Teams that joined LPL Financial LLC

Search by name with RIA and Wealth Intelligence

1,739 teams

Advisors	From	To	Branch	Type	Left
3	RBC Capital Markets, LLC national BD	LPL Financial LLC BD affiliated	Tucson, Az	Affiliated broker-dealer or bank to another	Nov 24, 2020
2	J.P. Morgan Securities LLC wirehouse	LPL Financial LLC BD affiliated	Wheaton, Il	Wirehouse to affiliated broker-dealer or bank	Nov 20, 2020 over 4 d
2	Wells Fargo Advisors wirehouse	LPL Financial LLC BD affiliated	Honolulu, Hi	Wirehouse to affiliated broker-dealer or bank	Nov 19, 2020
2	U•• F•••••••• S••••••• I••• wirehouse	L•• F•••••••• L•• BD affiliated	Weehawken, Nj +1	Wirehouse to affiliated broker-dealer or bank	Nov 17, 2020 over 2 d
3	A••••• A•• P••••••• S••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Ithaca, Ny +2	Affiliated broker-dealer or bank to another	Nov 13, 2020
2	A••••• A•• P••••••• S••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Wheaton, Il	Affiliated broker-dealer or bank to another	Nov 13, 2020
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Portland, Or	Affiliated broker-dealer or bank to another	Nov 13, 2020
6	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Albany, Ny	Affiliated broker-dealer or bank to another	Nov 12, 2020
2	V••• F•••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	West Des Moines, Ia	Affiliated broker-dealer or bank to another	Nov 2, 2020
2	M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse	L•• F•••••••• L•• BD affiliated	White Plains, Ny +1	Wirehouse to affiliated broker-dealer or bank	Oct 30, 2020 over 5 d
11	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Clarkston, Mi +6	Affiliated broker-dealer or bank to another	Oct 21, 2020 over 27 d
8	C••••• I••••••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Fort Worth, Tx +1	Affiliated broker-dealer or bank to another	Oct 21, 2020
2	E••••• J•••• national BD	L•• F•••••••• L•• BD affiliated	Keller, Tx +1	Affiliated broker-dealer or bank to another	Oct 21, 2020 over 9 d
2	H••• S••••••••• •••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Rye, Ny +1	Affiliated broker-dealer or bank to another	Oct 19, 2020
5	C••••••••• F•••••••• N•••••• national BD	L•• F•••••••• L•• BD affiliated	Honolulu, Hi	Affiliated broker-dealer or bank to another	Oct 16, 2020
5	C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Iowa City, Ia +1	Affiliated broker-dealer or bank to another	Oct 15, 2020
2	A••••••••• F•••••••• S•••••••• L•• national BD	L•• F•••••••• L•• BD affiliated	Margate, Nj	Affiliated broker-dealer or bank to another	Oct 14, 2020 over 1 d
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Cumming, Ga	Wirehouse to affiliated broker-dealer or bank	Oct 13, 2020
3	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	La Vista, Ne	Affiliated broker-dealer or bank to another	Oct 9, 2020
2	A•••••• A••••••• S••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Omaha, Ne	Affiliated broker-dealer or bank to another	Oct 7, 2020
2	T••••••••• F•••••••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Greenwood Village, Co	Affiliated broker-dealer or bank to another	Oct 6, 2020 over 14 d
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Clive, Ia +1	Affiliated broker-dealer or bank to another	Oct 5, 2020
6	L••••• F••••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Vero Beach, Fl +5	Affiliated broker-dealer or bank to another	Sep 30, 2020
2	N•••••••• W••••• P••••••• L•• independent RIA	L•• F•••••••• L•• BD affiliated	West Hartford, Ct	RIA to affiliated broker-dealer or bank	Sep 30, 2020
2	P•••••• C••••••• L•• asset manager	L•• F•••••••• L•• BD affiliated	San Diego, Ca	Other	Sep 30, 2020
4	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Tigard, Or	Wirehouse to affiliated broker-dealer or bank	Sep 29, 2020
4	C••••• A•••••• N••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Fairview Park, Oh +1	Affiliated broker-dealer or bank to another	Sep 28, 2020
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Vienna, Wv	Wirehouse to affiliated broker-dealer or bank	Sep 24, 2020
7	K•• F•••••••• S•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Mercer Island, Wa +3	Affiliated broker-dealer or bank to another	Sep 23, 2020 over 23 d
2	I••••• F•••••••• independent RIA	L•• F•••••••• L•• BD affiliated	Kingswood, Tx +1	RIA to affiliated broker-dealer or bank	Sep 22, 2020 over 8 d
