | $400M | +27% | 2 | $200M | 100% | 51% | 292 | 1 | |
| T••••••••• F••••••••• L•• independent RIA | $399M | +6.2% | 2 | $200M | 100% | 77% | 191 | 2 | |
| T•••••• W••••• M••••••••• L•• independent RIA | $399M | +31% | 4 | $99.8M | 78% | 85% | 55 | 1 | |
| W•••••••• A•••••••• L•• independent RIA | $399M | +18% | 7 | $57.0M | 100% | 86% | 50 | 1 | |
| M•••••• H••••••• F•••••••• A••••••• independent RIA | $399M | +27% | 4 | $99.7M | 100% | 84% | 84 | 3 | |
| M••••• O•• S••••• A•••••• I••••••••• C•••••• independent RIA | $398M | +17% | 4 | $99.6M | 99% | 89% | 44 | 1 | |
| R•••••• C•••••• M••••••••• I••• independent RIA | $398M | +24% | 13 | $30.6M | 98% | 63% | 34 | 1 | |
| O••• C•••••• independent RIA | $398M | +10% | 1 | $398M | 100% | 81% | 158 | 1 | |
| F•••••••• C•••• independent RIA | $397M | +15% | 5 | $79.5M | 100% | 72% | 51 | 1 | |
| B••••• F•••••••• P•••••••• I•• independent RIA | $397M | +2.3% | 6 | $66.2M | 100% | 78% | 53 | 1 | |
| S••••••• F•••••••• L•• independent RIA | $397M | +18% | 3 | $132M | 85% | 85% | 52 | 2 | |
| G•••••• I••••••••• A••••••• independent RIA | $397M | +15% | 8 | $49.6M | 98% | 64% | 50 | 1 | |
| H••••• W••••• M••••••••• L•• independent RIA | $397M | +11% | 2 | $199M | 96% | 86% | 119 | 2 | |
| M••••••••• C••••••• L•• independent RIA | $397M | +34% | 11 | $36.1M | 100% | 64% | 68 | 2 | |
| N•• I•••••• W••••• A••••••• independent RIA | $397M | +17% | 5 | $79.4M | 93% | 83% | 70 | 1 | |
| V•••••••• H•••••••• L•• independent RIA | $397M | +36% | 16 | $24.8M | 93% | 57% | 42 | 9 | |
| S•••••• F•••••••• S••••••• I•• independent RIA | $397M | +11% | 6 | $66.1M | 99% | 55% | 142 | 1 | |
| W••••• L••••• I••••••••• S••••••• L•• independent RIA | $396M | -17% | 7 | $56.6M | 100% | 76% | 63 | 1 | |
| F•••••• W••••• M••••••••• L•• independent RIA | $396M | +15% | 3 | $132M | 98% | 83% | 66 | 1 | |
| F••••• W••••• A••••••• G••••• L•• independent RIA | $396M | +18% | 3 | $132M | 100% | 89% | 72 | 1 | |
| D••••••• W••••• M••••••••• independent RIA | $396M | +4.8% | 9 | $44.0M | 93% | 85% | 30 | 3 | 1 |
| L••••• P•••••••• L•• independent RIA | $396M | +7.3% | 5 | $79.2M | 97% | 68% | 75 | 1 | |
| G•••••••• C•••••• M••••••••• independent RIA | $396M | +26% | 3 | $132M | 99% | 58% | 231 | 1 | |
| M••• F•••••••• G•••• independent RIA | $396M | +18% | 2 | $198M | 83% | 60% | 293 | 1 | |
| P•••••••• W••••• A••••••• independent RIA | $395M | +6.0% | 1 | $395M | 99% | 81% | 283 | 1 | |
| Q••••• H••• A••••••• independent RIA | $395M | +35% | 4 | $98.7M | 100% | 89% | 51 | 1 | |
| R•••••• W•••••• L•• independent RIA | $395M | +14% | 4 | $98.7M | 100% | 79% | 59 | 1 | |
| C•••••• W••••• M••••••••• P••••••• independent RIA | $395M | 4 | $98.7M | 99% | 72% | 103 | 1 | ||
| G••••••••• W•••••• I••• independent RIA | $395M | +32% | 8 | $49.3M | 100% | 62% | 83 | 4 | |
| A•••• F•••••••• W••••• M••••••••• L•• independent RIA | $395M | +73% | 7 | $56.4M | 99% | 51% | 74 | 2 | |
| T•• R••••••••• P••••••• C•••••• O• N•• E••••••• I••• independent RIA | $394M | +17% | 4 | $98.6M | 100% | 67% | 141 | 1 | |
| V••••• F•••••••• L•• independent RIA | $394M | +26% | 4 | $98.6M | 100% | 88% | 62 | 1 | |
| M• W••••• A•••••••• L•• independent RIA | $394M | +19% | 3 | $131M | 100% | 62% | 190 | 1 | |
| A• A••••••• independent RIA | $394M | +30% | 3 | $131M | 100% | 82% | 138 | 3 | |
| B••••••• A•••• M••••••••• L•• independent RIA | $394M | +11% | 2 | $197M | 94% | 89% | 110 | 1 | |
| •••• A•••• M••••••••• A•• ••• W••••• M••••••••• independent RIA | $393M | +22% | 4 | $98.3M | 82% | 89% | 57 | 1 | |
| C••• W••••• P••••••• L•• independent RIA | $393M | +11% | 5 | $78.6M | 99% | 82% | 76 | 4 | |
| D••••••• • C•• independent RIA | $393M | +0.2% | 4 | $98.2M | 81% | 85% | 57 | 1 | |
| A••••• A••••••• independent RIA | $393M | +71% | 7 | $56.1M | 87% | 77% | 37 | 1 | |
| F••••• W••••• P•••••••• L•• independent RIA | $392M | +26% | 6 | $65.4M | 93% | 82% | 44 | 1 | |
| S••••• W••••• independent RIA | $392M | +6.7% | 5 | $78.5M | 95% | 60% | 142 | 4 | |
| P••• M•••••• • A••••••••• I••• independent RIA | $392M | -14% | 2 | $196M | 92% | 89% | 116 | 1 | |
| S•• I••••••••• A•••••••• I••• independent RIA | $392M | +20% | 15 | $26.1M | 87% | 61% | 47 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.