DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Securities America Advisors, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
4	Securities America Advisors, Inc. BD affiliated	Commonwealth Financial Network national BD	Omaha, Ne	Affiliated broker-dealer or bank to another	Apr 20, 2023
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	San Antonio, Tx	Affiliated broker-dealer or bank to another	Mar 30, 2023
4	Securities America Advisors, Inc. BD affiliated	Rai Wealth no RAUM	Naperville, Il	Affiliated broker-dealer or bank to a newly registered adviser	Mar 7, 2023
2	Securities America Advisors, Inc. BD affiliated	Concourse Financial Group Advisors BD affiliated	Conyers, Ga	Affiliated broker-dealer or bank to another	Feb 27, 2023
2	Securities America Advisors, Inc. BD affiliated	Integrity Wealth Advisors state registered	Granger, In	Affiliated broker-dealer or bank to a state-registered adviser	Feb 24, 2023
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Bothell, Wa +1	Affiliated broker-dealer or bank to independent RIA	Jan 31, 2023
4	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Hudsonville, Mi	Affiliated broker-dealer or bank to independent RIA	Dec 8, 2022 over 4 d
3	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Vancouver, Wa	Affiliated broker-dealer or bank to independent RIA	Nov 29, 2022
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Ontario, Or +1	Affiliated broker-dealer or bank to independent RIA	Nov 29, 2022
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Louisville, Ky +1	Affiliated broker-dealer or bank to independent RIA	Nov 28, 2022
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Brookings, Sd	Affiliated broker-dealer or bank to independent RIA	Nov 28, 2022
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Pittsfield, Il +1	Affiliated broker-dealer or bank to independent RIA	Nov 11, 2022 over 6 d
2	Securities America Advisors, Inc. BD affiliated	Lasalle St. Investment Advisors, L.L.C. BD affiliated	Williamsville, Ny	Affiliated broker-dealer or bank to another	Nov 2, 2022 over 1 d
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Kearney, Ne	Affiliated broker-dealer or bank to independent RIA	Oct 31, 2022
3	Securities America Advisors, Inc. BD affiliated	Newedge Advisors BD affiliated	Irvine, Ca +1	Affiliated broker-dealer or bank to another	Oct 28, 2022
2	Securities America Advisors, Inc. BD affiliated	Newedge Advisors BD affiliated	La Vista, Ne	Affiliated broker-dealer or bank to another	Oct 28, 2022
2	Securities America Advisors, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Las Vegas, Nv	Affiliated broker-dealer or bank to another	Oct 25, 2022
3	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Fullerton, Ca +2	Affiliated broker-dealer or bank to independent RIA	Oct 18, 2022 over 13 d
3	Securities America Advisors, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Walnut, Ia	Affiliated broker-dealer or bank to another	Oct 4, 2022
4	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Durango, Co	Affiliated broker-dealer or bank to independent RIA	Oct 3, 2022
7	Securities America Advisors, Inc. BD affiliated	Armstrong Advisory Group Inc. no RAUM	Needham, Ma	Affiliated broker-dealer or bank to a newly registered adviser	Jun 1, 2022 over 2 d
4	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Lebanon, Nj +1	Affiliated broker-dealer or bank to independent RIA	Apr 28, 2022 over 4 d
3	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC independent RIA	Fishersville, Va	Affiliated broker-dealer or bank to independent RIA	Apr 21, 2022
3	Securities America Advisors, Inc. BD affiliated	United Planners' Financial Services Of America A Limited Partner independent RIA	Elyria, Oh +2	Affiliated broker-dealer or bank to independent RIA	Apr 18, 2022
2	Securities America Advisors, Inc. BD affiliated	Great Valley Advisor Group, LLC independent RIA	St Louis Park, Mn	Affiliated broker-dealer or bank to independent RIA	Mar 30, 2022
2	Securities America Advisors, Inc. BD affiliated	Arkadios Wealth Advisors BD affiliated	San Antonio, Tx	Affiliated broker-dealer or bank to another	Mar 4, 2022
2	Securities America Advisors, Inc. BD affiliated	Ifg Advisory, LLC independent RIA	Raleigh, Nc	Affiliated broker-dealer or bank to independent RIA	Mar 1, 2022
3	Securities America Advisors, Inc. BD affiliated	Dechtman Wealth Management independent RIA	Centennial, Co	Affiliated broker-dealer or bank to independent RIA	Feb 28, 2022
3	Securities America Advisors, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Edina, Mn +1	Affiliated broker-dealer or bank to another	Feb 1, 2022
4	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Huntington Beach, Ca +2	Affiliated broker-dealer or bank to another	Jan 28, 2022 over 10 d
