DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Equitable Advisors, LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Equitable Advisors, LLC national BD	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Grand Rapids, Mi +1	Affiliated broker-dealer or bank to wirehouse	Nov 14, 2022 over 9 d
5	Equitable Advisors, LLC national BD	Eaton Financial Group independent RIA	Boca Raton, Fl	Affiliated broker-dealer or bank to independent RIA	Nov 2, 2022 over 5 d
2	Equitable Advisors, LLC national BD	Eversource Wealth Advisors, LLC independent RIA	Scottsdale, Az	Affiliated broker-dealer or bank to independent RIA	Oct 18, 2022
4	Equitable Advisors, LLC national BD	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York, Ny +1	Affiliated broker-dealer or bank to wirehouse	Oct 12, 2022 over 9 d
2	Equitable Advisors, LLC national BD	J.P. Morgan Securities LLC wirehouse	New York, Ny	Affiliated broker-dealer or bank to wirehouse	Sep 14, 2022 over 8 d
2	Equitable Advisors, LLC national BD	M Holdings Securities, Inc. BD affiliated	Denver, Co	Affiliated broker-dealer or bank to another	Sep 13, 2022
4	Equitable Advisors, LLC national BD	Fidelity Personal And Workplace Advisors BD affiliated	Dallas, Tx +2	Affiliated broker-dealer or bank to another	Sep 12, 2022 over 28 d
2	Equitable Advisors, LLC national BD	The Ameriflex Group independent RIA	Howell, Nj +1	Affiliated broker-dealer or bank to independent RIA	Sep 9, 2022 over 7 d
3	Equitable Advisors, LLC national BD	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York, Ny	Affiliated broker-dealer or bank to wirehouse	Aug 30, 2022 over 9 d
3	Equitable Advisors, LLC national BD	Pfg Advisors independent RIA	Phoenix, Az	Affiliated broker-dealer or bank to independent RIA	Aug 9, 2022 over 2 d
2	Equitable Advisors, LLC national BD	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York, Ny	Affiliated broker-dealer or bank to wirehouse	Aug 8, 2022 over 4 d
2	Equitable Advisors, LLC national BD	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Houston, Tx	Affiliated broker-dealer or bank to wirehouse	Aug 2, 2022 over 10 d
2	Equitable Advisors, LLC national BD	J.P. Morgan Securities LLC wirehouse	Columbus, Oh	Affiliated broker-dealer or bank to wirehouse	Jul 22, 2022 over 4 d
2	Equitable Advisors, LLC national BD	J.P. Morgan Securities LLC wirehouse	Leander, Tx +1	Affiliated broker-dealer or bank to wirehouse	Jul 22, 2022
5	Equitable Advisors, LLC national BD	Gwn Securities Inc. BD affiliated	Houston, Tx	Affiliated broker-dealer or bank to another	Jun 27, 2022 over 22 d
2	Equitable Advisors, LLC national BD	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York, Ny	Affiliated broker-dealer or bank to wirehouse	Jun 14, 2022 over 13 d
2	Equitable Advisors, LLC national BD	Morgan Stanley wirehouse	Austin, Tx	Affiliated broker-dealer or bank to wirehouse	Jun 9, 2022 over 1 d
2	Equitable Advisors, LLC national BD	Fidelity Personal And Workplace Advisors BD affiliated	Oak Brook, Il	Affiliated broker-dealer or bank to another	Jun 6, 2022 over 9 d
2	Equitable Advisors, LLC national BD	LPL Financial LLC independent RIA	Fort Worth, Tx +1	Affiliated broker-dealer or bank to independent RIA	May 17, 2022 over 1 d
2	Equitable Advisors, LLC national BD	Cuso Financial Services, L.P. BD affiliated	Cincinnati, Oh +1	Affiliated broker-dealer or bank to another	May 6, 2022 over 7 d
