DFX Intelligence

RIA Intelligence

Advisor teams

Teams that left Cetera Advisors LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
10	Cetera Advisors LLC BD affiliated	Bright Futures Wealth Management, LLC independent RIA	Pittsford, Ny +6	Affiliated broker-dealer or bank to independent RIA	Mar 21, 2024 over 1 d
2	Cetera Advisors LLC BD affiliated	Bright Futures Wealth Management, LLC independent RIA	Wilmette, Il	Affiliated broker-dealer or bank to independent RIA	Mar 21, 2024
2	Cetera Advisors LLC BD affiliated	Bright Futures Wealth Management, LLC independent RIA	Boylston, Ma +1	Affiliated broker-dealer or bank to independent RIA	Mar 21, 2024
2	C••••• A••••••• L•• BD affiliated	E••••••••• A•••••••• I••• independent RIA	Oak Brook, Il +1	Affiliated broker-dealer or bank to independent RIA	Mar 21, 2024
2	C••••• A••••••• L•• BD affiliated	M• C•••••• M••••••••• L•• independent RIA	Milford, Mi +1	Affiliated broker-dealer or bank to independent RIA	Mar 21, 2024
2	C••••• A••••••• L•• BD affiliated	O•••• W•••••• I••• BD affiliated	Overland Park, Ks	Affiliated broker-dealer or bank to another	Mar 7, 2024 over 6 d
2	C••••• A••••••• L•• BD affiliated	C••••••••• F•••••••• N•••••• national BD	Tarrytown, Ny	Affiliated broker-dealer or bank to another	Feb 12, 2024
3	C••••• A••••••• L•• BD affiliated	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	Conroe, Tx +1	Affiliated broker-dealer or bank to another	Feb 5, 2024 over 2 d
2	C••••• A••••••• L•• BD affiliated	C••••••••• F•••••••• N•••••• national BD	Marlton, Nj	Affiliated broker-dealer or bank to another	Jan 18, 2024 over 5 d
2	C••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Salem, Or	Affiliated broker-dealer or bank to another	Oct 4, 2023
2	C••••• A••••••• L•• BD affiliated	W••••••• F•••••••• S•••••••• I••• BD affiliated	Oklahoma City, Ok	Affiliated broker-dealer or bank to another	Jun 23, 2023 over 3 d
2	C••••• A••••••• L•• BD affiliated	W••••••• F•••••••• S•••••••• I••• BD affiliated	Overland Park, Ks	Affiliated broker-dealer or bank to another	Nov 30, 2022
3	C••••• A••••••• L•• BD affiliated	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	Edmond, Ok +1	Affiliated broker-dealer or bank to another	Nov 25, 2022 over 3 d
2	C••••• A••••••• L•• BD affiliated	H••••••• A•••• M••••••••• L•• no RAUM	Overland Park, Ks	Affiliated broker-dealer or bank to a newly registered adviser	Oct 19, 2022 over 1 d
2	C••••• A••••••• L•• BD affiliated	F•••• A••••••• N•••••••• L•• independent RIA	Allen Park, Mi	Affiliated broker-dealer or bank to independent RIA	Aug 15, 2022
2	C••••• A••••••• L•• BD affiliated	S•• BD affiliated	Rockford, Mi +1	Affiliated broker-dealer or bank to another	Jun 17, 2022
2	C••••• A••••••• L•• BD affiliated	S•••••••• F••••••••• I••• BD affiliated	Chanhassen, Mn	Affiliated broker-dealer or bank to another	May 2, 2022
3	C••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Marietta, Oh +1	Affiliated broker-dealer or bank to another	Oct 5, 2021
2	C••••• A••••••• L•• BD affiliated	S••••••••• F•••••••• A•••••••• L•• independent RIA	Stockbridge, Ga +1	Affiliated broker-dealer or bank to independent RIA	Jul 20, 2021
2	C••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Porter, In +1	Affiliated broker-dealer or bank to another	Jul 15, 2021 over 1 d
2	C••••• A••••••• L•• BD affiliated	R••••••• W••••• A••••••• independent RIA	Fairview Park, Oh	Affiliated broker-dealer or bank to independent RIA	Jan 28, 2021
10	C••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Omaha, Ne +1	Affiliated broker-dealer or bank to another	Sep 1, 2020 over 9 d
6	C••••• A••••••• L•• BD affiliated	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	Tulsa, Ok +1	Affiliated broker-dealer or bank to another	Aug 14, 2020 over 4 d
3	C••••• A••••••• L•• BD affiliated	M•••••• W••••• M••••••••• I•• independent RIA	Kennewick, Wa +1	Affiliated broker-dealer or bank to independent RIA	May 18, 2020 over 1 d
2	C••••• A••••••• L•• BD affiliated	A••••••••• F•••••••• S•••••••• L•• national BD	Rochester, Mi	Affiliated broker-dealer or bank to another	May 5, 2020
3	C••••• A••••••• L•• BD affiliated	C••••••• A••••••• S•••••••• L•• independent RIA	Portland, Or	Affiliated broker-dealer or bank to independent RIA	Feb 11, 2020
2	C••••• A••••••• L•• BD affiliated	B••••• F•••••• W••••• M••••••••• L•• independent RIA	Rockville, Md	Affiliated broker-dealer or bank to independent RIA	Dec 31, 2019
3	C••••• A••••••• L•• BD affiliated	S•••••• I••••••••• M••••••••• L•• no RAUM	The Villages, Fl +1	Affiliated broker-dealer or bank to a newly registered adviser	Dec 12, 2019 over 14 d
