DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Pnc Wealth Management

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Pnc Wealth Management other	Huntington Financial Advisors other	Akron, Oh +1	Other	Apr 28, 2017 over 7 d
2	Pnc Wealth Management other	Wells Fargo Advisors wirehouse	Wellington, Fl	Other	Apr 28, 2017
2	Pnc Wealth Management other	Edward Jones national BD	Dayton, Oh +1	Other	Apr 27, 2017 over 1 d
4	Pnc Wealth Management other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Sterling Heights, Mi +3	Other	Apr 20, 2017 over 12 d
3	Pnc Wealth Management other	Santander Securities other	Willow Street, Pa +2	Other	Feb 23, 2017 over 6 d
2	Pnc Wealth Management other	Pnc Capital Advisors LLC other	Columbus, Oh	Other	Jan 11, 2017 over 13 d
2	Pnc Wealth Management other	Gladstone Wealth Partners other	Edison, Nj +1	Other	Dec 8, 2016 over 8 d
2	Pnc Wealth Management other	Advice And Planning Services other	Columbus, Oh +1	Other	Sep 7, 2016 over 5 d
2	Pnc Wealth Management other	Bb&T Investment Services, Inc. other	Lancaster, Pa	Other	Sep 6, 2016 over 10 d
2	Pnc Wealth Management other	Truist Advisory Services, Inc. no RAUM	Tampa, Fl +1	Other	Aug 2, 2016 over 2 d
2	Pnc Wealth Management other	Wells Fargo Advisors wirehouse	Camp Hill, Pa +1	Other	Jul 15, 2016 over 6 d
2	Pnc Wealth Management other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Mcmurray, Pa +1	Other	Jul 12, 2016 over 14 d
2	Pnc Wealth Management other	Citizens Securities, Inc. other	Pittsburgh, Pa +1	Other	May 19, 2016
2	Pnc Wealth Management other	Morgan Stanley wirehouse	Cincinnati, Oh	Other	May 6, 2016
2	Pnc Wealth Management other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Wellington, Fl +1	Other	Feb 9, 2016
2	Pnc Wealth Management other	Wells Fargo Advisors wirehouse	Erie, Pa	Other	Jan 6, 2016
3	Pnc Wealth Management other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Morristown, Nj +1	Other	Nov 19, 2015 over 8 d
2	Pnc Wealth Management other	Morgan Stanley wirehouse	Cincinnati, Oh	Other	Oct 13, 2015
2	Pnc Wealth Management other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New Albany, Oh +1	Other	Oct 6, 2015 over 10 d
2	Pnc Wealth Management other	Advice And Planning Services other	Monroeville, Pa +1	Other	Sep 9, 2015 over 6 d
2	Pnc Wealth Management other	Private Advisor Group, LLC other	Philadelphia, Pa	Other	Aug 31, 2015
5	Pnc Wealth Management other	Private Advisor Group, LLC other	Moorestown, Nj +1	Other	Aug 28, 2015 over 3 d
2	Pnc Wealth Management other	Citizens Securities, Inc. other	State College, Pa +1	Other	Aug 3, 2015 over 11 d
2	Pnc Wealth Management other	J.P. Morgan Securities LLC wirehouse	Woodland Park, Nj +1	Other	May 15, 2015 over 4 d
2	Pnc Wealth Management other	Pnc Capital Advisors LLC other	Columbus, Oh +1	Other	May 11, 2015 over 10 d
2	Pnc Wealth Management other	Citigroup Global Markets Inc. other	Vienna, Va +1	Other	Apr 1, 2015 over 14 d
2	Pnc Wealth Management other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Ellicott City, Md	Other	Mar 2, 2015 over 8 d
2	Pnc Wealth Management other	Fifth Third Securities, Inc. other	Indianapolis, In	Other	Jan 8, 2015

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88 teams match.derived from registration dates