DFX Intelligence
Advisor teams
Teams that joined LPL Financial LLCWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
1,739 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | La Vista, Ne +2 | Affiliated broker-dealer or bank to another | May 16, 2024 over 7 d |
| 2 | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | East Hartford, Ct +1 | Wirehouse to affiliated broker-dealer or bank | May 15, 2024 |
| 4 | Edward Jones national BD | LPL Financial LLC BD affiliated | St Louis, Mo +2 | Affiliated broker-dealer or bank to another | May 13, 2024 over 16 d |
| 2 | T••••••••• F•••••••• A•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Brookfield, Wi | Affiliated broker-dealer or bank to another | May 10, 2024 |
| 5 | J••••• M••••••••• S•••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | New Haven, Ct | Affiliated broker-dealer or bank to another | May 9, 2024 |
| 3 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Kailua Kona, Hi | Affiliated broker-dealer or bank to another | May 9, 2024 |
| 3 | S•••••• N••••••• • C••••••• I••••••••• national BD | L•• F•••••••• L•• BD affiliated | Redding, Ca | Affiliated broker-dealer or bank to another | May 9, 2024 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Denver, Co +1 | Wirehouse to affiliated broker-dealer or bank | May 9, 2024 over 7 d |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Orange Park, Fl +1 | Affiliated broker-dealer or bank to another | May 8, 2024 over 5 d |
| 6 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Royersford, Pa +2 | Affiliated broker-dealer or bank to another | May 7, 2024 over 2 d |
| 3 | M••••••• I••••••••• N•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Glen Allen, Va +1 | Affiliated broker-dealer or bank to another | May 7, 2024 over 2 d |
| 2 | M••••••• I••••••••• N•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Dallas, Tx | Affiliated broker-dealer or bank to another | May 7, 2024 over 3 d |
| 2 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Cedar Bluff, Va | Affiliated broker-dealer or bank to another | May 7, 2024 |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Buffalo, Ny +1 | Wirehouse to affiliated broker-dealer or bank | May 6, 2024 over 14 d |
| 2 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Poughkeepsie, Ny | Affiliated broker-dealer or bank to another | May 3, 2024 |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Summit, Nj +1 | Wirehouse to affiliated broker-dealer or bank | May 3, 2024 over 14 d |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Irvine, Ca +1 | Affiliated broker-dealer or bank to another | May 2, 2024 over 7 d |
| 2 | F•••• F•••••••• independent RIA | L•• F•••••••• L•• BD affiliated | Little Falls, Mn +1 | RIA to affiliated broker-dealer or bank | May 2, 2024 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | May 2, 2024 over 12 d |
| 2 | K••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Chandler, Az | Affiliated broker-dealer or bank to another | May 2, 2024 |
| 2 | K••••• A••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | May 2, 2024 |
| 3 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Lincoln, Ri | Affiliated broker-dealer or bank to another | May 1, 2024 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Bellevue, Wa | Affiliated broker-dealer or bank to another | May 1, 2024 |
| 4 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | San Diego, Ca +1 | Affiliated broker-dealer or bank to another | Apr 26, 2024 over 3 d |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Bloomfield Hills, Mi +1 | Affiliated broker-dealer or bank to another | Apr 25, 2024 over 12 d |
| 2 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Ironton, Oh | Affiliated broker-dealer or bank to another | Apr 25, 2024 |
| 6 | M•• I•••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Hunt Valley, Md +1 | Affiliated broker-dealer or bank to another | Apr 24, 2024 |
| 4 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Plano, Tx +2 | Affiliated broker-dealer or bank to another | Apr 24, 2024 over 6 d |
| 2 | L••••••• C•••••• I••• independent RIA | L•• F•••••••• L•• BD affiliated | Oak Brook, Il | RIA to affiliated broker-dealer or bank | Apr 22, 2024 |
| 12 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Red Bank, Nj +4 | Affiliated broker-dealer or bank to another | Apr 19, 2024 over 24 d |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Santa Rosa Beach, Fl +1 | Affiliated broker-dealer or bank to another | Apr 18, 2024 over 13 d |