3	Securities America Advisors, Inc. BD affiliated	Pin Wealth no RAUM	North Reading, Ma +1	Affiliated broker-dealer or bank to a newly registered adviser	Jan 18, 2022
2	Securities America Advisors, Inc. BD affiliated	United Planners' Financial Services Of America A Limited Partner independent RIA	Bloomington, Mn	Affiliated broker-dealer or bank to independent RIA	Dec 31, 2021
3	Securities America Advisors, Inc. BD affiliated	Commonwealth Financial Network national BD	Seattle, Wa	Affiliated broker-dealer or bank to another	Dec 21, 2021
3	Securities America Advisors, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Towson, Md	Affiliated broker-dealer or bank to another	Nov 10, 2021
2	Securities America Advisors, Inc. BD affiliated	Silver Oak Securities, Inc. BD affiliated	Schroon Lake, Ny	Affiliated broker-dealer or bank to another	Sep 24, 2021
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Oak Harbor, Wa	Affiliated broker-dealer or bank to another	Sep 24, 2021
2	Securities America Advisors, Inc. BD affiliated	Park Avenue Securities LLC BD affiliated	Honolulu, Hi	Affiliated broker-dealer or bank to another	Aug 17, 2021
2	Securities America Advisors, Inc. BD affiliated	J. W. Cole Advisors, Inc. independent RIA	Bonita Springs, Fl	Affiliated broker-dealer or bank to independent RIA	Aug 6, 2021
2	Securities America Advisors, Inc. BD affiliated	Assuredpartners Investment Advisors no RAUM	Plantation, Fl	Other	Jul 6, 2021
2	Securities America Advisors, Inc. BD affiliated	Aspirean Wealth, LLC independent RIA	Chesterton, In	Affiliated broker-dealer or bank to independent RIA	Jun 1, 2021
3	Securities America Advisors, Inc. BD affiliated	Wilon Wealth Management no RAUM	Urbandale, Ia	Affiliated broker-dealer or bank to a newly registered adviser	May 7, 2021
3	Securities America Advisors, Inc. BD affiliated	Creativeone Wealth, LLC independent RIA	Topeka, Ks	Affiliated broker-dealer or bank to independent RIA	Apr 15, 2021
9	Securities America Advisors, Inc. BD affiliated	Cedar Brook Group independent RIA	Mayfield Heights, Oh +1	Affiliated broker-dealer or bank to independent RIA	Apr 13, 2021 over 2 d
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Hurst, Tx	Affiliated broker-dealer or bank to another	Dec 10, 2020
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Lancaster, Pa	Affiliated broker-dealer or bank to another	Dec 4, 2020
4	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Kaukauna, Wi	Affiliated broker-dealer or bank to another	Nov 30, 2020
3	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	La Vista, Ne	Affiliated broker-dealer or bank to another	Oct 9, 2020
2	Securities America Advisors, Inc. BD affiliated	Avantax Advisory Services BD affiliated	Sugar Land, Tx +1	Affiliated broker-dealer or bank to another	Oct 9, 2020 over 3 d
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Lincoln, Ne	Affiliated broker-dealer or bank to another	Sep 3, 2020
3	Securities America Advisors, Inc. BD affiliated	United Planners' Financial Services Of America A Limited Partner independent RIA	Wallingford, Ct	Affiliated broker-dealer or bank to independent RIA	Aug 10, 2020
2	Securities America Advisors, Inc. BD affiliated	Commonwealth Financial Network national BD	Worthington, Oh	Affiliated broker-dealer or bank to another	May 27, 2020
3	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Broadview Heights, Oh	Affiliated broker-dealer or bank to another	May 18, 2020
7	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Jefferson City, Mo +1	Affiliated broker-dealer or bank to another	Apr 30, 2020
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Lincoln, Ne +1	Affiliated broker-dealer or bank to another	Apr 30, 2020
4	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Colorado Springs, Co +3	Affiliated broker-dealer or bank to another	Apr 16, 2020 over 14 d
7	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Lincoln, Ne +2	Affiliated broker-dealer or bank to another	Apr 2, 2020 over 13 d
2	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Eagle, Id	Affiliated broker-dealer or bank to another	Mar 2, 2020
18	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Mccook, Ne +11	Affiliated broker-dealer or bank to another	Feb 4, 2020 over 37 d
3	Securities America Advisors, Inc. BD affiliated	Lpf Advisors, LLC independent RIA	Sarasota, Fl	Affiliated broker-dealer or bank to independent RIA	Feb 3, 2020
3	Securities America Advisors, Inc. BD affiliated	Live Oak Wealth Management, LLC state registered	Covington, La	Affiliated broker-dealer or bank to a state-registered adviser	Feb 3, 2020

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154 teams match.derived from registration dates