2	Equitable Advisors, LLC national BD	Fidelity Personal And Workplace Advisors BD affiliated	Boca Raton, Fl	Affiliated broker-dealer or bank to another	May 3, 2022
2	Equitable Advisors, LLC national BD	Fidelity Personal And Workplace Advisors BD affiliated	New York, Ny	Affiliated broker-dealer or bank to another	Mar 18, 2022 over 13 d
2	Equitable Advisors, LLC national BD	Entelevest, LLC independent RIA	Miami, Fl	Affiliated broker-dealer or bank to independent RIA	Mar 8, 2022 over 2 d
2	Equitable Advisors, LLC national BD	Global Retirement Partners LLC institutional	New Hyde Park, Ny +1	Other	Dec 8, 2021 over 9 d
2	Equitable Advisors, LLC national BD	LPL Financial LLC BD affiliated	Memphis, Tn	Affiliated broker-dealer or bank to another	Nov 2, 2021
3	Equitable Advisors, LLC national BD	Newedge Advisors BD affiliated	New York, Ny	Affiliated broker-dealer or bank to another	Nov 1, 2021 over 21 d
2	Equitable Advisors, LLC national BD	E*Trade Capital Management, LLC independent RIA	New York, Ny	Affiliated broker-dealer or bank to independent RIA	Oct 12, 2021 over 2 d
2	Equitable Advisors, LLC national BD	Ameriprise Financial Services, LLC national BD	Cherry Hill, Nj	Affiliated broker-dealer or bank to another	Oct 8, 2021 over 12 d
2	Equitable Advisors, LLC national BD	Td Ameritrade, Inc. no RAUM	New York, Ny +1	Other	Oct 7, 2021 over 6 d
2	Equitable Advisors, LLC national BD	MML Investors Services, LLC BD affiliated	New York, Ny	Affiliated broker-dealer or bank to another	Aug 30, 2021 over 8 d
3	Equitable Advisors, LLC national BD	Traction Financial Partners no RAUM	Littleton, Co	Affiliated broker-dealer or bank to a newly registered adviser	Aug 11, 2021 over 1 d
3	Equitable Advisors, LLC national BD	Fidelity Personal And Workplace Advisors BD affiliated	New York, Ny +1	Affiliated broker-dealer or bank to another	Aug 10, 2021 over 15 d
4	Equitable Advisors, LLC national BD	Osaic Wealth, Inc. BD affiliated	Melville, Ny	Affiliated broker-dealer or bank to another	Jul 27, 2021 over 8 d
4	Equitable Advisors, LLC national BD	Gwn Securities Inc. BD affiliated	Los Angeles, Ca	Affiliated broker-dealer or bank to another	Jul 15, 2021 over 5 d
4	Equitable Advisors, LLC national BD	Wealth Enhancement Advisory Services, LLC BD affiliated	Houston, Tx +1	Affiliated broker-dealer or bank to another	Jul 9, 2021 over 5 d
11	Equitable Advisors, LLC national BD	Gwn Securities Inc. BD affiliated	Los Angeles, Ca	Affiliated broker-dealer or bank to another	Jun 21, 2021 over 7 d
4	Equitable Advisors, LLC national BD	Cedrus no RAUM	Lakewood, Co	Affiliated broker-dealer or bank to a newly registered adviser	May 5, 2021 over 28 d
2	Equitable Advisors, LLC national BD	Aprio Wealth Management, LLC independent RIA	New York, Ny	Affiliated broker-dealer or bank to independent RIA	May 5, 2021 over 1 d
2	Equitable Advisors, LLC national BD	Morgan Stanley wirehouse	New York, Ny +1	Affiliated broker-dealer or bank to wirehouse	Apr 28, 2021 over 12 d
4	Equitable Advisors, LLC national BD	J.P. Morgan Securities LLC wirehouse	San Diego, Ca +2	Affiliated broker-dealer or bank to wirehouse	Apr 12, 2021 over 21 d
2	Equitable Advisors, LLC national BD	Fidelity Personal And Workplace Advisors BD affiliated	Melville, Ny +1	Affiliated broker-dealer or bank to another	Apr 12, 2021 over 7 d
