DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Kestra Advisory Services, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
9	Kestra Advisory Services, LLC BD affiliated	Gallagher Fiduciary Advisors, LLC institutional	Austin, Tx +1	Other	Apr 6, 2022 over 2 d
2	Kestra Advisory Services, LLC BD affiliated	Factor Investing Group independent RIA	Austin, Tx	Affiliated broker-dealer or bank to independent RIA	Mar 7, 2022
2	Kestra Advisory Services, LLC BD affiliated	Kestra Investment Management, LLC. no RAUM	Austin, Tx	Affiliated broker-dealer or bank to a newly registered adviser	Jan 11, 2022
3	Kestra Advisory Services, LLC BD affiliated	Belpointe Asset Management LLC independent RIA	Austin, Tx	Affiliated broker-dealer or bank to independent RIA	Sep 23, 2021
2	Kestra Advisory Services, LLC BD affiliated	Onedigital institutional	Sacramento, Ca	Other	Jul 12, 2021
3	Kestra Advisory Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Glen Allen, Va	Affiliated broker-dealer or bank to another	Jul 7, 2021
4	Kestra Advisory Services, LLC BD affiliated	Global Retirement Partners LLC institutional	Austin, Tx +2	Other	Feb 19, 2021
2	Kestra Advisory Services, LLC BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Villa Park, Il +1	Affiliated broker-dealer or bank to another	Feb 8, 2021
2	Kestra Advisory Services, LLC BD affiliated	Csenge Advisory Group, LLC independent RIA	Hicksville, Ny	Affiliated broker-dealer or bank to independent RIA	Feb 5, 2021
4	Kestra Advisory Services, LLC BD affiliated	The Ameriflex Group independent RIA	Albuquerque, Nm	Affiliated broker-dealer or bank to independent RIA	Jan 29, 2021 over 7 d
5	Kestra Advisory Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Hollywood, Fl	Affiliated broker-dealer or bank to another	Dec 9, 2020 over 10 d
3	Kestra Advisory Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Austin, Tx	Affiliated broker-dealer or bank to another	Dec 9, 2020 over 9 d
3	Kestra Advisory Services, LLC BD affiliated	Mma Securities LLC no RAUM	Chicago, Il +1	Other	Jul 1, 2020
2	Kestra Advisory Services, LLC BD affiliated	Wms Wealth Planners independent RIA	Pittsburgh, Pa	Affiliated broker-dealer or bank to independent RIA	Apr 1, 2020
2	Kestra Advisory Services, LLC BD affiliated	Lion Street Advisors, LLC BD affiliated	Austin, Tx	Affiliated broker-dealer or bank to another	Mar 28, 2020
2	Kestra Advisory Services, LLC BD affiliated	Bellwether Wealth independent RIA	Lincoln, Ne	Affiliated broker-dealer or bank to independent RIA	Nov 18, 2019
2	Kestra Advisory Services, LLC BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Alpharetta, Ga	Affiliated broker-dealer or bank to another	Oct 25, 2019
2	Kestra Advisory Services, LLC BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Austin, Tx	Affiliated broker-dealer or bank to another	Oct 25, 2019 over 4 d
3	Kestra Advisory Services, LLC BD affiliated	Osaic Advisory Services, LLC BD affiliated	Greensboro, Nc	Affiliated broker-dealer or bank to another	Sep 30, 2019
3	Kestra Advisory Services, LLC BD affiliated	Csenge Advisory Group, LLC independent RIA	Ridgeland, Ms	Affiliated broker-dealer or bank to independent RIA	Sep 27, 2019
2	Kestra Advisory Services, LLC BD affiliated	Lion Street Advisors, LLC BD affiliated	Dallas, Tx	Affiliated broker-dealer or bank to another	Sep 10, 2019
3	Kestra Advisory Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Stevensville, Md	Affiliated broker-dealer or bank to another	Sep 5, 2019
2	Kestra Advisory Services, LLC BD affiliated	LPL Financial LLC BD affiliated	Austin, Tx	Affiliated broker-dealer or bank to another	Sep 5, 2019