2	K•• F•••••••• S•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Tigard, Or	Affiliated broker-dealer or bank to another	Sep 21, 2020
3	C••••• A•••••• N••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	South Burlington, Vt +2	Affiliated broker-dealer or bank to another	Sep 18, 2020 over 3 d
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Oakhurst, Nj	Wirehouse to affiliated broker-dealer or bank	Sep 15, 2020
2	J••• M••••• S••••••••• L•• wirehouse	L•• F•••••••• L•• BD affiliated	Santa Cruz, Ca +1	Wirehouse to affiliated broker-dealer or bank	Sep 15, 2020 over 7 d
2	M•• I•••••••• S•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Cape Girardeau, Mo	Affiliated broker-dealer or bank to another	Sep 14, 2020
9	W•••••• • R••• BD affiliated	L•• F•••••••• L•• BD affiliated	Dallas, Tx +5	Affiliated broker-dealer or bank to another	Sep 8, 2020 over 2 d
16	S••••••• F•••••••• S•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	San Mateo, Ca +2	Affiliated broker-dealer or bank to another	Sep 4, 2020 over 7 d
2	L•••• C•••••• G•••• independent RIA	L•• F•••••••• L•• BD affiliated	San Diego, Ca	RIA to affiliated broker-dealer or bank	Sep 4, 2020 over 10 d
2	S••••••••• A•••••• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Lincoln, Ne	Affiliated broker-dealer or bank to another	Sep 3, 2020
2	D•••• B••••• A••••••• L•• other	L•• F•••••••• L•• BD affiliated	Cincinatti, Oh	Other	Sep 3, 2020
4	S•• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Irondale, Al +1	Affiliated broker-dealer or bank to another	Sep 2, 2020
3	J••• M••••• S••••••••• L•• wirehouse	L•• F•••••••• L•• BD affiliated	Algonquin, Il +2	Wirehouse to affiliated broker-dealer or bank	Sep 2, 2020 over 15 d
10	C••••• A••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Omaha, Ne +1	Affiliated broker-dealer or bank to another	Sep 1, 2020 over 9 d
3	K•• F•••••••• S•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Bellevue, Wa +1	Affiliated broker-dealer or bank to another	Sep 1, 2020
2	O•••• F•• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Pittsburgh, Pa	Affiliated broker-dealer or bank to another	Aug 21, 2020
2	U••• B•••••• A•••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Chino Hills, Ca +1	Affiliated broker-dealer or bank to another	Aug 19, 2020 over 12 d
3	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Scottsdale, Az	Wirehouse to affiliated broker-dealer or bank	Aug 17, 2020
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Boaz, Al	Wirehouse to affiliated broker-dealer or bank	Aug 17, 2020
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Johnson City, Ny +1	Wirehouse to affiliated broker-dealer or bank	Aug 14, 2020 over 3 d
2	O•••• W•••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Long Beach, Ny +1	Affiliated broker-dealer or bank to another	Aug 12, 2020
2	U•••••• W••••• M••••••••• L•• independent RIA	L•• F•••••••• L•• BD affiliated	Scottsdale, Az	RIA to affiliated broker-dealer or bank	Aug 10, 2020
2	K•• F•••••••• S•••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Bellevue, Wa +1	Affiliated broker-dealer or bank to another	Jul 27, 2020 over 4 d
3	N••••••••• M••••• I••••••••• S••••••••• no RAUM	L•• F•••••••• L•• BD affiliated	San Diego, Ca	Other	Jul 24, 2020
2	C•••••• A••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Woodland Hills, Ca	Affiliated broker-dealer or bank to another	Jul 24, 2020
3	P•••• S••••••••• L•• BD affiliated	L•• F•••••••• L•• BD affiliated	Owings Mills, Md	Affiliated broker-dealer or bank to another	Jul 23, 2020 over 7 d
2	S•• A•••••••• I••• BD affiliated	L•• F•••••••• L•• BD affiliated	Ft Myers, Fl +1	Affiliated broker-dealer or bank to another	Jul 21, 2020
2	I••••••••• A••••••• S••••••• I•• BD affiliated	L•• F•••••••• L•• BD affiliated	Akron, Oh +1	Affiliated broker-dealer or bank to another	Jul 20, 2020
2	I•••• L••• F•••••••• A••••••• other	L•• F•••••••• L•• BD affiliated	Folsom, Ca	Other	Jul 16, 2020
2	W•••• F•••• A••••••• wirehouse	L•• F•••••••• L•• BD affiliated	Tarpon Springs, Fl +1	Wirehouse to affiliated broker-dealer or bank	Jul 15, 2020 over 1 d
2	A•••••• A••••••• S••••••• BD affiliated	L•• F•••••••• L•• BD affiliated	Greenfield, In	Affiliated broker-dealer or bank to another	Jul 15, 2020

derived from registration dates

Page 22 of 29Previous Next

The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.