4	Equitable Advisors, LLC national BD	Cedrus no RAUM	Lakewood, Co	Affiliated broker-dealer or bank to a newly registered adviser	Apr 5, 2021 over 8 d
3	Equitable Advisors, LLC national BD	Fidelity Personal And Workplace Advisors BD affiliated	New York, Ny	Affiliated broker-dealer or bank to another	Mar 1, 2021 over 4 d
2	Equitable Advisors, LLC national BD	Ameriprise Financial Services, LLC national BD	New York, Ny	Affiliated broker-dealer or bank to another	Feb 2, 2021 over 1 d
8	Equitable Advisors, LLC national BD	MML Investors Services, LLC BD affiliated	Los Angeles, Ca	Affiliated broker-dealer or bank to another	Jan 26, 2021 over 3 d
2	Equitable Advisors, LLC national BD	MML Investors Services, LLC BD affiliated	Irvine, Ca +1	Affiliated broker-dealer or bank to another	Jan 8, 2021
2	Equitable Advisors, LLC national BD	Fisher Investments independent RIA	Dallas, Tx	Affiliated broker-dealer or bank to independent RIA	Dec 24, 2020 over 14 d
2	Equitable Advisors, LLC national BD	E*Trade Capital Management, LLC independent RIA	Boca Raton, Fl +1	Affiliated broker-dealer or bank to independent RIA	Dec 22, 2020 over 13 d
2	Equitable Advisors, LLC national BD	Octavia Wealth Advisors LLC independent RIA	San Diego, Ca	Affiliated broker-dealer or bank to independent RIA	Dec 9, 2020 over 7 d
2	Equitable Advisors, LLC national BD	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	San Francisco, Ca	Affiliated broker-dealer or bank to wirehouse	Jul 27, 2020 over 3 d
2	Equitable Advisors, LLC national BD	Fidelity Personal And Workplace Advisors BD affiliated	Woodland Hills, Ca +1	Affiliated broker-dealer or bank to another	Jul 21, 2020 over 13 d
10	Equitable Advisors, LLC national BD	Octavia Wealth Advisors LLC mixed wealth	Blue Ash, Oh	Affiliated broker-dealer or bank to independent RIA	Jul 10, 2020
8	Equitable Advisors, LLC national BD	Octavia Wealth Advisors LLC mixed wealth	San Diego, Ca +2	Affiliated broker-dealer or bank to independent RIA	Jul 7, 2020 over 3 d
3	Equitable Advisors, LLC national BD	Ameriprise Financial Services, LLC national BD	Williamsville, Ny +2	Affiliated broker-dealer or bank to another	Jul 2, 2020 over 11 d
4	Equitable Advisors, LLC national BD	Securities America Advisors, Inc. BD affiliated	Port Jefferson, Ny +2	Affiliated broker-dealer or bank to another	Jun 30, 2020 over 7 d
3	Equitable Advisors, LLC national BD	Commonwealth Financial Network national BD	Doylestown, Pa +1	Affiliated broker-dealer or bank to another	Jun 24, 2020 over 6 d
2	Equitable Advisors, LLC national BD	Northwestern Mutual Investment Services,LLC no RAUM	Bala Cynwyd, Pa	Other	Jun 15, 2020 over 1 d
2	Equitable Advisors, LLC national BD	Ameriprise Financial Services, LLC national BD	Brookfield, Wi +1	Affiliated broker-dealer or bank to another	Jun 10, 2020
3	Equitable Advisors, LLC national BD	Fidelity Personal And Workplace Advisors BD affiliated	New York, Ny	Affiliated broker-dealer or bank to another	Jun 9, 2020 over 22 d
2	Equitable Advisors, LLC national BD	Fidelity Personal And Workplace Advisors BD affiliated	Lakewood, Co +1	Affiliated broker-dealer or bank to another	May 29, 2020 over 6 d

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245 teams match.derived from registration dates