3	C••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Maitland, Fl +1	Affiliated broker-dealer or bank to another	Dec 11, 2019 over 15 d
2	C••••• A••••••• L•• BD affiliated	I••••••••• F•••••••• P••••••• BD affiliated	Greenwood Village, Co	Affiliated broker-dealer or bank to another	Sep 17, 2019 over 6 d
2	C••••• A••••••• L•• BD affiliated	I••••••••• F•••••••• P••••••• BD affiliated	Boulder, Co +1	Affiliated broker-dealer or bank to another	Aug 26, 2019
2	C••••• A••••••• L•• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	San Jose, Ca	Affiliated broker-dealer or bank to another	Aug 22, 2019
2	C••••• A••••••• L•• BD affiliated	K•• F•••••••• S•••••••• I•• BD affiliated	Windsor, Ct	Affiliated broker-dealer or bank to another	Jul 11, 2019 over 5 d
2	C••••• A••••••• L•• BD affiliated	K•• F•••••••• S•••••••• I•• BD affiliated	Pocatello, Id	Affiliated broker-dealer or bank to another	May 31, 2019
3	C••••• A••••••• L•• BD affiliated	A••••••• P••••••••• A•••••••• I•• independent RIA	Smithtown, Ny	Affiliated broker-dealer or bank to independent RIA	May 14, 2019 over 7 d
2	C••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Walnut Creek, Ca +1	Affiliated broker-dealer or bank to independent RIA	May 14, 2019
2	C••••• A••••••• L•• BD affiliated	P••••••••• P••••••• no RAUM	Overland Park, Ks	Affiliated broker-dealer or bank to a newly registered adviser	Dec 31, 2018
2	C••••• A••••••• L•• BD affiliated	C••••••• A••••••• S•••••••• L•• independent RIA	Greenwood Village, Co	Affiliated broker-dealer or bank to independent RIA	Oct 24, 2018
2	C••••• A••••••• L•• BD affiliated	C••••••• A••••••• S•••••••• L•• independent RIA	Portland, Or	Affiliated broker-dealer or bank to independent RIA	Oct 24, 2018
2	C••••• A••••••• L•• BD affiliated	S••••••••• P••••••• L•• independent RIA	Akron, Oh +1	Affiliated broker-dealer or bank to independent RIA	Oct 15, 2018 over 1 d
2	C••••• A••••••• L•• BD affiliated	K•••• • T•••• P•••••• A•••• M••••••••• I••• other	Greenwood Village, Co	Other	Oct 10, 2018 over 1 d
2	C••••• A••••••• L•• BD affiliated	C•••••• S••••• • C••• I••• national BD	Salisbury, Md	Affiliated broker-dealer or bank to another	Sep 27, 2018 over 4 d
2	C••••• A••••••• L•• BD affiliated	P•••••• F•••••••• A••••••••• L•• no RAUM	Akron, Oh	Affiliated broker-dealer or bank to a newly registered adviser	Aug 31, 2018
2	C••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	East Rochester, Ny +1	Affiliated broker-dealer or bank to independent RIA	Aug 24, 2018 over 14 d
5	C••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Richmond, Va	Affiliated broker-dealer or bank to independent RIA	Aug 15, 2018
2	C••••• A••••••• L•• BD affiliated	K•• F•••••••• S•••••••• I•• BD affiliated	Santa Cruz, Ca	Affiliated broker-dealer or bank to another	Jul 26, 2018
2	C••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Mccomb, Ms +1	Affiliated broker-dealer or bank to independent RIA	Jul 21, 2018 over 12 d
2	C••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Boston, Ma +1	Affiliated broker-dealer or bank to independent RIA	Jul 19, 2018 over 8 d
2	C••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• independent RIA	Tulsa, Ok	Affiliated broker-dealer or bank to independent RIA	Jun 28, 2018
2	C••••• A••••••• L•• BD affiliated	B••• S••••• W••••• M••••••••• independent RIA	La Mesa, Ca	Affiliated broker-dealer or bank to independent RIA	Jun 3, 2018
2	C••••• A••••••• L•• BD affiliated	B••• J•• F•••••••• G••••• L•• independent RIA	Defiance, Oh	Affiliated broker-dealer or bank to independent RIA	May 2, 2018
2	C••••• A••••••• L•• other	K•• F•••••••• S•••••••• I•• BD affiliated	Greenwood Village, Co	Other	Feb 28, 2018 over 14 d
3	C••••• A••••••• L•• other	E••••• W••••• A•••••••• L•• mixed wealth	Overland Park, Ks	Other	Oct 25, 2017 over 9 d
2	C••••• A••••••• L•• other	D•••••• F•••••••• G•••• no RAUM	Cedar Falls, Ia	Other	Aug 28, 2017
2	C••••• A••••••• L•• other	A••••••••• F•••••••• S•••••••• L•• national BD	Midland, Mi	Other	Jul 10, 2017
2	C••••• A••••••• L•• other	1•• G••••• A••••••• I•• other	Houston, Tx +1	Other	Mar 17, 2017
2	C••••• A••••••• L•• other	S••••••••• A•••••• A•••••••• I••• other	El Paso, Tx	Other	Mar 9, 2017 over 8 d
2	C••••• A••••••• L•• other	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• other	Overland Park, Ks +1	Other	Oct 6, 2016
2	C••••• A••••••• L•• other	L•• F•••••••• L•• other	Baton Rouge, La	Other	Aug 30, 2016
4	C••••• A••••••• L•• other	S•••••••• W••••• G•••• no RAUM	Minnetonka, Mn	Other	Aug 8, 2016 over 3 d

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66 teams match.derived from registration dates

The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.