DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Fidelity Personal And Workplace Advisors

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
3	Fidelity Personal And Workplace Advisors BD affiliated	Fisher Investments independent RIA	Boston, Ma	Affiliated broker-dealer or bank to independent RIA	Mar 29, 2022 over 15 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Copperleaf Capital, LLC independent RIA	Raleigh, Nc +1	Affiliated broker-dealer or bank to independent RIA	Mar 9, 2022 over 9 d
6	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Jan 10, 2022 over 35 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC other	Boston, Ma	Other	Jan 10, 2022 over 1 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Edward Jones national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Jan 10, 2022 over 4 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Salt Lake City, Ut	Affiliated broker-dealer or bank to wirehouse	Dec 6, 2021 over 4 d
4	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Sep 29, 2021 over 2 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Edward Jones national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Sep 29, 2021 over 5 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Sep 28, 2021 over 10 d
4	Fidelity Personal And Workplace Advisors BD affiliated	Fisher Investments independent RIA	Boston, Ma	Affiliated broker-dealer or bank to independent RIA	Sep 21, 2021 over 21 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Advice And Planning Services BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Sep 21, 2021 over 15 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Oak Brook, Il	Affiliated broker-dealer or bank to another	Aug 30, 2021 over 11 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Columbia Management Investment Advisers, LLC asset manager	Merrimack, Nh	Other	Aug 26, 2021 over 4 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Greenwood Village, Co	Affiliated broker-dealer or bank to another	Jul 23, 2021 over 7 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Empower Advisory Group, LLC other	Boston, Ma	Other	Jul 9, 2021
2	Fidelity Personal And Workplace Advisors BD affiliated	Independent Financial Partners BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Jul 9, 2021
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	New York, Ny +1	Affiliated broker-dealer or bank to another	Jul 9, 2021 over 13 d
2	Fidelity Personal And Workplace Advisors BD affiliated	J.P. Morgan Securities LLC wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Jul 6, 2021 over 3 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Vanguard Advisers, Inc. BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Jul 1, 2021 over 8 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Captrust institutional	Boston, Ma	Other	Jun 30, 2021 over 12 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Citizens Securities, Inc. BD affiliated	Boston, Ma +1	Affiliated broker-dealer or bank to another	Jun 29, 2021 over 10 d
10	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	May 9, 2021 over 61 d
2	Fidelity Personal And Workplace Advisors BD affiliated	E*Trade Capital Management, LLC independent RIA	Boston, Ma	Affiliated broker-dealer or bank to independent RIA	Apr 5, 2021
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Westlake, Tx	Affiliated broker-dealer or bank to another	Mar 12, 2021 over 5 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Fisher Investments independent RIA	Boston, Ma	Affiliated broker-dealer or bank to independent RIA	Feb 8, 2021 over 23 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Jan 25, 2021 over 22 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Nov 10, 2020 over 7 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Oct 18, 2020 over 5 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Sep 17, 2020
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Westlake, Tx	Affiliated broker-dealer or bank to another	Sep 10, 2020 over 6 d
3	Fidelity Personal And Workplace Advisors BD affiliated	J.P. Morgan Securities LLC wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Jul 8, 2020 over 22 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Jul 7, 2020 over 1 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Jun 17, 2020
4	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	May 1, 2020 over 19 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Edelman Financial Engines independent RIA	Boston, Ma	Affiliated broker-dealer or bank to independent RIA	Mar 24, 2020 over 7 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Mar 9, 2020 over 7 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Jan 31, 2020 over 5 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Jan 30, 2020 over 14 d
3	Fidelity Personal And Workplace Advisors BD affiliated	UBS Financial Services Inc. wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Jan 30, 2020 over 1 d
2	Fidelity Personal And Workplace Advisors BD affiliated	J.P. Morgan Securities LLC wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Jan 29, 2020 over 1 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Oct 29, 2019 over 23 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Fisher Investments independent RIA	Boston, Ma	Affiliated broker-dealer or bank to independent RIA	Oct 15, 2019 over 10 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Oct 8, 2019 over 6 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Covington, Ky	Affiliated broker-dealer or bank to wirehouse	Sep 10, 2019 over 10 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Morgan Stanley wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Aug 12, 2019 over 11 d
3	Fidelity Personal And Workplace Advisors BD affiliated	U.S. Bancorp Investments, Inc. BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Jun 27, 2019 over 21 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Jun 21, 2019 over 12 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Fisher Investments independent RIA	Boston, Ma	Affiliated broker-dealer or bank to independent RIA	Jun 11, 2019 over 7 d
5	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	May 29, 2019 over 22 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Morgan Stanley wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	May 16, 2019 over 14 d
5	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Apr 17, 2019 over 23 d
3	Fidelity Personal And Workplace Advisors BD affiliated	J.P. Morgan Securities LLC wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Mar 15, 2019 over 17 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Raymond James & Associates, Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Mar 4, 2019 over 3 d
7	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Jan 30, 2019 over 36 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Jan 30, 2019 over 8 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Jan 25, 2019 over 6 d
3	Fidelity Personal And Workplace Advisors BD affiliated	J.P. Morgan Securities LLC wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Jan 24, 2019 over 14 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Vanguard Advisers, Inc. BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Jan 11, 2019 over 3 d
2	Fidelity Personal And Workplace Advisors BD affiliated	J.P. Morgan Securities LLC wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Dec 7, 2018 over 13 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Boston, Ma	Affiliated broker-dealer or bank to wirehouse	Dec 5, 2018 over 13 d

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134 teams match.derived from registration dates