| 5 | C•••• C•••••• S••••••••• L••• BD affiliated | L•• F•••••••• L•• BD affiliated | Orange, Ca +3 | Affiliated broker-dealer or bank to another | Apr 17, 2024 |
| 6 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Cedar Rapids, Ia +1 | Affiliated broker-dealer or bank to another | Apr 16, 2024 over 9 d |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Greenwood Village, Co | Affiliated broker-dealer or bank to another | Apr 16, 2024 over 2 d |
| 2 | C•••••• S••••• • C••• I••• national BD | L•• F•••••••• L•• BD affiliated | San Francisco, Ca +1 | Affiliated broker-dealer or bank to another | Apr 15, 2024 over 7 d |
| 2 | C•••••••• G••••• M•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Greenwich, Ct | Affiliated broker-dealer or bank to another | Apr 10, 2024 over 9 d |
| 2 | C•••••••• G••••• M•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Beverly Hills, Ca +1 | Affiliated broker-dealer or bank to another | Apr 8, 2024 over 7 d |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Signal Mountain, Tn | Affiliated broker-dealer or bank to another | Apr 5, 2024 |
| 3 | C•••••••• G••••• M•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Miami, Fl +2 | Affiliated broker-dealer or bank to another | Apr 4, 2024 over 8 d |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Fresno, Ca +1 | Affiliated broker-dealer or bank to another | Apr 3, 2024 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Plano, Tx | Affiliated broker-dealer or bank to another | Apr 2, 2024 |
| 2 | C•••••••• G••••• M•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | New York, Ny | Affiliated broker-dealer or bank to another | Apr 2, 2024 over 8 d |
| 4 | A•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Irving, Tx +1 | Affiliated broker-dealer or bank to another | Apr 1, 2024 |
| 3 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Beaverton, Or +1 | Affiliated broker-dealer or bank to another | Apr 1, 2024 over 1 d |
| 3 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Decatur, Al | Affiliated broker-dealer or bank to another | Apr 1, 2024 |
| 2 | F•••• F•••••••• independent RIA | L•• F•••••••• L•• BD affiliated | Minneapolis, Mn | RIA to affiliated broker-dealer or bank | Apr 1, 2024 |
| 3 | T••••• A••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Hickory, Nc | Affiliated broker-dealer or bank to another | Mar 27, 2024 over 1 d |
| 2 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Brentwood, Tn | Affiliated broker-dealer or bank to another | Mar 27, 2024 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Longmont, Co | Affiliated broker-dealer or bank to another | Mar 27, 2024 |
| 5 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Mcallen, Tx +2 | Affiliated broker-dealer or bank to another | Mar 26, 2024 over 9 d |
| 2 | P•• W••••• M••••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Milford, De +1 | Affiliated broker-dealer or bank to another | Mar 26, 2024 |
| 2 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Clayton, Nc +1 | Affiliated broker-dealer or bank to another | Mar 26, 2024 over 1 d |
| 2 | P•••••••• A••••••• national BD | L•• F•••••••• L•• BD affiliated | Metairie, La +1 | Affiliated broker-dealer or bank to another | Mar 26, 2024 over 3 d |
| 4 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Voorhees, Nj | Affiliated broker-dealer or bank to another | Mar 25, 2024 over 2 d |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Celina, Tx +1 | Affiliated broker-dealer or bank to another | Mar 25, 2024 over 14 d |
| 7 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Winter Park, Fl +3 | Wirehouse to affiliated broker-dealer or bank | Mar 22, 2024 over 4 d |
| 2 | •• S••••• F•••••••• A•••••••• I••• unclassified | L•• F•••••••• L•• BD affiliated | Ashland, Or | Other | Mar 22, 2024 |
| 5 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Corpus Christi, Tx +1 | Wirehouse to affiliated broker-dealer or bank | Mar 20, 2024 over 7 d |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | L•• F•••••••• L•• BD affiliated | Nashville, Tn | Wirehouse to affiliated broker-dealer or bank | Mar 20, 2024 over 5 d |
| 7 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | San Jose, Ca +4 | Wirehouse to affiliated broker-dealer or bank | Mar 19, 2024 over 43 d |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.