2	Kestra Advisory Services, LLC BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Dothan, Al	Affiliated broker-dealer or bank to another	Aug 14, 2019
2	Kestra Advisory Services, LLC BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Austin, Tx	Affiliated broker-dealer or bank to another	Aug 14, 2019
4	Kestra Advisory Services, LLC BD affiliated	Ivc Wealth Advisors LLC independent RIA	Silverdale, Pa	Affiliated broker-dealer or bank to independent RIA	Aug 5, 2019 over 14 d
2	Kestra Advisory Services, LLC BD affiliated	LPL Financial LLC independent RIA	Baltimore, Md	Affiliated broker-dealer or bank to independent RIA	May 30, 2019
2	Kestra Advisory Services, LLC BD affiliated	LPL Financial LLC independent RIA	Winstonsalem, Nc +1	Affiliated broker-dealer or bank to independent RIA	Mar 28, 2019
5	Kestra Advisory Services, LLC BD affiliated	LPL Financial LLC independent RIA	Florham Park, Nj	Affiliated broker-dealer or bank to independent RIA	Jan 17, 2019
3	Kestra Advisory Services, LLC BD affiliated	Odyssey Capital Advisors Inc. independent RIA	Bala Cynwyd, Pa	Affiliated broker-dealer or bank to independent RIA	Dec 26, 2018
2	Kestra Advisory Services, LLC BD affiliated	LPL Financial LLC independent RIA	Spokane, Wa +1	Affiliated broker-dealer or bank to independent RIA	Oct 23, 2018
2	Kestra Advisory Services, LLC BD affiliated	Creativeone Securities, LLC BD affiliated	Austin, Tx	Affiliated broker-dealer or bank to another	Aug 16, 2018
2	Kestra Advisory Services, LLC BD affiliated	LPL Financial LLC independent RIA	Wall, Nj +1	Affiliated broker-dealer or bank to independent RIA	Aug 9, 2018
2	Kestra Advisory Services, LLC BD affiliated	Fortify Wealth, Inc. independent RIA	St Louis, Mo +1	Affiliated broker-dealer or bank to independent RIA	Jul 12, 2018
3	Kestra Advisory Services, LLC BD affiliated	Trivium Point Advisory, LLC no RAUM	Westport, Ct	Affiliated broker-dealer or bank to a newly registered adviser	May 23, 2018 over 7 d
2	Kestra Advisory Services, LLC BD affiliated	Commonwealth Financial Network national BD	Durham, Nc	Affiliated broker-dealer or bank to another	May 21, 2018 over 1 d
2	Kestra Advisory Services, LLC BD affiliated	Trivium Point Advisory, LLC no RAUM	Austin, Tx	Affiliated broker-dealer or bank to a newly registered adviser	May 17, 2018 over 13 d
2	Kestra Advisory Services, LLC BD affiliated	World Investment Advisors, LLC BD affiliated	Washington, Dc	Affiliated broker-dealer or bank to another	Apr 2, 2018 over 10 d
2	Kestra Advisory Services, LLC other	Legacy Capital Wealth Partners, LLC no RAUM	Little Rock, Ar	Other	Mar 1, 2018
2	Kestra Advisory Services, LLC other	LPL Financial LLC other	Milpitas, Ca	Other	Sep 22, 2017
3	Kestra Advisory Services, LLC other	Sfi Advisors, LLC no RAUM	Montclair, Nj	Other	May 11, 2017 over 5 d
4	Kestra Advisory Services, LLC other	Securities America Advisors, Inc. other	Arlington, Tx +2	Other	Mar 31, 2017 over 6 d
2	Kestra Advisory Services, LLC other	Ganim Private Wealth independent RIA	Bridgeport, Ct	Other	Mar 24, 2017 over 5 d
3	Kestra Advisory Services, LLC other	Ameriprise Financial Services, LLC national BD	Rockville, Md	Other	Feb 9, 2017
2	Kestra Advisory Services, LLC other	Lion Street Advisors, LLC other	Newton, Ma	Other	Feb 2, 2017
2	Kestra Advisory Services, LLC other	Lion Street Advisors, LLC other	Austin, Tx	Other	Feb 2, 2017
2	Kestra Advisory Services, LLC other	Holderness Investments Co other	Greensboro, Nc	Other	Jan 27, 2017
2	Kestra Advisory Services, LLC other	Stage 2 Planning Partners unclassified	South Burlington, Vt	Other	Sep 28, 2016

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108 teams match.derived from registration dates